Unit B8: Parametric Equations and Polar Coordinates单元 B8:参数方程与极坐标
Two new ways to describe a curve: as a pair of functions of a parameter, and by radius and angle from the origin. Calculus then carries over to slopes, areas, and arc lengths in both settings.描述曲线的两种新方式:用一对关于参数的函数表示,或用到原点的半径与角度表示。微积分随后被推广到这两种情形下的斜率、面积与弧长(arc length)。
parametric)$x=f(t)$、$y=g(t)$ 描述曲线,再对其做微积分:用链式法则求斜率,再求一次导得到凹凸性,并把弧长写成速率的积分。随后转入极坐标(polar coordinates),用距离与角度取代笛卡尔坐标对,并用圆扇形微元而非矩形重新求面积与弧长。本单元最后讲圆锥曲线(conic),其统一的极坐标方程把几何与轨道问题联系起来。请认真推演 Going deeper 框中的推导;当你看清弧长与面积公式的来历后,会更有把握地使用它们。Parametric Curves参数曲线
parametric)把位置写成一对关于独立参数(通常记作 $t$)的函数。我们不把 $y$ 写成 $x$ 的函数,而是给出 $x=f(t)$ 与 $y=g(t)$。当 $t$ 在某区间上变化时,点 $(x,y)$ 在平面上描出一条曲线。这样就摆脱了竖线检验的约束,于是环路、自交以及整个圆都能被表示出来。Let $f$ and $g$ be continuous on an interval $I$. The set of points $\bigl(f(t),g(t)\bigr)$ for $t\in I$ is a parametric curve, and the equations $x=f(t)$, $y=g(t)$ are parametric equations. The parameter $t$ often represents time, in which case the curve carries an orientation: the direction of increasing $t$.设 $f$ 与 $g$ 在区间 $I$ 上连续。点集 $\bigl(f(t),g(t)\bigr)$($t\in I$)称为参数曲线,方程 $x=f(t)$、$y=g(t)$ 称为参数方程(parametric equations)。参数 $t$ 常代表时间,此时曲线带有方向:即 $t$ 增大的方向。
To recover a Cartesian relation we eliminate the parameter: solve one equation for $t$ and substitute, or exploit an identity. For trigonometric parametrizations the Pythagorean identity is the usual tool.为了还原出笛卡尔关系,我们消去参数(eliminate the parameter):从一个方程解出 $t$ 并代入另一个,或者利用某个恒等式。对三角参数化而言,常用的工具是勾股恒等式。
Remark.注记。 A curve has many parametrizations. The same unit circle is traced by $(\cos t,\sin t)$ counterclockwise once on $[0,2\pi)$ and by $(\cos 2t,\sin 2t)$ twice as fast on the same interval. The geometric image is identical, but the orientation, speed, and starting point differ, and these matter for arc length and motion.同一条曲线有很多种参数化。同一个单位圆,$(\cos t,\sin t)$ 在 $[0,2\pi)$ 上逆时针描一次,而 $(\cos 2t,\sin 2t)$ 在同一区间上以两倍速度描出。几何图形完全相同,但方向、速率与起点不同,而这些在弧长与运动问题中是重要的。
Worked Example 1.1: eliminating the parameter例题 1.1:消去参数
Identify the curve $x=t^2-1$, $y=t+2$ for $t\in\mathbb{R}$.
Solve the second equation for the parameter: $t=y-2$. Substitute into the first:
$$x=(y-2)^2-1.$$This is a parabola opening in the positive $x$ direction with vertex at $(-1,2)$. As $t$ increases, $y=t+2$ increases steadily, so the curve is traced upward along the parabola.
判别曲线 $x=t^2-1$、$y=t+2$($t\in\mathbb{R}$)。
从第二个方程解出参数:$t=y-2$。代入第一个方程:
$$x=(y-2)^2-1.$$这是一条开口朝正 $x$ 方向、顶点在 $(-1,2)$ 的抛物线。随着 $t$ 增大,$y=t+2$ 稳定增大,所以曲线沿抛物线自下而上被描出。
Worked Example 1.2: a trigonometric parametrization例题 1.2:三角参数化
Eliminate the parameter from $x=3\cos t$, $y=2\sin t$, $0\le t\le 2\pi$.
Isolate the trigonometric functions: $\cos t=x/3$ and $\sin t=y/2$. Apply $\cos^2 t+\sin^2 t=1$:
$$\frac{x^2}{9}+\frac{y^2}{4}=1.$$This is an ellipse with semi-axes $3$ and $2$, traced once counterclockwise starting at $(3,0)$.
从 $x=3\cos t$、$y=2\sin t$($0\le t\le 2\pi$)中消去参数。
把三角函数分离出来:$\cos t=x/3$、$\sin t=y/2$。利用 $\cos^2 t+\sin^2 t=1$:
$$\frac{x^2}{9}+\frac{y^2}{4}=1.$$这是一条半轴为 $3$ 与 $2$ 的椭圆,从 $(3,0)$ 出发逆时针描一次。
Worked Example 1.3: restricted range hides part of the curve例题 1.3:参数范围受限会遮住部分曲线
Describe the curve $x=\sin t$, $y=\sin^2 t+1$ for $0\le t\le 2\pi$, and contrast it with the full parabola $y=x^2+1$.
Since $x=\sin t$, substituting gives $y=x^2+1$, so every point of the curve lies on that parabola. But $\sin t$ only takes values in $[-1,1]$, so $x$ never leaves $[-1,1]$. The curve is just the arc of the parabola for $-1\le x\le 1$, not the whole thing.
Moreover the point retraces. As $t$ runs $0\to\pi/2$, $x$ climbs from $0$ to $1$; as $t$ runs $\pi/2\to 3\pi/2$, $x$ falls back through $0$ to $-1$; then $x$ returns to $0$. So the arc is swept several times. The lesson: eliminating the parameter recovers the supporting equation, but the parameter interval determines which portion is actually drawn and how often.
描述曲线 $x=\sin t$、$y=\sin^2 t+1$($0\le t\le 2\pi$),并与完整抛物线 $y=x^2+1$ 作对比。
由于 $x=\sin t$,代入得 $y=x^2+1$,所以曲线上每一点都落在这条抛物线上。但 $\sin t$ 的取值只在 $[-1,1]$ 内,故 $x$ 始终不超出 $[-1,1]$。曲线只是抛物线上 $-1\le x\le 1$ 的那段弧,并非整条。
而且这点会反复经过。当 $t$ 从 $0$ 到 $\pi/2$ 时,$x$ 从 $0$ 升到 $1$;当 $t$ 从 $\pi/2$ 到 $3\pi/2$ 时,$x$ 经过 $0$ 回落到 $-1$;随后 $x$ 又回到 $0$。所以这段弧被扫过多次。教训是:消去参数能还原出支撑方程,但参数区间决定了实际被描出的是哪一部分以及描了几次。
Worked Example 1.4: a line segment and its orientation例题 1.4:线段及其方向
Parametrize the segment from $A=(1,2)$ to $B=(4,-1)$ so that $t\in[0,1]$ traces it once from $A$ to $B$, and find the parameter value at the midpoint.
The standard convex-combination parametrization is
$$x=1+(4-1)t=1+3t,\qquad y=2+(-1-2)t=2-3t,\qquad 0\le t\le 1.$$At $t=0$ we get $A$ and at $t=1$ we get $B$, with the point moving in a straight line at constant speed. The midpoint corresponds to $t=\tfrac12$, giving $\bigl(1+\tfrac32,\,2-\tfrac32\bigr)=\bigl(\tfrac52,\tfrac12\bigr)$, exactly the average of $A$ and $B$.
对从 $A=(1,2)$ 到 $B=(4,-1)$ 的线段作参数化,使 $t\in[0,1]$ 从 $A$ 到 $B$ 描出一次,并求中点处的参数值。
标准的凸组合参数化是
$$x=1+(4-1)t=1+3t,\qquad y=2+(-1-2)t=2-3t,\qquad 0\le t\le 1.$$当 $t=0$ 时得到 $A$,$t=1$ 时得到 $B$,点沿直线以匀速运动。中点对应 $t=\tfrac12$,给出 $\bigl(1+\tfrac32,\,2-\tfrac32\bigr)=\bigl(\tfrac52,\tfrac12\bigr)$,恰好是 $A$ 与 $B$ 的平均。
Going deeper: the cycloid as a generated curve深入探究:作为生成曲线的摆线
Parametric form earns its keep on curves that have no clean Cartesian equation. The classic example is the cycloid, the path traced by a point on the rim of a wheel of radius $a$ rolling without slipping along the $x$-axis. Let $t$ be the angle through which the wheel has turned.
