Unit A5: Implicit Differentiation and Related Rates单元 A5:隐函数求导与相关变化率
Differentiate curves that resist being solved for $y$, and use the chain rule in time to connect rates across geometry, motion, and mixing.对那些难以解出 $y$ 的曲线求导,并对时间使用链式法则(Chain Rule),把几何、运动和混合问题中的各个变化率联系起来。
Chain Rule)以及标准函数的导数(derivative)。它建立两项共用同一个引擎的技能。第一,隐函数求导(implicit differentiation)能在不解出 $y$ 的情况下,从一个关于 $x$ 与 $y$ 的关系式中读出斜率。第二,相关变化率(related rates)对这样的关系式按时间求导,把彼此变化的量联系起来。请拿起笔动手做例题,然后用测验和清单检验自己。
Implicit Differentiation隐函数求导
A relation such as $x^2 + y^2 = 25$ need not present $y$ as an explicit function of $x$. Near most points, however, the relation still determines $y$ locally as a differentiable function of $x$, and we may compute $\frac{dy}{dx}$ without first solving for $y$. The technique is called implicit differentiation: differentiate both sides of the defining equation with respect to $x$, treat $y$ as a function of $x$ (so every $y$ carries a factor of $\frac{dy}{dx}$ by the chain rule), and solve the resulting linear equation for $\frac{dy}{dx}$.像 $x^2 + y^2 = 25$ 这样的关系式不一定把 $y$ 表示成 $x$ 的显函数。然而在大多数点附近,这个关系式仍然在局部把 $y$ 确定为 $x$ 的可微(differentiable)函数,于是我们可以在不先解出 $y$ 的情况下计算 $\frac{dy}{dx}$。这种方法称为隐函数求导(implicit differentiation):对定义方程两边关于 $x$ 求导,把 $y$ 当作 $x$ 的函数(于是每个 $y$ 都因链式法则(Chain Rule)带上一个 $\frac{dy}{dx}$ 因子),再解所得到的关于 $\frac{dy}{dx}$ 的线性方程。
Worked Example 1.1: the unit circle例题 1.1:圆
Find $\frac{dy}{dx}$ for the circle $x^2 + y^2 = 25$ and the slope of the tangent at $(3,4)$.
Differentiate both sides with respect to $x$:
$$ 2x + 2y\,\frac{dy}{dx} = 0 \;\Longrightarrow\; \frac{dy}{dx} = -\frac{x}{y}. $$At $(3,4)$ the slope is $-\tfrac{3}{4}$. Note the answer depends on both coordinates, which is typical of implicit differentiation: a single $x$ may correspond to several points on the curve, each with its own slope.
对圆 $x^2 + y^2 = 25$ 求 $\frac{dy}{dx}$,并求在 $(3,4)$ 处切线的斜率。
对两边关于 $x$ 求导:
$$ 2x + 2y\,\frac{dy}{dx} = 0 \;\Longrightarrow\; \frac{dy}{dx} = -\frac{x}{y}. $$在 $(3,4)$ 处斜率为 $-\tfrac{3}{4}$。注意答案同时依赖于两个坐标,这正是隐函数求导的典型特征:同一个 $x$ 可能对应曲线上的多个点,每个点各有自己的斜率。
Worked Example 1.2: a mixed product term例题 1.2:含混合乘积项
Find $\frac{dy}{dx}$ for the folium of Descartes $x^3 + y^3 = 6xy$.
Differentiate term by term, using the product rule on $6xy$:
$$ 3x^2 + 3y^2\,\frac{dy}{dx} = 6\Big(y + x\,\frac{dy}{dx}\Big). $$Collect the $\frac{dy}{dx}$ terms:
$$ \big(3y^2 - 6x\big)\frac{dy}{dx} = 6y - 3x^2 \;\Longrightarrow\; \frac{dy}{dx} = \frac{6y - 3x^2}{3y^2 - 6x} = \frac{2y - x^2}{y^2 - 2x}. $$At $(3,3)$ the slope is $\frac{6-9}{9-6} = -1$, so the tangent there is the line $y = -x + 6$.
对笛卡尔叶形线 $x^3 + y^3 = 6xy$ 求 $\frac{dy}{dx}$。
逐项求导,对 $6xy$ 使用乘积法则(Product Rule):
归并含 $\frac{dy}{dx}$ 的项:
$$ \big(3y^2 - 6x\big)\frac{dy}{dx} = 6y - 3x^2 \;\Longrightarrow\; \frac{dy}{dx} = \frac{6y - 3x^2}{3y^2 - 6x} = \frac{2y - x^2}{y^2 - 2x}. $$在 $(3,3)$ 处斜率为 $\frac{6-9}{9-6} = -1$,所以该处切线为直线 $y = -x + 6$。
Worked Example 1.3: a tangent line on an ellipse例题 1.3:椭圆上的切线
Find the equation of the tangent to the ellipse $\dfrac{x^2}{16} + \dfrac{y^2}{9} = 1$ at the point $\big(2,\,\tfrac{3\sqrt{3}}{2}\big)$.
Differentiate both sides with respect to $x$, treating $y$ as a function of $x$:
$$ \frac{2x}{16} + \frac{2y}{9}\,\frac{dy}{dx} = 0 \;\Longrightarrow\; \frac{x}{8} + \frac{2y}{9}\,\frac{dy}{dx} = 0. $$Solve for the slope:
$$ \frac{dy}{dx} = -\frac{9x}{16y}. $$At $\big(2,\,\tfrac{3\sqrt{3}}{2}\big)$ the slope is $-\dfrac{9(2)}{16\cdot\frac{3\sqrt 3}{2}} = -\dfrac{18}{24\sqrt 3} = -\dfrac{3}{4\sqrt 3} = -\dfrac{\sqrt 3}{4}$. The tangent line is therefore $y - \tfrac{3\sqrt 3}{2} = -\tfrac{\sqrt 3}{4}\,(x - 2)$. Solving explicitly for $y$ would force a square root and a choice of branch, so implicit differentiation is the cleaner route.
求椭圆 $\dfrac{x^2}{16} + \dfrac{y^2}{9} = 1$ 在点 $\big(2,\,\tfrac{3\sqrt{3}}{2}\big)$ 处的切线方程。
对两边关于 $x$ 求导,把 $y$ 当作 $x$ 的函数:
$$ \frac{2x}{16} + \frac{2y}{9}\,\frac{dy}{dx} = 0 \;\Longrightarrow\; \frac{x}{8} + \frac{2y}{9}\,\frac{dy}{dx} = 0. $$解出斜率:
$$ \frac{dy}{dx} = -\frac{9x}{16y}. $$在 $\big(2,\,\tfrac{3\sqrt{3}}{2}\big)$ 处斜率为 $-\dfrac{9(2)}{16\cdot\frac{3\sqrt 3}{2}} = -\dfrac{18}{24\sqrt 3} = -\dfrac{3}{4\sqrt 3} = -\dfrac{\sqrt 3}{4}$。因此切线为 $y - \tfrac{3\sqrt 3}{2} = -\tfrac{\sqrt 3}{4}\,(x - 2)$。若显式解出 $y$,就会引入一个平方根并需要选择分支,所以隐函数求导是更简洁的途径。
Worked Example 1.4: locating horizontal and vertical tangents例题 1.4:求水平与竖直切线
For the folium $x^3 + y^3 = 6xy$ of Example 1.2 we found $\dfrac{dy}{dx} = \dfrac{2y - x^2}{y^2 - 2x}$. Where is the tangent horizontal, and where is it vertical?
A horizontal tangent needs the numerator zero with the denominator nonzero: $2y - x^2 = 0$, so $y = \tfrac{x^2}{2}$. Substituting into the curve $x^3 + y^3 = 6xy$ gives $x^3 + \tfrac{x^6}{8} = 3x^3$, that is $\tfrac{x^6}{8} = 2x^3$, so $x^3 = 16$ and $x = 16^{1/3} = 2^{4/3}$. Then $y = \tfrac{1}{2}x^2 = 2^{5/3}$.
A vertical tangent needs the denominator zero with the numerator nonzero: $y^2 - 2x = 0$, so $x = \tfrac{y^2}{2}$, which by the symmetry $x \leftrightarrow y$ of the curve gives $y = 2^{4/3}$, $x = 2^{5/3}$. The point $(0,0)$ makes both numerator and denominator vanish, signalling the self-intersection where the curve crosses itself and has two tangent lines rather than one.
对例题 1.2 中的叶形线 $x^3 + y^3 = 6xy$,我们已求得 $\dfrac{dy}{dx} = \dfrac{2y - x^2}{y^2 - 2x}$。切线在哪里水平,又在哪里竖直?
水平切线要求分子为零而分母非零:$2y - x^2 = 0$,即 $y = \tfrac{x^2}{2}$。代入曲线 $x^3 + y^3 = 6xy$ 得 $x^3 + \tfrac{x^6}{8} = 3x^3$,即 $\tfrac{x^6}{8} = 2x^3$,于是 $x^3 = 16$,$x = 16^{1/3} = 2^{4/3}$。再由 $y = \tfrac{1}{2}x^2 = 2^{5/3}$。
竖直切线要求分母为零而分子非零:$y^2 - 2x = 0$,即 $x = \tfrac{y^2}{2}$;由曲线关于 $x \leftrightarrow y$ 的对称性,得 $y = 2^{4/3}$,$x = 2^{5/3}$。点 $(0,0)$ 使分子分母同时为零,标志着曲线的自交点——曲线在此与自身相交,拥有两条切线而非一条。
Going deeper: when does the relation define a function?深入探讨:关系式何时定义一个函数?
The legitimacy of treating $y$ as a differentiable function of $x$ is guaranteed by the Implicit Function Theorem. If $F(x,y)$ is continuously differentiable near a point $(a,b)$ with $F(a,b)=0$ and $\frac{\partial F}{\partial y}(a,b) \neq 0$, then near $(a,b)$ the equation $F(x,y)=0$ defines a unique differentiable function $y = g(x)$ with $g(a)=b$, and
$$ \frac{dy}{dx} = -\frac{F_x}{F_y}. $$For the circle $F = x^2+y^2-25$ we have $F_y = 2y$, which vanishes at $(\pm 5, 0)$. Those are exactly the points where the tangent is vertical and $\frac{dy}{dx} = -x/y$ is undefined, consistent with the formula breaking down where $F_y = 0$.
Here is the one-line derivation of the quotient formula. Along the curve $F(x,g(x)) = 0$ holds identically in $x$, so differentiating with the multivariable chain rule gives $F_x + F_y\,g'(x) = 0$. Solving for $g'(x)$ recovers $\frac{dy}{dx} = -F_x/F_y$ whenever $F_y \neq 0$. This is exactly the bookkeeping of implicit differentiation, now justified rather than merely performed: the requirement $F_y \neq 0$ is precisely what licenses the division, and it fails at vertical tangents.
把 $y$ 当作 $x$ 的可微函数处理,其合法性由隐函数定理(Implicit Function Theorem)保证。若 $F(x,y)$ 在点 $(a,b)$ 附近连续可微,且 $F(a,b)=0$、$\frac{\partial F}{\partial y}(a,b) \neq 0$,则在 $(a,b)$ 附近方程 $F(x,y)=0$ 定义出唯一的可微函数 $y = g(x)$,满足 $g(a)=b$,且
对圆 $F = x^2+y^2-25$,有 $F_y = 2y$,它在 $(\pm 5, 0)$ 处为零。这恰好是切线竖直、$\frac{dy}{dx} = -x/y$ 无定义的那些点,与公式在 $F_y = 0$ 处失效相一致。
下面是商式公式的一行推导。沿曲线,$F(x,g(x)) = 0$ 关于 $x$ 恒成立,所以用多元链式法则求导得 $F_x + F_y\,g'(x) = 0$。解出 $g'(x)$,只要 $F_y \neq 0$ 就回到 $\frac{dy}{dx} = -F_x/F_y$。这正是隐函数求导的记账过程,如今得到了证明而非仅仅被执行:条件 $F_y \neq 0$ 恰是允许做除法的依据,而它在竖直切线处失效。
Derivatives of Inverse Functions反函数的导数
Implicit differentiation gives a clean route to the derivative of an inverse function. If $f$ is differentiable and one-to-one with inverse $g = f^{-1}$, then $f(g(x)) = x$. Differentiating this identity yields the inverse-function rule, which is the engine behind the derivatives of $\arcsin$, $\arctan$, and the natural logarithm.隐函数求导给出了求反函数(inverse)导数的简洁途径。若 $f$ 可微且一一对应,其反函数为 $g = f^{-1}$,则 $f(g(x)) = x$。对这个恒等式求导便得到反函数求导法则,它正是 $\arcsin$、$\arctan$ 以及自然对数导数背后的引擎。
Worked Example 2.1: the derivative of arcsine例题 2.1:arcsine 的导数
Let $y = \arcsin x$, so $\sin y = x$ with $y \in [-\tfrac{\pi}{2}, \tfrac{\pi}{2}]$. Differentiate implicitly:
$$ \cos y \,\frac{dy}{dx} = 1 \;\Longrightarrow\; \frac{dy}{dx} = \frac{1}{\cos y}. $$On the chosen range $\cos y \ge 0$, and $\cos y = \sqrt{1 - \sin^2 y} = \sqrt{1 - x^2}$. Therefore
$$ \frac{d}{dx}\arcsin x = \frac{1}{\sqrt{1 - x^2}}, \qquad -1 < x < 1. $$设 $y = \arcsin x$,则 $\sin y = x$,且 $y \in [-\tfrac{\pi}{2}, \tfrac{\pi}{2}]$。隐式求导:
$$ \cos y \,\frac{dy}{dx} = 1 \;\Longrightarrow\; \frac{dy}{dx} = \frac{1}{\cos y}. $$在所取的区间上 $\cos y \ge 0$,且 $\cos y = \sqrt{1 - \sin^2 y} = \sqrt{1 - x^2}$。因此
$$ \frac{d}{dx}\arcsin x = \frac{1}{\sqrt{1 - x^2}}, \qquad -1 < x < 1. $$Worked Example 2.2: arctangent and the natural log例题 2.2:arctangent 与自然对数
For $y = \arctan x$ we have $\tan y = x$, so $\sec^2 y\,\frac{dy}{dx} = 1$. Since $\sec^2 y = 1 + \tan^2 y = 1 + x^2$,
$$ \frac{d}{dx}\arctan x = \frac{1}{1 + x^2}. $$For $y = \ln x$ we have $e^{y} = x$, so $e^{y}\,\frac{dy}{dx} = 1$, giving $\frac{dy}{dx} = e^{-y} = \frac{1}{x}$. Implicit differentiation thus recovers $\frac{d}{dx}\ln x = \frac{1}{x}$ from the exponential.