After turning by $t$, the center of the wheel has moved forward by the arc length it rolled, namely $at$, and sits at height $a$. So the center is at $(at,a)$. The marked rim point starts at the bottom; relative to the center it has rotated clockwise by $t$, placing it at offset $(-a\sin t,-a\cos t)$ from the center. Adding,
$$x=at-a\sin t=a(t-\sin t),\qquad y=a-a\cos t=a(1-\cos t).$$There is no elementary function $y=F(x)$ for this curve, because near each cusp ($t=2\pi k$) the curve has a vertical tangent and is not locally a graph. Yet the parametric description is effortless, and the calculus of the earlier sections applies directly: this is the same cycloid whose slope we found in Worked Example 2.1 and whose arch length we found in Worked Example 3.2.
对于没有简洁笛卡尔方程的曲线,参数形式才显出价值。经典例子是摆线(cycloid),即半径为 $a$ 的轮子沿 $x$ 轴无滑动滚动时,轮缘上一点描出的路径。设 $t$ 为轮子已转过的角度。
转过 $t$ 之后,轮心向前移动的距离等于它滚过的弧长,即 $at$,且高度为 $a$,所以轮心位于 $(at,a)$。被标记的轮缘点最初在底部;相对于轮心,它已顺时针转过 $t$,因而相对轮心的偏移为 $(-a\sin t,-a\cos t)$。相加得
$$x=at-a\sin t=a(t-\sin t),\qquad y=a-a\cos t=a(1-\cos t).$$这条曲线没有初等函数 $y=F(x)$,因为在每个尖点附近($t=2\pi k$)曲线有竖直切线,局部上并非函数图像。然而参数描述却毫不费力,而且前面各节的微积分可直接套用:这正是我们在例题 2.1 中求斜率、在例题 3.2 中求一拱长度的同一条摆线。
Calculus with Parametric Curves参数曲线的微积分
tangent)。把这一过程对斜率再做一次(再除以一个 $dx/dt$),就得到二阶导数,从而得到凹凸性。If $x=f(t)$ and $y=g(t)$ are differentiable and $dx/dt\neq 0$, the chain rule $dy/dt=(dy/dx)(dx/dt)$ rearranges to give the slope of the tangent line.若 $x=f(t)$ 与 $y=g(t)$ 可微且 $dx/dt\neq 0$,则把链式法则 $dy/dt=(dy/dx)(dx/dt)$ 重新整理,即得切线斜率。
The curve has a horizontal tangent where $dy/dt=0$ (and $dx/dt\neq 0$) and a vertical tangent where $dx/dt=0$ (and $dy/dt\neq 0$). For the second derivative, differentiate the slope $dy/dx$ with respect to $t$ and divide again by $dx/dt$.当 $dy/dt=0$(且 $dx/dt\neq 0$)时曲线有水平切线,当 $dx/dt=0$(且 $dy/dt\neq 0$)时有竖直切线。求二阶导数时,把斜率 $dy/dx$ 对 $t$ 求导,再除以一个 $dx/dt$。
Remark.注记。 A common error is to take $d^2y/dx^2$ as $(d^2y/dt^2)/(d^2x/dt^2)$. That is wrong. The second derivative is the $t$-derivative of the slope, divided once more by $dx/dt$.一个常见错误是把 $d^2y/dx^2$ 当成 $(d^2y/dt^2)/(d^2x/dt^2)$。这是错的。二阶导数是斜率对 $t$ 求导后,再除以一个 $dx/dt$。
Worked Example 2.1: tangent to a cycloid arch例题 2.1:摆线一拱的切线
For the cycloid $x=t-\sin t$, $y=1-\cos t$, find the slope at $t=\pi/2$.
Differentiate: $dx/dt=1-\cos t$ and $dy/dt=\sin t$. Hence
$$\frac{dy}{dx}=\frac{\sin t}{1-\cos t}.$$At $t=\pi/2$, $\sin t=1$ and $1-\cos t=1-0=1$, so the slope is $1$. The point is $(\pi/2-1,\,1)$.
对摆线 $x=t-\sin t$、$y=1-\cos t$,求 $t=\pi/2$ 处的斜率。
求导:$dx/dt=1-\cos t$、$dy/dt=\sin t$。于是
$$\frac{dy}{dx}=\frac{\sin t}{1-\cos t}.$$当 $t=\pi/2$ 时,$\sin t=1$ 且 $1-\cos t=1-0=1$,故斜率为 $1$。该点为 $(\pi/2-1,\,1)$。
Worked Example 2.2: concavity from the second derivative例题 2.2:用二阶导数判断凹凸性
For $x=t^2$, $y=t^3-3t$, find $d^2y/dx^2$ and determine where the curve is concave up.
First $dx/dt=2t$ and $dy/dt=3t^2-3$, so
$$\frac{dy}{dx}=\frac{3t^2-3}{2t}=\frac{3}{2}\left(t-\frac{1}{t}\right).$$Differentiate the slope in $t$: $\dfrac{d}{dt}\left(\dfrac{dy}{dx}\right)=\dfrac{3}{2}\left(1+\dfrac{1}{t^2}\right)$. Divide by $dx/dt=2t$:
$$\frac{d^2y}{dx^2}=\frac{\tfrac{3}{2}\bigl(1+t^{-2}\bigr)}{2t}=\frac{3(t^2+1)}{4t^3}.$$Since $t^2+1>0$, the sign matches that of $t^3$, so the curve is concave up for $t>0$ and concave down for $t<0$.
对 $x=t^2$、$y=t^3-3t$,求 $d^2y/dx^2$,并判断曲线在何处下凹(凹向上)。
首先 $dx/dt=2t$、$dy/dt=3t^2-3$,所以
$$\frac{dy}{dx}=\frac{3t^2-3}{2t}=\frac{3}{2}\left(t-\frac{1}{t}\right).$$把斜率对 $t$ 求导:$\dfrac{d}{dt}\left(\dfrac{dy}{dx}\right)=\dfrac{3}{2}\left(1+\dfrac{1}{t^2}\right)$。再除以 $dx/dt=2t$:
$$\frac{d^2y}{dx^2}=\frac{\tfrac{3}{2}\bigl(1+t^{-2}\bigr)}{2t}=\frac{3(t^2+1)}{4t^3}.$$因为 $t^2+1>0$,符号与 $t^3$ 相同,所以曲线在 $t>0$ 时凹向上、在 $t<0$ 时凹向下。
Worked Example 2.3: horizontal and vertical tangents of a loop例题 2.3:环路的水平与竖直切线
For $x=t^2-2t$, $y=t^3-3t$, locate all points with horizontal and vertical tangent lines.
Compute the velocities: $dx/dt=2t-2=2(t-1)$ and $dy/dt=3t^2-3=3(t-1)(t+1)$.
Horizontal tangents need $dy/dt=0$ with $dx/dt\neq 0$. Now $dy/dt=0$ at $t=1$ and $t=-1$. At $t=1$ the denominator $dx/dt=0$ too, so that value is suspect and not a clean horizontal tangent; at $t=-1$ we have $dx/dt=2(-2)=-4\neq 0$, giving a genuine horizontal tangent at $(x,y)=(3,2)$.
Vertical tangents need $dx/dt=0$ with $dy/dt\neq 0$. Now $dx/dt=0$ only at $t=1$, where $dy/dt=3(0)(2)=0$ as well. So $t=1$ makes both velocities vanish; the slope is the indeterminate $0/0$ and the point $(x,y)=(-1,-2)$ is a candidate cusp or self-crossing, not a plain vertical tangent. The honest conclusion: one horizontal tangent at $(3,2)$, and a singular point at $(-1,-2)$ that needs a limit of $dy/dx$ to resolve.
对 $x=t^2-2t$、$y=t^3-3t$,找出所有具有水平切线与竖直切线的点。
计算速度分量:$dx/dt=2t-2=2(t-1)$、$dy/dt=3t^2-3=3(t-1)(t+1)$。
水平切线要求 $dy/dt=0$ 且 $dx/dt\neq 0$。现在 $dy/dt=0$ 在 $t=1$ 与 $t=-1$ 处成立。在 $t=1$ 处分母 $dx/dt$ 也为 $0$,所以这个值可疑,不是干净的水平切线;在 $t=-1$ 处 $dx/dt=2(-2)=-4\neq 0$,给出一个真正的水平切线,位于 $(x,y)=(3,2)$。
竖直切线要求 $dx/dt=0$ 且 $dy/dt\neq 0$。现在 $dx/dt=0$ 只在 $t=1$ 处,而此处 $dy/dt=3(0)(2)=0$ 也为零。所以 $t=1$ 使两个速度分量同时消失;斜率是不定式 $0/0$,点 $(x,y)=(-1,-2)$ 是尖点或自交的候选,而非普通的竖直切线。诚实的结论是:一个水平切线在 $(3,2)$,以及一个奇点在 $(-1,-2)$,后者需要用 $dy/dx$ 的极限来判定。
Going deeper: deriving the second-derivative formula深入探究:推导二阶导数公式
The slope $y'=dy/dx$ is itself a function along the curve, so it has its own $t$-derivative. To get $d^2y/dx^2$ we want the rate of change of the slope with respect to $x$, not with respect to $t$. Apply the same chain-rule idea that produced the first derivative, but to $y'$ in place of $y$:
$$\frac{d^2y}{dx^2}=\frac{d}{dx}\!\left(\frac{dy}{dx}\right)=\frac{\dfrac{d}{dt}\!\left(\dfrac{dy}{dx}\right)}{\dfrac{dx}{dt}}.$$This makes the structure transparent: every $x$-derivative along the curve is a $t$-derivative divided by $dx/dt$. Writing $\dot x=dx/dt$, $\dot y=dy/dt$ and so on, one differentiation of the quotient $\dot y/\dot x$ gives the explicit form
$$\frac{d^2y}{dx^2}=\frac{\dot x\,\ddot y-\dot y\,\ddot x}{\dot x^{\,3}}.$$The numerator $\dot x\ddot y-\dot y\ddot x$ is the same cross product that appears in curvature, and the cube of $\dot x$ in the denominator is exactly why a sign change in $\dot x$ flips concavity. This is why Worked Example 2.2 had $t^3$ in the denominator.
斜率 $y'=dy/dx$ 本身就是沿曲线的一个函数,所以它有自己的 $t$ 导数。要得到 $d^2y/dx^2$,我们要的是斜率对 $x$(而非对 $t$)的变化率。把产生一阶导数的同一链式法则思路,作用到 $y'$(取代 $y$)上:
$$\frac{d^2y}{dx^2}=\frac{d}{dx}\!\left(\frac{dy}{dx}\right)=\frac{\dfrac{d}{dt}\!\left(\dfrac{dy}{dx}\right)}{\dfrac{dx}{dt}}.$$这把结构讲清楚了:沿曲线的每个 $x$ 导数都是一个 $t$ 导数除以 $dx/dt$。记 $\dot x=dx/dt$、$\dot y=dy/dt$ 等,对商 $\dot y/\dot x$ 求一次导,得到显式形式
$$\frac{d^2y}{dx^2}=\frac{\dot x\,\ddot y-\dot y\,\ddot x}{\dot x^{\,3}}.$$分子 $\dot x\ddot y-\dot y\ddot x$ 与曲率中出现的叉积相同,而分母里 $\dot x$ 的立方正是 $\dot x$ 变号时凹凸性翻转的原因。这也是例题 2.2 分母中出现 $t^3$ 的缘由。
Arc Length with Parametric Curves参数曲线的弧长
arc length)微元在各种情形下都一样:$ds=\sqrt{(dx)^2+(dy)^2}$。对参数曲线,我们提出的是 $dt$ 而非 $dx$,于是被积函数就是速率 $\sqrt{(dx/dt)^2+(dy/dt)^2}$。把速率在参数区间上积分得到路程,而当曲线只被描出一次时,这个路程就是弧长。Let $x=f(t)$, $y=g(t)$ have continuous derivatives on $[\alpha,\beta]$, and suppose the curve is traced exactly once with no backtracking. The length of a short chord is $\sqrt{(\Delta x)^2+(\Delta y)^2}$; factoring out $\Delta t$ and passing to the limit replaces the difference quotients by derivatives.设 $x=f(t)$、$y=g(t)$ 在 $[\alpha,\beta]$ 上有连续导数,且曲线恰被描出一次而无往返。一小段弦的长度为 $\sqrt{(\Delta x)^2+(\Delta y)^2}$;提出 $\Delta t$ 并取极限,便把差商换成了导数。
If $y=F(x)$ is a plain function, parametrize by $x=t$, $y=F(t)$; then $dx/dt=1$ and $dy/dt=F'(t)$, and the formula collapses to the familiar $\int\sqrt{1+(F')^2}\,dx$. The parametric form is strictly more general.若 $y=F(x)$ 只是一个普通函数,就用 $x=t$、$y=F(t)$ 来参数化;则 $dx/dt=1$、$dy/dt=F'(t)$,公式退化为熟悉的 $\int\sqrt{1+(F')^2}\,dx$。参数形式严格地更一般。
Remark.注记。 The integrand is a speed and is therefore nonnegative. If the parametrization retraces part of the curve, the integral counts the distance traveled rather than the geometric length, so always check that the interval traces the curve once.被积函数是速率,因而非负。若参数化重复描过曲线的一部分,则积分计的是路程而非几何长度,所以务必检查该区间是否只把曲线描出一次。
Worked Example 3.1: circumference of a circle例题 3.1:圆的周长
Find the length of $x=r\cos t$, $y=r\sin t$ for $0\le t\le 2\pi$.
Differentiate: $dx/dt=-r\sin t$ and $dy/dt=r\cos t$. The speed is
$$\sqrt{r^2\sin^2 t+r^2\cos^2 t}=\sqrt{r^2}=r.$$Therefore $L=\int_0^{2\pi} r\,dt=2\pi r$, the circumference of a circle of radius $r$.
求 $x=r\cos t$、$y=r\sin t$($0\le t\le 2\pi$)的长度。
求导:$dx/dt=-r\sin t$、$dy/dt=r\cos t$。速率为
$$\sqrt{r^2\sin^2 t+r^2\cos^2 t}=\sqrt{r^2}=r.$$因此 $L=\int_0^{2\pi} r\,dt=2\pi r$,即半径为 $r$ 的圆的周长。
Going deeper: deriving the parametric arc length formula深入探究:推导参数弧长公式
Partition $[\alpha,\beta]$ as $\alpha=t_0 By the Mean Value Theorem applied to $f$ and $g$ on each subinterval, there are points $t_i^\ast$ and $t_i^{\ast\ast}$ with $\Delta x_i/\Delta t_i=f'(t_i^\ast)$ and $\Delta y_i/\Delta t_i=g'(t_i^{\ast\ast})$. As the mesh tends to zero these sample points coalesce, and continuity of $f'$ and $g'$ makes the sum a Riemann sum for $\sqrt{(f')^2+(g')^2}$. Hence $L_n\to\int_\alpha^\beta\sqrt{(f')^2+(g')^2}\,dt$.
把 $[\alpha,\beta]$ 划分为 $\alpha=t_0 对 $f$ 与 $g$ 在每个子区间上分别应用中值定理(Mean Value Theorem),存在点 $t_i^\ast$ 与 $t_i^{\ast\ast}$ 使 $\Delta x_i/\Delta t_i=f'(t_i^\ast)$、$\Delta y_i/\Delta t_i=g'(t_i^{\ast\ast})$。当网格趋于零时这些取样点合并到一起,而 $f'$ 与 $g'$ 的连续性使该和成为 $\sqrt{(f')^2+(g')^2}$ 的黎曼和(Riemann sum)。于是 $L_n\to\int_\alpha^\beta\sqrt{(f')^2+(g')^2}\,dt$。
Worked Example 3.2: length of one arch of a cycloid例题 3.2:摆线一拱的长度
Find the length of one arch of the cycloid $x=t-\sin t$, $y=1-\cos t$ for $0\le t\le 2\pi$.
The velocities are $dx/dt=1-\cos t$ and $dy/dt=\sin t$, so the squared speed is
$$(1-\cos t)^2+\sin^2 t=1-2\cos t+\cos^2 t+\sin^2 t=2-2\cos t=2(1-\cos t).$$Use the half-angle identity $1-\cos t=2\sin^2(t/2)$, so the squared speed is $4\sin^2(t/2)$ and the speed is $2\bigl|\sin(t/2)\bigr|$. On $[0,2\pi]$ we have $t/2\in[0,\pi]$, where $\sin(t/2)\ge 0$, so the absolute value drops:
$$L=\int_0^{2\pi}2\sin\!\frac{t}{2}\,dt=\Bigl[-4\cos\frac{t}{2}\Bigr]_0^{2\pi}=-4\cos\pi+4\cos 0=4+4=8.$$One arch has length exactly $8$, a clean result first found by Christopher Wren. Note how essential the absolute value was: dropping it carelessly on a wider interval would let positive and negative pieces cancel.
求摆线 $x=t-\sin t$、$y=1-\cos t$($0\le t\le 2\pi$)一拱的长度。
速度分量为 $dx/dt=1-\cos t$、$dy/dt=\sin t$,所以速率的平方为
$$(1-\cos t)^2+\sin^2 t=1-2\cos t+\cos^2 t+\sin^2 t=2-2\cos t=2(1-\cos t).$$用半角恒等式 $1-\cos t=2\sin^2(t/2)$,于是速率的平方为 $4\sin^2(t/2)$,速率为 $2\bigl|\sin(t/2)\bigr|$。在 $[0,2\pi]$ 上 $t/2\in[0,\pi]$,此时 $\sin(t/2)\ge 0$,所以绝对值可去掉:
$$L=\int_0^{2\pi}2\sin\!\frac{t}{2}\,dt=\Bigl[-4\cos\frac{t}{2}\Bigr]_0^{2\pi}=-4\cos\pi+4\cos 0=4+4=8.$$一拱的长度恰好是 $8$,这是由 Christopher Wren 最先得出的一个简洁结果。注意绝对值是多么关键:在更宽的区间上草率地丢掉它,会让正负部分相互抵消。
Worked Example 3.3: surface area of a revolved arc例题 3.3:旋转弧的表面积
The arc $x=t$, $y=t^2$ for $0\le t\le 1$ is revolved about the $x$-axis. Set up the surface-area integral and reduce it to a single substitution.