对 $y = \arctan x$,有 $\tan y = x$,故 $\sec^2 y\,\frac{dy}{dx} = 1$。又因 $\sec^2 y = 1 + \tan^2 y = 1 + x^2$,所以
$$ \frac{d}{dx}\arctan x = \frac{1}{1 + x^2}. $$对 $y = \ln x$,有 $e^{y} = x$,故 $e^{y}\,\frac{dy}{dx} = 1$,得 $\frac{dy}{dx} = e^{-y} = \frac{1}{x}$。可见隐函数求导从指数函数出发就重新得到了 $\frac{d}{dx}\ln x = \frac{1}{x}$。
Worked Example 2.3: arcsecant and the role of the domain例题 2.3:arcsecant 与定义域的作用
Let $y = \operatorname{arcsec} x$ for $|x| > 1$, so $\sec y = x$ with $y \in [0,\tfrac{\pi}{2}) \cup (\tfrac{\pi}{2}, \pi]$. Differentiate implicitly:
$$ \sec y \tan y\,\frac{dy}{dx} = 1 \;\Longrightarrow\; \frac{dy}{dx} = \frac{1}{\sec y \tan y}. $$Now $\sec y = x$ and $\tan y = \pm\sqrt{\sec^2 y - 1} = \pm\sqrt{x^2 - 1}$. On the chosen branch $\sec y \tan y > 0$ for both $x>1$ and $x<-1$, so we keep the positive magnitude and write
$$ \frac{d}{dx}\operatorname{arcsec} x = \frac{1}{|x|\sqrt{x^2 - 1}}, \qquad |x| > 1. $$The absolute value is the whole subtlety here: it is forced by the branch and is what makes the derivative positive on both pieces of the domain, matching the fact that $\operatorname{arcsec}$ is increasing on each piece.
设 $y = \operatorname{arcsec} x$,其中 $|x| > 1$,则 $\sec y = x$,且 $y \in [0,\tfrac{\pi}{2}) \cup (\tfrac{\pi}{2}, \pi]$。隐式求导:
$$ \sec y \tan y\,\frac{dy}{dx} = 1 \;\Longrightarrow\; \frac{dy}{dx} = \frac{1}{\sec y \tan y}. $$此时 $\sec y = x$,且 $\tan y = \pm\sqrt{\sec^2 y - 1} = \pm\sqrt{x^2 - 1}$。在所取的分支上,无论 $x>1$ 还是 $x<-1$ 都有 $\sec y \tan y > 0$,所以我们保留正的量值,写成
$$ \frac{d}{dx}\operatorname{arcsec} x = \frac{1}{|x|\sqrt{x^2 - 1}}, \qquad |x| > 1. $$绝对值正是这里全部的微妙之处:它由分支所迫,使导数在定义域的两段上都为正,这与 $\operatorname{arcsec}$ 在每一段上都单调递增的事实相吻合。
Worked Example 2.4: a numerical inverse slope without a formula例题 2.4:没有公式时求反函数的数值斜率
Let $f(x) = x^5 + 2x + 1$. This is strictly increasing (its derivative $5x^4 + 2$ is always positive), so it has an inverse $g = f^{-1}$, yet there is no elementary formula for $g$. Find $g'(4)$.
We need the point $a$ with $f(a) = 4$. Trying $a = 1$ gives $f(1) = 1 + 2 + 1 = 4$, so $a = 1$ and $g(4) = 1$. Then
$$ g'(4) = \frac{1}{f'(1)} = \frac{1}{5(1)^4 + 2} = \frac{1}{7}. $$The inverse-function rule delivers the slope of a curve we cannot even write down explicitly, which is the practical payoff of the formula.
设 $f(x) = x^5 + 2x + 1$。它严格递增(其导数 $5x^4 + 2$ 恒为正),所以存在反函数 $g = f^{-1}$,但 $g$ 没有初等公式。求 $g'(4)$。
我们需要满足 $f(a) = 4$ 的点 $a$。试 $a = 1$ 得 $f(1) = 1 + 2 + 1 = 4$,于是 $a = 1$,$g(4) = 1$。则
$$ g'(4) = \frac{1}{f'(1)} = \frac{1}{5(1)^4 + 2} = \frac{1}{7}. $$反函数求导法则给出了一条我们甚至无法显式写出的曲线的斜率,这正是该公式的实用价值。
Going deeper: proving the inverse-function rule深入探讨:证明反函数求导法则
Suppose $f$ is differentiable and one-to-one on an open interval, $g = f^{-1}$ is continuous at $b$, and $f'(a) \neq 0$ where $a = g(b)$. We prove $g'(b) = 1/f'(a)$ directly from the difference quotient. For $y \neq b$ near $b$, set $x = g(y)$ and $a = g(b)$; because $g$ is one-to-one, $x \neq a$, and
$$ \frac{g(y) - g(b)}{y - b} = \frac{x - a}{f(x) - f(a)} = \frac{1}{\dfrac{f(x) - f(a)}{x - a}}. $$As $y \to b$, continuity of $g$ forces $x = g(y) \to g(b) = a$. The inner difference quotient tends to $f'(a) \neq 0$, so the reciprocal tends to $1/f'(a)$. Therefore the limit exists and
$$ g'(b) = \frac{1}{f'(a)} = \frac{1}{f'(g(b))}. $$The hypothesis $f'(a)\neq 0$ is essential: where $f$ has a horizontal tangent, the inverse has a vertical tangent and $g'$ does not exist, exactly as the reciprocal would predict.
设 $f$ 在某开区间上可微且一一对应,$g = f^{-1}$ 在 $b$ 处连续(continuous),且在 $a = g(b)$ 处 $f'(a) \neq 0$。我们直接从差商出发证明 $g'(b) = 1/f'(a)$。对于 $b$ 附近 $y \neq b$,令 $x = g(y)$、$a = g(b)$;因 $g$ 一一对应,故 $x \neq a$,且
当 $y \to b$ 时,$g$ 的连续性迫使 $x = g(y) \to g(b) = a$。内层差商趋于 $f'(a) \neq 0$,所以其倒数趋于 $1/f'(a)$。因此极限(limit)存在,且
假设 $f'(a)\neq 0$ 至关重要:在 $f$ 有水平切线之处,反函数有竖直切线,$g'$ 不存在,这恰如倒数所预言的那样。
Related Rates: The Method相关变化率:方法
A related-rates problem links two or more quantities by an equation and asks for the rate of change of one when the rate of change of another is known. Because every quantity varies with time $t$, we differentiate the linking equation with respect to $t$, applying the chain rule. The known rates are derivatives such as $\frac{dr}{dt}$; the unknown is another derivative such as $\frac{dV}{dt}$.相关变化率(related rates)问题用一个方程把两个或更多的量联系起来,并在已知其中一个量的变化率时求另一个量的变化率。由于每个量都随时间 $t$ 变化,我们对这个联系方程关于 $t$ 求导,并应用链式法则(Chain Rule)。已知的变化率是诸如 $\frac{dr}{dt}$ 这样的导数;未知的是另一个导数,例如 $\frac{dV}{dt}$。
A reliable five-step procedure:一套可靠的五步流程:
(1) Draw a figure and name variables. (2) Record the given rates and the rate sought. (3) Write an equation relating the variables. (4) Differentiate both sides with respect to $t$. (5) Substitute the instantaneous values and solve.(1) 画图并给变量命名。(2) 记下已知的变化率和所求的变化率。(3) 写出联系各变量的方程。(4) 对两边关于 $t$ 求导。(5) 代入瞬时数值并求解。
Worked Example 3.1: an expanding spherical balloon例题 3.1:膨胀的球形气球
Air is pumped into a spherical balloon at $100\ \text{cm}^3/\text{s}$. How fast is the radius increasing when $r = 5\ \text{cm}$?
Relation: $V = \tfrac{4}{3}\pi r^3$. Differentiate in $t$:
$$ \frac{dV}{dt} = 4\pi r^2 \,\frac{dr}{dt}. $$Substitute $\frac{dV}{dt} = 100$ and $r = 5$:
$$ 100 = 4\pi (25)\,\frac{dr}{dt} \;\Longrightarrow\; \frac{dr}{dt} = \frac{100}{100\pi} = \frac{1}{\pi} \approx 0.318\ \text{cm/s}. $$以 $100\ \text{cm}^3/\text{s}$ 的速率向球形气球充气。当 $r = 5\ \text{cm}$ 时,半径增大得有多快?
关系式:$V = \tfrac{4}{3}\pi r^3$。对 $t$ 求导:
$$ \frac{dV}{dt} = 4\pi r^2 \,\frac{dr}{dt}. $$代入 $\frac{dV}{dt} = 100$ 与 $r = 5$:
$$ 100 = 4\pi (25)\,\frac{dr}{dt} \;\Longrightarrow\; \frac{dr}{dt} = \frac{100}{100\pi} = \frac{1}{\pi} \approx 0.318\ \text{cm/s}. $$Worked Example 3.2: the surface area of the same balloon例题 3.2:同一气球的表面积
With air still entering at $100\ \text{cm}^3/\text{s}$, how fast is the surface area $A = 4\pi r^2$ growing when $r = 5\ \text{cm}$?
We already know $\frac{dr}{dt} = \frac{1}{\pi}\ \text{cm/s}$ at this instant from Example 3.1. Differentiate the area relation in $t$:
$$ \frac{dA}{dt} = 8\pi r\,\frac{dr}{dt}. $$Substitute $r = 5$ and $\frac{dr}{dt} = \frac{1}{\pi}$:
$$ \frac{dA}{dt} = 8\pi (5)\Big(\frac{1}{\pi}\Big) = 40\ \text{cm}^2/\text{s}. $$There is also a slick check: since $V = \tfrac{4}{3}\pi r^3$ gives $\frac{dV}{dt} = 4\pi r^2\frac{dr}{dt}$ and $A = 4\pi r^2$, we have $\frac{dV}{dt} = A\frac{dr}{dt}$, hence $\frac{dr}{dt} = \frac{1}{A}\frac{dV}{dt}$. Then $\frac{dA}{dt} = 8\pi r\frac{dr}{dt} = \frac{2}{r}\frac{dV}{dt} = \frac{2}{5}(100) = 40\ \text{cm}^2/\text{s}$, matching exactly.
空气仍以 $100\ \text{cm}^3/\text{s}$ 进入,当 $r = 5\ \text{cm}$ 时,表面积 $A = 4\pi r^2$ 增长得有多快?
由例题 3.1,我们已知此刻 $\frac{dr}{dt} = \frac{1}{\pi}\ \text{cm/s}$。对面积关系式关于 $t$ 求导:
$$ \frac{dA}{dt} = 8\pi r\,\frac{dr}{dt}. $$代入 $r = 5$ 与 $\frac{dr}{dt} = \frac{1}{\pi}$:
$$ \frac{dA}{dt} = 8\pi (5)\Big(\frac{1}{\pi}\Big) = 40\ \text{cm}^2/\text{s}. $$还有一个漂亮的验算:由 $V = \tfrac{4}{3}\pi r^3$ 得 $\frac{dV}{dt} = 4\pi r^2\frac{dr}{dt}$,又 $A = 4\pi r^2$,故 $\frac{dV}{dt} = A\frac{dr}{dt}$,于是 $\frac{dr}{dt} = \frac{1}{A}\frac{dV}{dt}$。则 $\frac{dA}{dt} = 8\pi r\frac{dr}{dt} = \frac{2}{r}\frac{dV}{dt} = \frac{2}{5}(100) = 40\ \text{cm}^2/\text{s}$,完全吻合。
Worked Example 3.3: a rate that depends on the radius例题 3.3:依赖于半径的变化率
A circular oil slick spreads so that its area grows at a constant $6\ \text{m}^2/\text{s}$. How fast is the radius growing when $r = 3\ \text{m}$, and again when $r = 6\ \text{m}$?