For a parametric arc revolved about the $x$-axis the surface element is $2\pi y\,ds$, where $ds=\sqrt{(dx/dt)^2+(dy/dt)^2}\,dt$. Here $dx/dt=1$, $dy/dt=2t$, so $ds=\sqrt{1+4t^2}\,dt$, and $y=t^2$. Thus
$$S=\int_0^1 2\pi\,t^2\sqrt{1+4t^2}\,dt.$$The integrand is the textbook form $y\,ds$, with $y$ contributing the radius of revolution and $ds$ the slant length. The key point of method: build the integrand as (circumference)$\times$(arc element), $2\pi y\cdot ds$, exactly as in the Cartesian case, but read $ds$ off the parametric speed.
弧 $x=t$、$y=t^2$($0\le t\le 1$)绕 $x$ 轴旋转。列出表面积积分,并把它化简为一次换元。
对绕 $x$ 轴旋转的参数弧,表面微元为 $2\pi y\,ds$,其中 $ds=\sqrt{(dx/dt)^2+(dy/dt)^2}\,dt$。此处 $dx/dt=1$、$dy/dt=2t$,所以 $ds=\sqrt{1+4t^2}\,dt$,且 $y=t^2$。于是
$$S=\int_0^1 2\pi\,t^2\sqrt{1+4t^2}\,dt.$$被积函数是课本形式 $y\,ds$,其中 $y$ 提供旋转半径,$ds$ 提供斜长。方法上的关键:把被积函数构造为(周长)$\times$(弧微元),即 $2\pi y\cdot ds$,与笛卡尔情形完全一样,只不过 $ds$ 要从参数速率读出。
Worked Example 3.4: a curve that retraces, distance versus length例题 3.4:一条反复描过的曲线,路程与长度之别
For $x=\cos t$, $y=\sin t$ on $0\le t\le 4\pi$, what does the arc length integral compute, and what is the geometric length of the curve?
The speed is $\sqrt{\sin^2 t+\cos^2 t}=1$, so the integral is $\int_0^{4\pi}1\,dt=4\pi$. But the image is the unit circle, whose geometric length is $2\pi$. The parameter interval traces the circle twice, and the integral faithfully reports the total distance traveled, $4\pi$, not the length of the geometric set.
This is the crucial caveat behind every arc-length problem: the formula integrates speed and therefore measures distance traveled. It equals the geometric length only when the curve is traced exactly once with no backtracking. Always confirm the interval traces the curve a single time before quoting the answer as a length.
对 $x=\cos t$、$y=\sin t$($0\le t\le 4\pi$),弧长积分算的是什么,而曲线的几何长度又是多少?
速率为 $\sqrt{\sin^2 t+\cos^2 t}=1$,所以积分为 $\int_0^{4\pi}1\,dt=4\pi$。但图像是单位圆,其几何长度为 $2\pi$。参数区间把圆描了两次,积分忠实地报出的是总路程 $4\pi$,而非这个几何集合的长度。
这是每个弧长问题背后的关键警告:公式对速率积分,因而度量的是路程。只有当曲线恰被描出一次且无往返时,它才等于几何长度。在把答案当作长度报出之前,务必确认该区间只把曲线描了一次。
Polar Coordinates极坐标
polar coordinates)用一点到原点的距离 $r$ 以及其射线与正 $x$ 轴所成的角度 $\theta$ 来确定该点的位置。那些用 $x$ 与 $y$ 表示起来很别扭的曲线,比如过原点的圆、螺线(spiral)和玫瑰线,都化为简单的方程 $r=f(\theta)$。与笛卡尔坐标之间的相互转换,依赖于基本的直角三角形三角学。A point with polar coordinates $(r,\theta)$ sits at distance $r$ along the ray of angle $\theta$. The conversions follow from the definitions of sine and cosine.极坐标为 $(r,\theta)$ 的点,位于角度为 $\theta$ 的射线上、距原点 $r$ 处。转换公式由正弦与余弦的定义直接得出。
Polar coordinates are not unique: $(r,\theta)$ and $(r,\theta+2\pi)$ name the same point, and a negative radius reflects through the origin, so $(-r,\theta)=(r,\theta+\pi)$. The origin is $r=0$ for any $\theta$.极坐标并不唯一:$(r,\theta)$ 与 $(r,\theta+2\pi)$ 表示同一个点,而负半径表示关于原点的反射,所以 $(-r,\theta)=(r,\theta+\pi)$。原点对任意 $\theta$ 都是 $r=0$。
Remark.注记。 When solving $\tan\theta=y/x$ you must choose $\theta$ in the correct quadrant by inspecting the signs of $x$ and $y$; the arctangent alone returns only values in $(-\pi/2,\pi/2)$.在解 $\tan\theta=y/x$ 时,你必须通过考察 $x$ 与 $y$ 的符号,把 $\theta$ 选在正确的象限里;单凭反正切(arctangent)只能返回 $(-\pi/2,\pi/2)$ 内的值。
Worked Example 4.1: converting a polar equation to Cartesian例题 4.1:将极坐标方程化为笛卡尔形式
Show that $r=2\cos\theta$ is a circle and find its center and radius.
Multiply both sides by $r$ so that the conversions apply: $r^2=2r\cos\theta$. Replace $r^2=x^2+y^2$ and $r\cos\theta=x$:
$$x^2+y^2=2x\quad\Longrightarrow\quad x^2-2x+y^2=0\quad\Longrightarrow\quad (x-1)^2+y^2=1.$$This is a circle of radius $1$ centered at $(1,0)$, passing through the origin.
证明 $r=2\cos\theta$ 是一个圆,并求出其圆心与半径。
两边同乘以 $r$,以便套用转换公式:$r^2=2r\cos\theta$。用 $r^2=x^2+y^2$ 与 $r\cos\theta=x$ 替换:
$$x^2+y^2=2x\quad\Longrightarrow\quad x^2-2x+y^2=0\quad\Longrightarrow\quad (x-1)^2+y^2=1.$$这是一个半径为 $1$、圆心在 $(1,0)$ 的圆,并且过原点。
Worked Example 4.2: a point in polar form例题 4.2:用极坐标表示一个点
Write the Cartesian point $(-1,1)$ in polar coordinates with $r>0$ and $0\le\theta<2\pi$.
The radius is $r=\sqrt{(-1)^2+1^2}=\sqrt2$. The point lies in the second quadrant ($x<0$, $y>0$), where $\tan\theta=y/x=-1$ gives $\theta=3\pi/4$. Hence the polar coordinates are
$$\left(\sqrt2,\ \tfrac{3\pi}{4}\right).$$The naive arctangent $\arctan(-1)=-\pi/4$ would place the point in the fourth quadrant, which is wrong. Adding $\pi$ to land in the correct second quadrant gives $3\pi/4$.
把笛卡尔点 $(-1,1)$ 写成满足 $r>0$ 与 $0\le\theta<2\pi$ 的极坐标。
半径为 $r=\sqrt{(-1)^2+1^2}=\sqrt2$。该点位于第二象限($x<0$、$y>0$),在那里 $\tan\theta=y/x=-1$ 给出 $\theta=3\pi/4$。因此极坐标为
$$\left(\sqrt2,\ \tfrac{3\pi}{4}\right).$$天真地取反正切 $\arctan(-1)=-\pi/4$ 会把该点放在第四象限,这是错的。加上 $\pi$ 以落在正确的第二象限,得到 $3\pi/4$。
Worked Example 4.3: slope of a polar curve例题 4.3:极坐标曲线的斜率
Find the slope of the tangent line to the cardioid $r=1+\sin\theta$ at $\theta=0$.
A polar curve is the parametric curve $x=r\cos\theta$, $y=r\sin\theta$ with parameter $\theta$. The slope is
$$\frac{dy}{dx}=\frac{dy/d\theta}{dx/d\theta}=\frac{\dfrac{dr}{d\theta}\sin\theta+r\cos\theta}{\dfrac{dr}{d\theta}\cos\theta-r\sin\theta}.$$Here $dr/d\theta=\cos\theta$. At $\theta=0$: $r=1$, $\cos\theta=1$, $\sin\theta=0$. The numerator is $1\cdot 0+1\cdot 1=1$; the denominator is $1\cdot 1-1\cdot 0=1$. So the slope is $1$. The lesson: never differentiate $r$ alone for a slope. You must convert to $x$ and $y$ first, because the tangent direction mixes radial and angular motion.
求心形线(cardioid)$r=1+\sin\theta$ 在 $\theta=0$ 处切线的斜率。
极坐标曲线就是以 $\theta$ 为参数的参数曲线 $x=r\cos\theta$、$y=r\sin\theta$。斜率为
$$\frac{dy}{dx}=\frac{dy/d\theta}{dx/d\theta}=\frac{\dfrac{dr}{d\theta}\sin\theta+r\cos\theta}{\dfrac{dr}{d\theta}\cos\theta-r\sin\theta}.$$这里 $dr/d\theta=\cos\theta$。在 $\theta=0$ 处:$r=1$、$\cos\theta=1$、$\sin\theta=0$。分子为 $1\cdot 0+1\cdot 1=1$;分母为 $1\cdot 1-1\cdot 0=1$。所以斜率为 $1$。教训是:求斜率时绝不可只对 $r$ 求导。你必须先转换为 $x$ 与 $y$,因为切线方向混合了径向与角向的运动。
Worked Example 4.4: a line and a vertical line in polar form例题 4.4:极坐标下的直线与竖直线
Convert the Cartesian line $x=3$ to polar form, and identify the curve $\theta=\pi/4$.
Since $x=r\cos\theta$, the vertical line $x=3$ becomes $r\cos\theta=3$, that is $r=3\sec\theta$. As $\theta$ ranges over $(-\pi/2,\pi/2)$ the radius sweeps the whole vertical line.
The equation $\theta=\pi/4$ fixes the angle and lets $r$ be any real number. Allowing negative $r$, this is the entire straight line through the origin at $45^\circ$, namely $y=x$. If $r$ were restricted to $r\ge 0$, it would be only the ray into the first quadrant.
将笛卡尔直线 $x=3$ 转成极坐标形式,并辨认曲线 $\theta=\pi/4$。
由于 $x=r\cos\theta$,竖直线 $x=3$ 变为 $r\cos\theta=3$,即 $r=3\sec\theta$。当 $\theta$ 在 $(-\pi/2,\pi/2)$ 上变化时,半径扫过整条竖直线。
方程 $\theta=\pi/4$ 固定了角度,而让 $r$ 取任意实数。允许负的 $r$ 时,这是过原点、倾角 $45^\circ$ 的整条直线,即 $y=x$。若把 $r$ 限制为 $r\ge 0$,它就只是伸入第一象限的那条射线。
Reading polar graphs读懂极坐标图像
The catalogue of standard polar curves is worth memorizing because their shapes are instantly recognizable from the form of $r=f(\theta)$. Circles through the origin take the form $r=a\cos\theta$ or $r=a\sin\theta$, with diameter $|a|$. Limacons $r=a\pm b\cos\theta$ have an inner loop when $a标准极坐标曲线的图谱值得牢记,因为从 $r=f(\theta)$ 的形式就能立刻认出它们的形状。过原点的圆取 $r=a\cos\theta$ 或 $r=a\sin\theta$ 的形式,直径为 $|a|$。蚰线(limacon)$r=a\pm b\cos\theta$ 在 $a
Worked Example 4.5: a four-petaled rose例题 4.5:四瓣玫瑰线
How many petals does $r=\cos 2\theta$ have, and what is the length of each petal?
The coefficient is $n=2$, which is even, so the rose has $2n=4$ petals. Each petal reaches its tip where $|\cos 2\theta|=1$, that is at $r=\pm 1$, so every petal has length $1$. A single petal lies between consecutive zeros of $r$: $\cos 2\theta=0$ at $2\theta=\pm\pi/2$, giving $\theta\in[-\pi/4,\pi/4]$ for the petal pointing along the positive $x$-axis. The other three petals follow by the symmetry of $\cos 2\theta$, spaced $90^\circ$ apart.
$r=\cos 2\theta$ 有多少片花瓣,每片花瓣的长度是多少?
系数 $n=2$ 为偶数,所以这条玫瑰线有 $2n=4$ 片花瓣。每片花瓣在 $|\cos 2\theta|=1$,即 $r=\pm 1$ 处达到其尖端,所以每片花瓣长 $1$。单片花瓣位于 $r$ 的相邻零点之间:$\cos 2\theta=0$ 在 $2\theta=\pm\pi/2$ 处,为指向正 $x$ 轴的花瓣给出 $\theta\in[-\pi/4,\pi/4]$。其余三片花瓣由 $\cos 2\theta$ 的对称性得出,彼此间隔 $90^\circ$。
Going deeper: tangent lines at the pole深入探究:极点处的切线
A useful shortcut governs the tangent direction when a polar curve passes through the origin. Suppose $r(\theta_0)=0$ for some angle $\theta_0$ and $r'(\theta_0)\neq 0$. Evaluate the general polar slope at this angle:
$$\frac{dy}{dx}=\frac{r'\sin\theta+r\cos\theta}{r'\cos\theta-r\sin\theta}.$$At $\theta_0$ the terms containing $r$ vanish because $r=0$, leaving
$$\frac{dy}{dx}\bigg|_{\theta_0}=\frac{r'(\theta_0)\sin\theta_0}{r'(\theta_0)\cos\theta_0}=\tan\theta_0.$$So the tangent line at the pole is simply the ray $\theta=\theta_0$ itself. This is why a rose $r=\cos 2\theta$, which hits the origin at $\theta=\pi/4,3\pi/4,\dots$, has petals separated by tangent lines along exactly those angles. The rule turns the hard-looking question "in what direction does the curve leave the origin?" into "at what angle is $r=0$?".
当极坐标曲线穿过原点时,有一个实用的捷径控制着切线方向。设对某角度 $\theta_0$ 有 $r(\theta_0)=0$ 且 $r'(\theta_0)\neq 0$。在这个角度处计算一般的极坐标斜率:
$$\frac{dy}{dx}=\frac{r'\sin\theta+r\cos\theta}{r'\cos\theta-r\sin\theta}.$$在 $\theta_0$ 处,含 $r$ 的项因 $r=0$ 而消失,剩下
$$\frac{dy}{dx}\bigg|_{\theta_0}=\frac{r'(\theta_0)\sin\theta_0}{r'(\theta_0)\cos\theta_0}=\tan\theta_0.$$所以极点处的切线就是射线 $\theta=\theta_0$ 本身。这就是为什么玫瑰线 $r=\cos 2\theta$(它在 $\theta=\pi/4,3\pi/4,\dots$ 处触及原点)的花瓣恰好被沿这些角度的切线分隔。这条规则把看似棘手的问题“曲线从什么方向离开原点?”化为“$r=0$ 发生在什么角度?”。
Area in Polar Coordinates极坐标下的面积
polar coordinates)下,自然的面积微元是一个细长的圆扇形,而非矩形。半径为 $r$、中心角很小为 $d\theta$ 的圆扇形,其面积为 $\tfrac12 r^2\,d\theta$。把这些楔形从 $\theta=\alpha$ 加到 $\theta=\beta$,就得到极坐标曲线所扫出的面积。A circular sector of radius $r$ subtending angle $d\theta$ is a fraction $d\theta/(2\pi)$ of the full disk of area $\pi r^2$, hence has area $\tfrac12 r^2\,d\theta$. Letting $r=f(\theta)$ vary gives the polar area integral.半径为 $r$、张开角度为 $d\theta$ 的圆扇形,是面积为 $\pi r^2$ 的整个圆盘的 $d\theta/(2\pi)$ 这一部分,因而其面积为 $\tfrac12 r^2\,d\theta$。令 $r=f(\theta)$ 变化,便得到极坐标面积积分。
For the area between two polar curves $r=R(\theta)$ (outer) and $r=\rho(\theta)$ (inner) on $[\alpha,\beta]$, subtract the inner sectors from the outer.对于 $[\alpha,\beta]$ 上两条极坐标曲线 $r=R(\theta)$(外)与 $r=\rho(\theta)$(内)之间的面积,从外侧扇形中减去内侧扇形即可。
Remark.注记。 Choosing the limits $\alpha$ and $\beta$ is the crux. Find where the curve passes through the origin ($r=0$) to delimit a single loop, and find intersections by solving the two polar equations simultaneously. Sketching one period prevents double-counting overlapping regions.选取积分上下限 $\alpha$ 与 $\beta$ 是关键所在。找出曲线经过原点($r=0$)之处,以界定单个环路;并通过联立求解两个极坐标方程来求交点。画出一个周期可以避免把重叠区域重复计数。
Worked Example 5.1: area of one petal of a rose例题 5.1:玫瑰线一瓣的面积
Find the area of one petal of $r=\cos 2\theta$.