From $A = \pi r^2$, differentiate: $\frac{dA}{dt} = 2\pi r\,\frac{dr}{dt}$, so $\frac{dr}{dt} = \dfrac{1}{2\pi r}\frac{dA}{dt}$. With $\frac{dA}{dt} = 6$:
$$ \left.\frac{dr}{dt}\right|_{r=3} = \frac{6}{2\pi(3)} = \frac{1}{\pi} \approx 0.318\ \text{m/s}, \qquad \left.\frac{dr}{dt}\right|_{r=6} = \frac{6}{2\pi(6)} = \frac{1}{2\pi} \approx 0.159\ \text{m/s}. $$Even though the area grows at a fixed rate, the radius grows more slowly as the slick widens, because the same new area is spread around an ever longer circumference. This is the qualitative lesson behind every related-rates problem with a nonlinear relation: equal rates in one quantity need not mean equal rates in another.
一片圆形油膜扩散,使其面积以恒定的 $6\ \text{m}^2/\text{s}$ 增长。当 $r = 3\ \text{m}$ 以及 $r = 6\ \text{m}$ 时,半径增长得有多快?
由 $A = \pi r^2$ 求导:$\frac{dA}{dt} = 2\pi r\,\frac{dr}{dt}$,故 $\frac{dr}{dt} = \dfrac{1}{2\pi r}\frac{dA}{dt}$。代入 $\frac{dA}{dt} = 6$:
$$ \left.\frac{dr}{dt}\right|_{r=3} = \frac{6}{2\pi(3)} = \frac{1}{\pi} \approx 0.318\ \text{m/s}, \qquad \left.\frac{dr}{dt}\right|_{r=6} = \frac{6}{2\pi(6)} = \frac{1}{2\pi} \approx 0.159\ \text{m/s}. $$尽管面积以固定速率增长,但随着油膜变宽,半径增长得越来越慢,因为同样大小的新增面积被铺展在越来越长的周长上。这正是每一个带非线性关系的相关变化率问题背后的定性启示:某一个量的变化率相等,并不意味着另一个量的变化率也相等。
Related Rates: Geometry相关变化率:几何
Many related-rates problems are purely geometric: a draining cone, a sliding ladder, a lengthening shadow. The skill is choosing the right relation and, when a problem has several variables, eliminating those whose rates are neither known nor wanted, usually through similar triangles or the Pythagorean theorem.许多相关变化率问题纯属几何:排水的圆锥、下滑的梯子、变长的影子。关键技巧在于选对关系式,并在问题含多个变量时消去那些变化率既不已知又不需要的量,通常借助相似三角形或勾股定理(Pythagorean theorem)。
Worked Example 4.1: water draining from a cone例题 4.1:从圆锥中排水
A conical tank, point down, has height $12\ \text{m}$ and top radius $4\ \text{m}$. Water drains at $2\ \text{m}^3/\text{min}$. How fast is the depth falling when the water is $6\ \text{m}$ deep?
By similar triangles the surface radius $r$ and depth $h$ satisfy $\frac{r}{h} = \frac{4}{12} = \frac{1}{3}$, so $r = \frac{h}{3}$. The volume is
$$ V = \tfrac{1}{3}\pi r^2 h = \tfrac{1}{3}\pi \Big(\tfrac{h}{3}\Big)^2 h = \frac{\pi h^3}{27}. $$Differentiate in $t$: $\frac{dV}{dt} = \frac{\pi h^2}{9}\,\frac{dh}{dt}$. With $\frac{dV}{dt} = -2$ and $h = 6$:
$$ -2 = \frac{\pi (36)}{9}\,\frac{dh}{dt} = 4\pi\,\frac{dh}{dt} \;\Longrightarrow\; \frac{dh}{dt} = -\frac{1}{2\pi} \approx -0.159\ \text{m/min}. $$The negative sign confirms the depth is decreasing.
一个尖端朝下的圆锥形水箱,高 $12\ \text{m}$,顶部半径 $4\ \text{m}$。水以 $2\ \text{m}^3/\text{min}$ 排出。当水深 $6\ \text{m}$ 时,水深下降得有多快?
由相似三角形,水面半径 $r$ 与水深 $h$ 满足 $\frac{r}{h} = \frac{4}{12} = \frac{1}{3}$,故 $r = \frac{h}{3}$。体积为
$$ V = \tfrac{1}{3}\pi r^2 h = \tfrac{1}{3}\pi \Big(\tfrac{h}{3}\Big)^2 h = \frac{\pi h^3}{27}. $$对 $t$ 求导:$\frac{dV}{dt} = \frac{\pi h^2}{9}\,\frac{dh}{dt}$。代入 $\frac{dV}{dt} = -2$ 与 $h = 6$:
$$ -2 = \frac{\pi (36)}{9}\,\frac{dh}{dt} = 4\pi\,\frac{dh}{dt} \;\Longrightarrow\; \frac{dh}{dt} = -\frac{1}{2\pi} \approx -0.159\ \text{m/min}. $$负号确认水深正在减小。
Worked Example 4.2: a sliding ladder例题 4.2:下滑的梯子
A $13\ \text{ft}$ ladder leans on a wall; its base slides away at $2\ \text{ft/s}$. How fast is the top sliding down when the base is $5\ \text{ft}$ from the wall?
From $x^2 + y^2 = 169$, at $x = 5$ we get $y = 12$. Differentiate: $x\frac{dx}{dt} + y\frac{dy}{dt} = 0$. With $\frac{dx}{dt} = 2$,
$$ 5(2) + 12\,\frac{dy}{dt} = 0 \;\Longrightarrow\; \frac{dy}{dt} = -\frac{10}{12} = -\frac{5}{6}\ \text{ft/s}. $$The top descends at $\frac{5}{6}\ \text{ft/s}$.
一架 $13\ \text{ft}$ 长的梯子靠在墙上,其底部以 $2\ \text{ft/s}$ 向外滑动。当底部离墙 $5\ \text{ft}$ 时,顶端下滑得有多快?
由 $x^2 + y^2 = 169$,当 $x = 5$ 时得 $y = 12$。求导:$x\frac{dx}{dt} + y\frac{dy}{dt} = 0$。代入 $\frac{dx}{dt} = 2$,
$$ 5(2) + 12\,\frac{dy}{dt} = 0 \;\Longrightarrow\; \frac{dy}{dt} = -\frac{10}{12} = -\frac{5}{6}\ \text{ft/s}. $$顶端以 $\frac{5}{6}\ \text{ft/s}$ 下降。
Worked Example 4.3: a lengthening shadow例题 4.3:变长的影子
A street lamp sits atop a $5\ \text{m}$ pole. A person $1.8\ \text{m}$ tall walks away from the pole at $1.5\ \text{m/s}$. How fast is the tip of the shadow moving when the person is $8\ \text{m}$ from the pole?