A petal begins and ends where $r=0$, that is $\cos 2\theta=0$. The first petal runs from $2\theta=-\pi/2$ to $2\theta=\pi/2$, so $\theta$ goes from $-\pi/4$ to $\pi/4$. Then
$$A=\frac{1}{2}\int_{-\pi/4}^{\pi/4}\cos^2 2\theta\,d\theta=\frac{1}{2}\int_{-\pi/4}^{\pi/4}\frac{1+\cos 4\theta}{2}\,d\theta.$$ $$=\frac{1}{4}\left[\theta+\frac{\sin 4\theta}{4}\right]_{-\pi/4}^{\pi/4}=\frac{1}{4}\left(\frac{\pi}{2}+0\right)=\frac{\pi}{8}.$$求 $r=\cos 2\theta$ 一瓣花瓣的面积。
一瓣花瓣在 $r=0$ 处起止,即 $\cos 2\theta=0$。第一瓣从 $2\theta=-\pi/2$ 到 $2\theta=\pi/2$,所以 $\theta$ 从 $-\pi/4$ 到 $\pi/4$。于是
$$A=\frac{1}{2}\int_{-\pi/4}^{\pi/4}\cos^2 2\theta\,d\theta=\frac{1}{2}\int_{-\pi/4}^{\pi/4}\frac{1+\cos 4\theta}{2}\,d\theta.$$ $$=\frac{1}{4}\left[\theta+\frac{\sin 4\theta}{4}\right]_{-\pi/4}^{\pi/4}=\frac{1}{4}\left(\frac{\pi}{2}+0\right)=\frac{\pi}{8}.$$Worked Example 5.2: inside one circle and outside another例题 5.2:在一个圆内、另一个圆外
Find the area inside the circle $r=2\sin\theta$ and outside the circle $r=1$.
The curves meet where $2\sin\theta=1$, that is $\sin\theta=1/2$, giving $\theta=\pi/6$ and $\theta=5\pi/6$. On that interval $2\sin\theta\ge 1$, so $r=2\sin\theta$ is the outer curve and $r=1$ the inner. Then
$$A=\frac{1}{2}\int_{\pi/6}^{5\pi/6}\bigl((2\sin\theta)^2-1^2\bigr)\,d\theta=\frac{1}{2}\int_{\pi/6}^{5\pi/6}\bigl(4\sin^2\theta-1\bigr)\,d\theta.$$Use $4\sin^2\theta=2(1-\cos 2\theta)=2-2\cos 2\theta$, so the integrand is $1-2\cos 2\theta$:
$$A=\frac{1}{2}\Bigl[\theta-\sin 2\theta\Bigr]_{\pi/6}^{5\pi/6}=\frac{1}{2}\left(\frac{2\pi}{3}-\bigl(\sin\tfrac{5\pi}{3}-\sin\tfrac{\pi}{3}\bigr)\right)=\frac{1}{2}\left(\frac{2\pi}{3}+\sqrt3\right)=\frac{\pi}{3}+\frac{\sqrt3}{2}.$$求圆 $r=2\sin\theta$ 内且圆 $r=1$ 外的面积。
两曲线相交于 $2\sin\theta=1$,即 $\sin\theta=1/2$,得到 $\theta=\pi/6$ 与 $\theta=5\pi/6$。在该区间上 $2\sin\theta\ge 1$,所以 $r=2\sin\theta$ 是外曲线、$r=1$ 是内曲线。于是
$$A=\frac{1}{2}\int_{\pi/6}^{5\pi/6}\bigl((2\sin\theta)^2-1^2\bigr)\,d\theta=\frac{1}{2}\int_{\pi/6}^{5\pi/6}\bigl(4\sin^2\theta-1\bigr)\,d\theta.$$利用 $4\sin^2\theta=2(1-\cos 2\theta)=2-2\cos 2\theta$,所以被积函数为 $1-2\cos 2\theta$:
$$A=\frac{1}{2}\Bigl[\theta-\sin 2\theta\Bigr]_{\pi/6}^{5\pi/6}=\frac{1}{2}\left(\frac{2\pi}{3}-\bigl(\sin\tfrac{5\pi}{3}-\sin\tfrac{\pi}{3}\bigr)\right)=\frac{1}{2}\left(\frac{2\pi}{3}+\sqrt3\right)=\frac{\pi}{3}+\frac{\sqrt3}{2}.$$Worked Example 5.3: area inside a cardioid例题 5.3:心形线内部的面积
Find the area enclosed by the cardioid $r=1+\cos\theta$.
The whole cardioid is traced once as $\theta$ runs from $0$ to $2\pi$, and $r\ge 0$ throughout, so
$$A=\frac{1}{2}\int_0^{2\pi}(1+\cos\theta)^2\,d\theta=\frac{1}{2}\int_0^{2\pi}\bigl(1+2\cos\theta+\cos^2\theta\bigr)\,d\theta.$$Replace $\cos^2\theta=\tfrac12(1+\cos 2\theta)$, so the integrand becomes $\tfrac32+2\cos\theta+\tfrac12\cos 2\theta$. Over a full period $\int_0^{2\pi}\cos\theta\,d\theta=0$ and $\int_0^{2\pi}\cos 2\theta\,d\theta=0$, leaving only the constant:
$$A=\frac{1}{2}\int_0^{2\pi}\frac{3}{2}\,d\theta=\frac{1}{2}\cdot\frac{3}{2}\cdot 2\pi=\frac{3\pi}{2}.$$求心形线(cardioid)$r=1+\cos\theta$ 所围的面积。
整条心形线在 $\theta$ 从 $0$ 到 $2\pi$ 时被描出一次,且始终 $r\ge 0$,所以
$$A=\frac{1}{2}\int_0^{2\pi}(1+\cos\theta)^2\,d\theta=\frac{1}{2}\int_0^{2\pi}\bigl(1+2\cos\theta+\cos^2\theta\bigr)\,d\theta.$$用 $\cos^2\theta=\tfrac12(1+\cos 2\theta)$ 替换,于是被积函数变为 $\tfrac32+2\cos\theta+\tfrac12\cos 2\theta$。在一个完整周期上 $\int_0^{2\pi}\cos\theta\,d\theta=0$ 且 $\int_0^{2\pi}\cos 2\theta\,d\theta=0$,只剩下常数项:
$$A=\frac{1}{2}\int_0^{2\pi}\frac{3}{2}\,d\theta=\frac{1}{2}\cdot\frac{3}{2}\cdot 2\pi=\frac{3\pi}{2}.$$Going deeper: why the area element is $\tfrac12 r^2\,d\theta$深入探究:为何面积微元是 $\tfrac12 r^2\,d\theta$
Partition $[\alpha,\beta]$ into subintervals $[\theta_{i-1},\theta_i]$ of width $\Delta\theta_i$. On the $i$th piece pick a sample angle $\theta_i^\ast$ and approximate the swept region by a true circular sector of radius $f(\theta_i^\ast)$ subtending angle $\Delta\theta_i$. A sector is the fraction $\Delta\theta_i/(2\pi)$ of a full disk of radius $f(\theta_i^\ast)$, so its area is
$$\frac{\Delta\theta_i}{2\pi}\cdot\pi\bigl(f(\theta_i^\ast)\bigr)^2=\frac{1}{2}\bigl(f(\theta_i^\ast)\bigr)^2\,\Delta\theta_i.$$Summing over all pieces gives $\sum \tfrac12 f(\theta_i^\ast)^2\,\Delta\theta_i$, a Riemann sum for the continuous function $\tfrac12 f(\theta)^2$. Because $f$ is continuous, as the mesh tends to zero this converges to the integral, establishing
$$A=\frac{1}{2}\int_\alpha^\beta f(\theta)^2\,d\theta.$$The contrast with Cartesian area is the geometry of the element: there the building block is a thin rectangle of area (height)$\times dx$; here it is a thin wedge whose area grows like $r^2$, not $r$, which is exactly why $r$ is squared.
把 $[\alpha,\beta]$ 划分为宽度为 $\Delta\theta_i$ 的子区间 $[\theta_{i-1},\theta_i]$。在第 $i$ 段上取一个样本角 $\theta_i^\ast$,用半径为 $f(\theta_i^\ast)$、张开角为 $\Delta\theta_i$ 的真正圆扇形来近似被扫过的区域。一个圆扇形是半径为 $f(\theta_i^\ast)$ 的整个圆盘的 $\Delta\theta_i/(2\pi)$ 这一部分,所以其面积为
$$\frac{\Delta\theta_i}{2\pi}\cdot\pi\bigl(f(\theta_i^\ast)\bigr)^2=\frac{1}{2}\bigl(f(\theta_i^\ast)\bigr)^2\,\Delta\theta_i.$$对所有段求和得到 $\sum \tfrac12 f(\theta_i^\ast)^2\,\Delta\theta_i$,这是连续函数 $\tfrac12 f(\theta)^2$ 的一个黎曼和(Riemann sum)。因为 $f$ 连续,当划分粗细趋于零时,它收敛于积分,从而建立
与笛卡尔面积的对比在于微元的几何形状:那里的基本块是面积为(高)$\times dx$ 的细矩形;而这里是一个细楔形,其面积按 $r^2$(而非 $r$)增长,这正是 $r$ 被平方的原因。
Arc Length in Polar Coordinates极坐标下的弧长
polar coordinates)曲线 $r=f(\theta)$ 不过是以 $\theta$ 为参数的参数曲线:$x=f(\theta)\cos\theta$、$y=f(\theta)\sin\theta$。把它们代入参数弧长(arc length)积分,再用乘积法则化简,一切就归结为一个只含 $r$ 与 $dr/d\theta$ 的简洁公式。Write $x=r\cos\theta$ and $y=r\sin\theta$ with $r=f(\theta)$. Differentiating by the product rule,写出 $x=r\cos\theta$、$y=r\sin\theta$,其中 $r=f(\theta)$。用乘积法则求导,
Squaring and adding, the cross terms cancel and the Pythagorean identity simplifies the rest, leaving $(dx/d\theta)^2+(dy/d\theta)^2=r^2+(dr/d\theta)^2$. Hence the polar arc length is the following.平方相加,交叉项相消,勾股恒等式化简其余部分,留下 $(dx/d\theta)^2+(dy/d\theta)^2=r^2+(dr/d\theta)^2$。于是极坐标弧长如下。
Remark.注记。 As a sanity check, the circle $r=a$ has $dr/d\theta=0$, so $L=\int_0^{2\pi}\sqrt{a^2}\,d\theta=2\pi a$, the correct circumference.作为合理性检验,圆 $r=a$ 有 $dr/d\theta=0$,故 $L=\int_0^{2\pi}\sqrt{a^2}\,d\theta=2\pi a$,正是正确的圆周长(circumference)。
Worked Example 6.1: length of a spiral例题 6.1:螺线的长度
Find the length of the spiral $r=e^{\theta}$ from $\theta=0$ to $\theta=2\pi$.