Let $x$ be the person distance from the pole and $s$ the length of the shadow beyond the person, so the shadow tip is at distance $x + s$ from the pole. Similar triangles, the big triangle from lamp to shadow tip and the small one from head to shadow tip, give
$$ \frac{5}{x + s} = \frac{1.8}{s} \;\Longrightarrow\; 5s = 1.8(x+s) \;\Longrightarrow\; 3.2\,s = 1.8\,x \;\Longrightarrow\; s = \frac{9}{16}x. $$The tip position is $p = x + s = x + \tfrac{9}{16}x = \tfrac{25}{16}x$. Differentiate in $t$:
$$ \frac{dp}{dt} = \frac{25}{16}\,\frac{dx}{dt} = \frac{25}{16}(1.5) = \frac{75}{32} \approx 2.34\ \text{m/s}. $$Notice the answer does not depend on the value $x = 8$: the tip moves at a constant speed because the relation between $p$ and $x$ is linear. The person distance was a distractor, a deliberately common feature of exam problems.
一盏路灯位于 $5\ \text{m}$ 高的灯柱顶端。一个身高 $1.8\ \text{m}$ 的人以 $1.5\ \text{m/s}$ 远离灯柱行走。当此人离灯柱 $8\ \text{m}$ 时,影子的尖端移动得有多快?
设 $x$ 为此人离灯柱的距离,$s$ 为此人身后影子的长度,于是影子尖端离灯柱的距离为 $x + s$。由相似三角形——从灯到影子尖端的大三角形与从头顶到影子尖端的小三角形——得
$$ \frac{5}{x + s} = \frac{1.8}{s} \;\Longrightarrow\; 5s = 1.8(x+s) \;\Longrightarrow\; 3.2\,s = 1.8\,x \;\Longrightarrow\; s = \frac{9}{16}x. $$尖端位置为 $p = x + s = x + \tfrac{9}{16}x = \tfrac{25}{16}x$。对 $t$ 求导:
$$ \frac{dp}{dt} = \frac{25}{16}\,\frac{dx}{dt} = \frac{25}{16}(1.5) = \frac{75}{32} \approx 2.34\ \text{m/s}. $$注意答案并不依赖于 $x = 8$ 这个数值:尖端以恒定速率移动,因为 $p$ 与 $x$ 之间的关系是线性的。此人离灯柱的距离是一个干扰项,这是考题刻意设置的常见特征。
Worked Example 4.4: an angle changing as a balloon rises例题 4.4:气球上升时变化的角度
An observer stands $100\ \text{m}$ from the launch point of a balloon that rises straight up at $4\ \text{m/s}$. How fast is the angle of elevation $\theta$ increasing when the balloon is $100\ \text{m}$ high?
Let $h$ be the height. Then $\tan\theta = \dfrac{h}{100}$. Differentiate in $t$, remembering the chain rule on $\tan\theta$:
$$ \sec^2\theta\,\frac{d\theta}{dt} = \frac{1}{100}\,\frac{dh}{dt}. $$When $h = 100$, the triangle is isosceles, $\theta = \tfrac{\pi}{4}$, and $\sec^2\theta = 2$. With $\frac{dh}{dt} = 4$:
$$ 2\,\frac{d\theta}{dt} = \frac{4}{100} \;\Longrightarrow\; \frac{d\theta}{dt} = \frac{1}{50} = 0.02\ \text{rad/s}. $$一名观察者站在距气球发射点 $100\ \text{m}$ 处,气球以 $4\ \text{m/s}$ 竖直上升。当气球高 $100\ \text{m}$ 时,仰角 $\theta$ 增大得有多快?
设 $h$ 为高度。则 $\tan\theta = \dfrac{h}{100}$。对 $t$ 求导,记得对 $\tan\theta$ 用链式法则:
$$ \sec^2\theta\,\frac{d\theta}{dt} = \frac{1}{100}\,\frac{dh}{dt}. $$当 $h = 100$ 时,三角形为等腰三角形,$\theta = \tfrac{\pi}{4}$,$\sec^2\theta = 2$。代入 $\frac{dh}{dt} = 4$:
$$ 2\,\frac{d\theta}{dt} = \frac{4}{100} \;\Longrightarrow\; \frac{d\theta}{dt} = \frac{1}{50} = 0.02\ \text{rad/s}. $$Related Rates: Motion and Mixing相关变化率:运动与混合
Beyond static geometry, related rates govern moving objects and changing concentrations. Distance between two travelers, the angle a tracking instrument sweeps, and the salt concentration in a stirred tank are all rates linked by an equation that can be differentiated in time.除了静态几何,相关变化率还支配着运动物体和变化的浓度(concentration)。两个行进者之间的距离、跟踪仪器扫过的角度、搅拌槽中盐的浓度,都是由可对时间求导的方程联系起来的变化率。
Worked Example 5.1: two cars approaching an intersection例题 5.1:两辆车驶向交叉路口
Car A is $0.3\ \text{km}$ west of an intersection moving east at $60\ \text{km/h}$; car B is $0.4\ \text{km}$ south moving north at $80\ \text{km/h}$. How fast is the distance between them changing at this instant?
Let $x$ and $y$ be the distances of A and B from the intersection. Since both close in, $\frac{dx}{dt} = -60$ and $\frac{dy}{dt} = -80$. With $x = 0.3$, $y = 0.4$, the separation is $s = \sqrt{0.3^2 + 0.4^2} = 0.5$. From $s\frac{ds}{dt} = x\frac{dx}{dt} + y\frac{dy}{dt}$:
$$ 0.5\,\frac{ds}{dt} = (0.3)(-60) + (0.4)(-80) = -18 - 32 = -50, $$ $$ \frac{ds}{dt} = -100\ \text{km/h}. $$The cars are approaching at $100\ \text{km/h}$.
A 车在交叉路口以西 $0.3\ \text{km}$ 处,以 $60\ \text{km/h}$ 向东行驶;B 车在以南 $0.4\ \text{km}$ 处,以 $80\ \text{km/h}$ 向北行驶。此刻两车之间的距离变化得有多快?