Here $dr/d\theta=e^{\theta}=r$, so $r^2+(dr/d\theta)^2=e^{2\theta}+e^{2\theta}=2e^{2\theta}$. Then
$$L=\int_0^{2\pi}\sqrt{2e^{2\theta}}\,d\theta=\sqrt2\int_0^{2\pi}e^{\theta}\,d\theta=\sqrt2\,\bigl(e^{2\pi}-1\bigr).$$求螺线 $r=e^{\theta}$ 从 $\theta=0$ 到 $\theta=2\pi$ 的长度。
这里 $dr/d\theta=e^{\theta}=r$,所以 $r^2+(dr/d\theta)^2=e^{2\theta}+e^{2\theta}=2e^{2\theta}$。于是
$$L=\int_0^{2\pi}\sqrt{2e^{2\theta}}\,d\theta=\sqrt2\int_0^{2\pi}e^{\theta}\,d\theta=\sqrt2\,\bigl(e^{2\pi}-1\bigr).$$Worked Example 6.2: perimeter of a cardioid例题 6.2:心形线的周长
Find the total length of the cardioid $r=1+\cos\theta$.
Here $dr/d\theta=-\sin\theta$, so
$$r^2+\left(\frac{dr}{d\theta}\right)^2=(1+\cos\theta)^2+\sin^2\theta=1+2\cos\theta+\cos^2\theta+\sin^2\theta=2+2\cos\theta=2(1+\cos\theta).$$Apply the half-angle identity $1+\cos\theta=2\cos^2(\theta/2)$, so the quantity under the root is $4\cos^2(\theta/2)$ and the integrand is $2\bigl|\cos(\theta/2)\bigr|$. On $[0,\pi]$, $\theta/2\in[0,\pi/2]$ where $\cos(\theta/2)\ge 0$. By symmetry the upper half ($0$ to $\pi$) is half the perimeter, so
$$L=2\int_0^{\pi}2\cos\frac{\theta}{2}\,d\theta=2\Bigl[4\sin\frac{\theta}{2}\Bigr]_0^{\pi}=2\cdot 4=8.$$The cardioid has perimeter $8$. Working over $[0,\pi]$ and doubling sidesteps the sign change of $\cos(\theta/2)$ that occurs past $\theta=\pi$.
求心形线(cardioid)$r=1+\cos\theta$ 的总长度。
这里 $dr/d\theta=-\sin\theta$,所以
$$r^2+\left(\frac{dr}{d\theta}\right)^2=(1+\cos\theta)^2+\sin^2\theta=1+2\cos\theta+\cos^2\theta+\sin^2\theta=2+2\cos\theta=2(1+\cos\theta).$$运用半角恒等式 $1+\cos\theta=2\cos^2(\theta/2)$,于是根号下的量为 $4\cos^2(\theta/2)$,被积函数为 $2\bigl|\cos(\theta/2)\bigr|$。在 $[0,\pi]$ 上,$\theta/2\in[0,\pi/2]$,此处 $\cos(\theta/2)\ge 0$。由对称性,上半部分($0$ 到 $\pi$)是周长的一半,所以
$$L=2\int_0^{\pi}2\cos\frac{\theta}{2}\,d\theta=2\Bigl[4\sin\frac{\theta}{2}\Bigr]_0^{\pi}=2\cdot 4=8.$$这条心形线的周长为 $8$。在 $[0,\pi]$ 上积分再翻倍,可以避开 $\theta=\pi$ 之后 $\cos(\theta/2)$ 出现的变号问题。
Worked Example 6.3: arc length of an Archimedean spiral例题 6.3:阿基米德螺线的弧长
Set up the length of the Archimedean spiral $r=\theta$ from $\theta=0$ to $\theta=\pi$, and evaluate it.
Here $dr/d\theta=1$, so $r^2+(dr/d\theta)^2=\theta^2+1$ and
$$L=\int_0^{\pi}\sqrt{\theta^2+1}\,d\theta.$$This is a standard $\sqrt{u^2+1}$ integral with antiderivative $\tfrac12\bigl(\theta\sqrt{\theta^2+1}+\ln(\theta+\sqrt{\theta^2+1})\bigr)$. Evaluating from $0$ to $\pi$,
$$L=\frac{1}{2}\Bigl(\pi\sqrt{\pi^2+1}+\ln\bigl(\pi+\sqrt{\pi^2+1}\bigr)\Bigr).$$The point of method is that the $r^2$ term, here $\theta^2$, dominates the integrand for large $\theta$, which matches the geometric fact that a spiral's outer turns are much longer than its inner ones.
列出阿基米德螺线 $r=\theta$ 从 $\theta=0$ 到 $\theta=\pi$ 的长度,并求出其值。
这里 $dr/d\theta=1$,所以 $r^2+(dr/d\theta)^2=\theta^2+1$,且
$$L=\int_0^{\pi}\sqrt{\theta^2+1}\,d\theta.$$这是一个标准的 $\sqrt{u^2+1}$ 积分,其原函数为 $\tfrac12\bigl(\theta\sqrt{\theta^2+1}+\ln(\theta+\sqrt{\theta^2+1})\bigr)$。从 $0$ 到 $\pi$ 求值,
$$L=\frac{1}{2}\Bigl(\pi\sqrt{\pi^2+1}+\ln\bigl(\pi+\sqrt{\pi^2+1}\bigr)\Bigr).$$这一方法的要点在于:$r^2$ 项(这里是 $\theta^2$)在 $\theta$ 较大时主导被积函数,这与几何事实相符,即螺线外圈比内圈长得多。
Going deeper: where $r^2+(dr/d\theta)^2$ comes from深入探究:$r^2+(dr/d\theta)^2$ 从何而来
Start from the velocity components above and form the sum of their squares. Abbreviate $r'=dr/d\theta$:
$$\left(\frac{dx}{d\theta}\right)^2=r'^2\cos^2\theta-2rr'\cos\theta\sin\theta+r^2\sin^2\theta,$$ $$\left(\frac{dy}{d\theta}\right)^2=r'^2\sin^2\theta+2rr'\sin\theta\cos\theta+r^2\cos^2\theta.$$Adding, the middle terms $\mp 2rr'\sin\theta\cos\theta$ cancel. Grouping the rest and applying $\cos^2\theta+\sin^2\theta=1$ twice,
$$\left(\frac{dx}{d\theta}\right)^2+\left(\frac{dy}{d\theta}\right)^2=r'^2+r^2.$$Substituting this into the parametric arc length integral $\int\sqrt{(dx/d\theta)^2+(dy/d\theta)^2}\,d\theta$ gives the polar formula.