设 $x$、$y$ 分别为 A、B 离交叉路口的距离。由于两车都在靠近,$\frac{dx}{dt} = -60$,$\frac{dy}{dt} = -80$。当 $x = 0.3$、$y = 0.4$ 时,间距为 $s = \sqrt{0.3^2 + 0.4^2} = 0.5$。由 $s\frac{ds}{dt} = x\frac{dx}{dt} + y\frac{dy}{dt}$:
$$ 0.5\,\frac{ds}{dt} = (0.3)(-60) + (0.4)(-80) = -18 - 32 = -50, $$ $$ \frac{ds}{dt} = -100\ \text{km/h}. $$两车正以 $100\ \text{km/h}$ 相互靠近。
Worked Example 5.2: a stirred mixing tank例题 5.2:搅拌的混合槽
A tank holds $100\ \text{L}$ of pure water. Brine containing $0.2\ \text{kg/L}$ of salt flows in at $5\ \text{L/min}$, and the well stirred mixture flows out at the same rate. Let $S(t)$ be the kilograms of salt present. Find $\frac{dS}{dt}$ when $S = 4\ \text{kg}$.
Conservation of mass gives rate in minus rate out. The inflow carries $0.2 \times 5 = 1\ \text{kg/min}$. The concentration in the tank is $\frac{S}{100}\ \text{kg/L}$, so the outflow carries $\frac{S}{100}\times 5 = \frac{S}{20}\ \text{kg/min}$:
$$ \frac{dS}{dt} = 1 - \frac{S}{20}. $$At $S = 4$: $\frac{dS}{dt} = 1 - \frac{4}{20} = 1 - 0.2 = 0.8\ \text{kg/min}$.
一个槽里装有 $100\ \text{L}$ 纯水。含盐 $0.2\ \text{kg/L}$ 的盐水以 $5\ \text{L/min}$ 流入,充分搅拌后的混合液以相同速率流出。设 $S(t)$ 为槽中盐的千克数。求 $S = 4\ \text{kg}$ 时的 $\frac{dS}{dt}$。
质量守恒给出流入速率减去流出速率。流入携带 $0.2 \times 5 = 1\ \text{kg/min}$。槽内浓度为 $\frac{S}{100}\ \text{kg/L}$,所以流出携带 $\frac{S}{100}\times 5 = \frac{S}{20}\ \text{kg/min}$:
$$ \frac{dS}{dt} = 1 - \frac{S}{20}. $$当 $S = 4$ 时:$\frac{dS}{dt} = 1 - \frac{4}{20} = 1 - 0.2 = 0.8\ \text{kg/min}$。
Worked Example 5.3: a radar gun on a straight highway例题 5.3:直线公路上的雷达测速枪
A police car sits $40\ \text{m}$ off a straight highway. A car drives along the highway, and when it is $30\ \text{m}$ down the road from the nearest point, the line-of-sight distance from cruiser to car is $50\ \text{m}$ and is increasing at $20\ \text{m/s}$. How fast is the car actually travelling along the road?
Let $x$ be the car distance along the road from the nearest point and $D$ the line-of-sight distance. Then $D^2 = 40^2 + x^2$. Differentiate in $t$:
$$ 2D\,\frac{dD}{dt} = 2x\,\frac{dx}{dt} \;\Longrightarrow\; D\,\frac{dD}{dt} = x\,\frac{dx}{dt}. $$At the instant given $x = 30$ (since $30^2 + 40^2 = 50^2$), $D = 50$, $\frac{dD}{dt} = 20$:
$$ 50(20) = 30\,\frac{dx}{dt} \;\Longrightarrow\; \frac{dx}{dt} = \frac{1000}{30} \approx 33.3\ \text{m/s}. $$The car true speed exceeds the $20\ \text{m/s}$ closing rate the radar reads, because the radar measures only the component of velocity along the line of sight; the geometry recovers the full road speed.
一辆警车停在距直线公路 $40\ \text{m}$ 处。一辆车沿公路行驶,当它在距最近点 $30\ \text{m}$ 处时,警车到该车的视线距离为 $50\ \text{m}$,并以 $20\ \text{m/s}$ 增大。该车沿公路的真实行驶速率是多少?
设 $x$ 为该车沿公路距最近点的距离,$D$ 为视线距离。则 $D^2 = 40^2 + x^2$。对 $t$ 求导:
$$ 2D\,\frac{dD}{dt} = 2x\,\frac{dx}{dt} \;\Longrightarrow\; D\,\frac{dD}{dt} = x\,\frac{dx}{dt}. $$在给定瞬间 $x = 30$(因为 $30^2 + 40^2 = 50^2$),$D = 50$,$\frac{dD}{dt} = 20$:
$$ 50(20) = 30\,\frac{dx}{dt} \;\Longrightarrow\; \frac{dx}{dt} = \frac{1000}{30} \approx 33.3\ \text{m/s}. $$该车的真实速率超过雷达读到的 $20\ \text{m/s}$ 接近速率,因为雷达只测量速度沿视线方向的分量;通过几何关系才恢复出完整的公路速率。
Worked Example 5.4: the mixing tank with a changing volume例题 5.4:体积变化的混合槽
Now suppose the tank in Example 5.2 starts with $100\ \text{L}$ but the outflow is only $3\ \text{L/min}$ while inflow stays at $5\ \text{L/min}$, so the volume rises. Write the rate equation for the salt $S(t)$ at a general time $t$.
The volume after $t$ minutes is $V(t) = 100 + (5 - 3)t = 100 + 2t$ litres. Inflow still carries $0.2 \times 5 = 1\ \text{kg/min}$. The outflow concentration is $\dfrac{S}{V} = \dfrac{S}{100 + 2t}$, and it leaves at $3\ \text{L/min}$, so the outflow rate of salt is $\dfrac{3S}{100 + 2t}$:
$$ \frac{dS}{dt} = 1 - \frac{3S}{100 + 2t}. $$This is now a genuine differential equation rather than a single-instant rate, because the denominator carries an explicit $t$. The key modelling step is that the outflow concentration uses the current volume $V(t)$, not the initial $100\ \text{L}$; freezing the volume is the most common error in variable-volume mixing.