从上面的速度分量出发,构造它们的平方和。把 $dr/d\theta$ 简记为 $r'$:
$$\left(\frac{dx}{d\theta}\right)^2=r'^2\cos^2\theta-2rr'\cos\theta\sin\theta+r^2\sin^2\theta,$$ $$\left(\frac{dy}{d\theta}\right)^2=r'^2\sin^2\theta+2rr'\sin\theta\cos\theta+r^2\cos^2\theta.$$相加,中间项 $\mp 2rr'\sin\theta\cos\theta$ 相消。把其余各项归类,并两次运用 $\cos^2\theta+\sin^2\theta=1$,
$$\left(\frac{dx}{d\theta}\right)^2+\left(\frac{dy}{d\theta}\right)^2=r'^2+r^2.$$把它代入参数弧长积分 $\int\sqrt{(dx/d\theta)^2+(dy/d\theta)^2}\,d\theta$,便得到极坐标公式。
Conic Sections圆锥曲线
conic)所得的曲线,每一种都有简洁的焦点与准线的描述。在笛卡尔形式下它们是二次方程;而在极坐标形式下,若取焦点在原点,三者共用同一个由离心率(eccentricity)$e$ 主宰的方程。这把激发整个学科的行星轨道应用统一了起来。The standard Cartesian forms (centered or with vertex at the origin) are as follows.标准笛卡尔形式(以中心或顶点位于原点)如下。
The eccentricity $e$ classifies a conic: $e=0$ is a circle, $0directrix)位于距离 $d$ 处时,所有圆锥曲线共用同一个极坐标方程。
Remark.注记。 Replacing $\cos\theta$ by $\sin\theta$, or flipping the sign in the denominator, simply rotates the conic or moves the directrix to a different side. The shape is fixed by $e$; the trigonometric function and sign fix the orientation.把 $\cos\theta$ 换成 $\sin\theta$,或翻转分母中的符号,只是把圆锥曲线旋转,或把准线移到另一侧。形状由 $e$ 确定;三角函数与符号则确定方向。
Worked Example 7.1: identifying a polar conic例题 7.1:辨识极坐标圆锥曲线
Identify the conic $r=\dfrac{6}{2+\cos\theta}$ and state its eccentricity.
Put the denominator in the standard form $1+e\cos\theta$ by dividing numerator and denominator by $2$:
$$r=\frac{3}{1+\tfrac12\cos\theta}.$$Comparing with $r=ed/(1+e\cos\theta)$, the eccentricity is $e=\tfrac12$. Since $0
辨识圆锥曲线 $r=\dfrac{6}{2+\cos\theta}$ 并指出其离心率。
把分子分母同除以 $2$,使分母化为标准形式 $1+e\cos\theta$:
$$r=\frac{3}{1+\tfrac12\cos\theta}.$$与 $r=ed/(1+e\cos\theta)$ 对照,离心率为 $e=\tfrac12$。由于 $0
Worked Example 7.2: vertex form of a parabola例题 7.2:抛物线的顶点形式
Find the focus of the parabola $y^2=12x$.
Compare with the standard form $y^2=4px$: matching gives $4p=12$, so $p=3$. For $y^2=4px$ the focus lies at $(p,0)$, hence the focus is at $(3,0)$ and the directrix is the line $x=-3$.
求抛物线 $y^2=12x$ 的焦点。
与标准形式 $y^2=4px$ 对照:匹配得 $4p=12$,故 $p=3$。对 $y^2=4px$,焦点位于 $(p,0)$,因此焦点在 $(3,0)$,而准线是直线 $x=-3$。
Worked Example 7.3: eccentricity of an ellipse from its axes例题 7.3:由轴求椭圆的离心率
Find the foci and eccentricity of $\dfrac{x^2}{25}+\dfrac{y^2}{9}=1$.
Here $a^2=25$ and $b^2=9$, so $a=5$ and $b=3$ with the major axis along $x$. For an ellipse the focal distance satisfies $c^2=a^2-b^2=25-9=16$, so $c=4$ and the foci are $(\pm 4,0)$. The eccentricity is
$$e=\frac{c}{a}=\frac{4}{5}.$$Since $0
求 $\dfrac{x^2}{25}+\dfrac{y^2}{9}=1$ 的焦点与离心率。
此处 $a^2=25$、$b^2=9$,故 $a=5$、$b=3$,长轴沿 $x$ 轴。对椭圆,焦距满足 $c^2=a^2-b^2=25-9=16$,所以 $c=4$,焦点为 $(\pm 4,0)$。离心率为
$$e=\frac{c}{a}=\frac{4}{5}.$$由于 $0
Going deeper: deriving the polar equation $r=\dfrac{ed}{1+e\cos\theta}$深入探究:推导极坐标方程 $r=\dfrac{ed}{1+e\cos\theta}$
Place a focus at the origin and the directrix as the vertical line $x=d$ to the right. The focus-directrix definition of a conic says every point $P$ satisfies
$$\frac{\text{distance to focus}}{\text{distance to directrix}}=e,$$a constant, the eccentricity. In polar coordinates the distance from $P=(r,\theta)$ to the focus at the origin is simply $r$. Its $x$-coordinate is $r\cos\theta$, so its horizontal distance to the directrix $x=d$ is $d-r\cos\theta$. The definition reads
$$\frac{r}{\,d-r\cos\theta\,}=e\quad\Longrightarrow\quad r=e\,(d-r\cos\theta)=ed-er\cos\theta.$$Collect the $r$ terms: $r+er\cos\theta=ed$, that is $r(1+e\cos\theta)=ed$, hence
$$r=\frac{ed}{1+e\cos\theta}.$$The single parameter $e$ controls the shape. When $e=0$ the equation is $r=$ constant, a circle. When $0
把焦点放在原点,准线取为右侧的竖直线 $x=d$。圆锥曲线的焦点与准线的定义说,每一点 $P$ 都满足
$$\frac{\text{distance to focus}}{\text{distance to directrix}}=e,$$这是个常数,即离心率。在极坐标下,$P=(r,\theta)$ 到原点处焦点的距离就是 $r$。其 $x$ 坐标为 $r\cos\theta$,所以它到准线 $x=d$ 的水平距离为 $d-r\cos\theta$。定义写作
$$\frac{r}{\,d-r\cos\theta\,}=e\quad\Longrightarrow\quad r=e\,(d-r\cos\theta)=ed-er\cos\theta.$$收集 $r$ 项:$r+er\cos\theta=ed$,即 $r(1+e\cos\theta)=ed$,于是
$$r=\frac{ed}{1+e\cos\theta}.$$单一参数 $e$ 控制着形状。当 $e=0$ 时方程为 $r=$ 常数,是圆。当 $0
Worked Example 7.4: completing the square to identify a conic例题 7.4:配方以辨识圆锥曲线
Identify the curve $4x^2+9y^2-16x+18y-11=0$.
Group and complete the square in each variable. For $x$: $4(x^2-4x)=4(x-2)^2-16$. For $y$: $9(y^2+2y)=9(y+1)^2-9$. Substitute:
$$4(x-2)^2-16+9(y+1)^2-9-11=0\ \Longrightarrow\ 4(x-2)^2+9(y+1)^2=36.$$Divide by $36$ to reach standard form:
$$\frac{(x-2)^2}{9}+\frac{(y+1)^2}{4}=1.$$This is an ellipse centered at $(2,-1)$ with $a=3$ along $x$ and $b=2$ along $y$. Because both squared terms are positive with different coefficients, the equation is an ellipse; equal coefficients would give a circle, and opposite signs a hyperbola.
辨识曲线 $4x^2+9y^2-16x+18y-11=0$。
对每个变量分组并配方。对 $x$:$4(x^2-4x)=4(x-2)^2-16$。对 $y$:$9(y^2+2y)=9(y+1)^2-9$。代入:
$$4(x-2)^2-16+9(y+1)^2-9-11=0\ \Longrightarrow\ 4(x-2)^2+9(y+1)^2=36.$$除以 $36$ 以达到标准形式:
$$\frac{(x-2)^2}{9}+\frac{(y+1)^2}{4}=1.$$这是一条以 $(2,-1)$ 为中心的椭圆,沿 $x$ 轴 $a=3$、沿 $y$ 轴 $b=2$。因为两个平方项都为正且系数不同,故该方程是椭圆;系数相等会给出圆,而符号相反则给出双曲线。
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Tap each item you can do without notes. 点击你无需参考资料即可完成的项目。0 / 8 mastered0 / 8 已掌握
- Sketch a parametric curve, mark its orientation, and eliminate the parameter to find the Cartesian equation.画出参数曲线,标出其方向,并消去参数求出笛卡尔方程。
- Compute $dy/dx$ for a parametric curve and locate its horizontal and vertical tangents.对参数曲线计算 $dy/dx$,并找出其水平与竖直切线。
- Compute the second derivative $d^2y/dx^2$ parametrically and read off concavity.用参数法计算二阶导数 $d^2y/dx^2$,并判断凹凸性。
- Set up and evaluate a parametric arc length integral, checking the curve is traced once.建立并求出参数弧长积分,并核实曲线只被描一次。
- Convert points and equations between Cartesian and polar coordinates, choosing the correct quadrant.在笛卡尔坐标与极坐标之间转换点和方程,并选对象限。
- Set up a polar area integral with correct limits, including the area between two curves.用正确的积分限建立极坐标面积积分,包括两条曲线之间的面积。
- Apply the polar arc length formula $\int\sqrt{r^2+(dr/d\theta)^2}\,d\theta$.运用极坐标弧长公式 $\int\sqrt{r^2+(dr/d\theta)^2}\,d\theta$。
- Identify a conic from its eccentricity and read $e$ off the polar equation $r=ed/(1+e\cos\theta)$.由离心率判别圆锥曲线,并从极坐标方程 $r=ed/(1+e\cos\theta)$ 中读出 $e$。