现在假设例题 5.2 中的槽起初有 $100\ \text{L}$,但流出仅为 $3\ \text{L/min}$,而流入仍为 $5\ \text{L/min}$,因此体积上升。写出盐 $S(t)$ 在一般时刻 $t$ 的变化率方程。
经过 $t$ 分钟后体积为 $V(t) = 100 + (5 - 3)t = 100 + 2t$ 升。流入仍携带 $0.2 \times 5 = 1\ \text{kg/min}$。流出浓度为 $\dfrac{S}{V} = \dfrac{S}{100 + 2t}$,以 $3\ \text{L/min}$ 流出,所以盐的流出速率为 $\dfrac{3S}{100 + 2t}$:
$$ \frac{dS}{dt} = 1 - \frac{3S}{100 + 2t}. $$这现在是一个真正的微分方程(differential equation),而非单一瞬间的变化率,因为分母带有显式的 $t$。关键的建模步骤在于:流出浓度使用当前体积 $V(t)$,而不是初始的 $100\ \text{L}$;冻结体积是变体积混合问题中最常见的错误。
Strategy and Common Errors策略与常见错误
Both implicit differentiation and related rates reward discipline. A small number of recurring mistakes account for most lost marks, and each has a definite remedy.隐函数求导和相关变化率都奖励有纪律的做法。少数几个反复出现的错误造成了大部分失分,而每一个都有明确的补救办法。
Checklist of frequent errors:常见错误清单:
(1) Dropping the $\frac{dy}{dx}$ factor when differentiating a $y$ term: $\frac{d}{dx}y^2$ is $2y\frac{dy}{dx}$, not $2y$. (2) In related rates, plugging in numbers before differentiating, which deletes a rate. (3) Misreading the sign of a rate: a decreasing quantity has a negative derivative. (4) Forgetting the product rule on mixed terms such as $xy$. (5) Treating a constant of the problem (a fixed ladder length) as a variable, or vice versa.(1) 对 $y$ 项求导时漏掉 $\frac{dy}{dx}$ 因子:$\frac{d}{dx}y^2$ 是 $2y\frac{dy}{dx}$,而不是 $2y$。(2) 在相关变化率中,在求导之前就代入数字,从而抹掉一个变化率。(3) 看错变化率的符号:减小的量有负的导数。(4) 在 $xy$ 这类混合项上漏用乘积法则。(5) 把问题中的常数(如固定的梯子长度)当作变量,或反之。
Worked Example 6.1: a sign and a product-rule trap例题 6.1:符号与乘积法则的陷阱
Differentiate $x\,e^{y} = x + y$ implicitly.
The left side needs the product rule, and $e^{y}$ needs the chain rule:
$$ e^{y} + x\,e^{y}\,\frac{dy}{dx} = 1 + \frac{dy}{dx}. $$Collect: $\big(x e^{y} - 1\big)\frac{dy}{dx} = 1 - e^{y}$, so $\frac{dy}{dx} = \frac{1 - e^{y}}{x e^{y} - 1}$. Forgetting the chain rule on $e^{y}$ or the product rule on $x e^{y}$ both give a wrong answer.
对 $x\,e^{y} = x + y$ 隐式求导。
左边需要乘积法则,而 $e^{y}$ 需要链式法则:
$$ e^{y} + x\,e^{y}\,\frac{dy}{dx} = 1 + \frac{dy}{dx}. $$归并:$\big(x e^{y} - 1\big)\frac{dy}{dx} = 1 - e^{y}$,故 $\frac{dy}{dx} = \frac{1 - e^{y}}{x e^{y} - 1}$。在 $e^{y}$ 上漏掉链式法则,或在 $x e^{y}$ 上漏掉乘积法则,都会得到错误答案。
Worked Example 6.2: the dimensional-check habit例题 6.2:量纲检验的习惯
A worked answer should pass a units check before you trust it. Return to the draining cone (Example 4.1), where $\frac{dh}{dt} = -\frac{1}{2\pi}\ \text{m/min}$. Verify the units of the differentiated relation $\frac{dV}{dt} = \frac{\pi h^2}{9}\frac{dh}{dt}$.
The left side $\frac{dV}{dt}$ has units $\text{m}^3/\text{min}$. On the right, $\frac{\pi h^2}{9}$ has units $\text{m}^2$ (the $9$ and $\pi$ are pure numbers, since the original $\frac{r}{h} = \frac13$ ratio is dimensionless), and $\frac{dh}{dt}$ has units $\text{m}/\text{min}$. The product is $\text{m}^2 \cdot \text{m}/\text{min} = \text{m}^3/\text{min}$, matching the left side. A mismatch would flag an algebra slip immediately, well before you reach a numerical answer.
一个算出来的答案在你信任它之前,应当先通过单位检验。回到排水圆锥(例题 4.1),其中 $\frac{dh}{dt} = -\frac{1}{2\pi}\ \text{m/min}$。验证求导后关系式 $\frac{dV}{dt} = \frac{\pi h^2}{9}\frac{dh}{dt}$ 的单位。
左边 $\frac{dV}{dt}$ 的单位是 $\text{m}^3/\text{min}$。右边,$\frac{\pi h^2}{9}$ 的单位是 $\text{m}^2$($9$ 与 $\pi$ 都是纯数,因为原比例 $\frac{r}{h} = \frac13$ 是无量纲的),而 $\frac{dh}{dt}$ 的单位是 $\text{m}/\text{min}$。两者乘积为 $\text{m}^2 \cdot \text{m}/\text{min} = \text{m}^3/\text{min}$,与左边吻合。一旦不匹配,就会在你算出数值答案之前立即提示某处代数出了错。
Worked Example 6.3: a sign error caught by physical sense例题 6.3:靠物理直觉发现符号错误
In the sliding ladder (Example 4.2) the base moves away at $\frac{dx}{dt} = +2\ \text{ft/s}$ and we found $\frac{dy}{dt} = -\frac{5}{6}\ \text{ft/s}$. A student who writes $\frac{dx}{dt} = -2$ by mistake would get $\frac{dy}{dt} = +\frac{5}{6}$, claiming the top of the ladder rises while the base slides out, which is physically impossible.
The remedy is a sign convention fixed at the start: choose increasing $x$ to mean the base moving away from the wall, so $\frac{dx}{dt} > 0$; then the constraint $x\frac{dx}{dt} + y\frac{dy}{dt} = 0$ forces $\frac{dy}{dt} < 0$, the top falling. Whenever a related-rates answer has a sign that contradicts the physical setup, the error is almost always a mis-signed given rate.
在下滑的梯子(例题 4.2)中,底部以 $\frac{dx}{dt} = +2\ \text{ft/s}$ 向外移动,我们求得 $\frac{dy}{dt} = -\frac{5}{6}\ \text{ft/s}$。若某学生误写 $\frac{dx}{dt} = -2$,就会得到 $\frac{dy}{dt} = +\frac{5}{6}$,声称底部向外滑动的同时梯顶却在上升,这在物理上不可能。
补救办法是一开始就固定符号约定:取 $x$ 增大表示底部远离墙,于是 $\frac{dx}{dt} > 0$;则约束 $x\frac{dx}{dt} + y\frac{dy}{dt} = 0$ 迫使 $\frac{dy}{dt} < 0$,即梯顶下落。每当一个相关变化率答案的符号与物理情形矛盾时,错误几乎总是某个给定变化率的符号弄反了。
Going Deeper深入探讨
Three extensions round out the unit: second derivatives by implicit differentiation, logarithmic differentiation, and the theoretical guarantee behind the whole method.三项延伸为本单元收尾:用隐函数求导求二阶导数、对数求导法(logarithmic differentiation),以及整套方法背后的理论保证。
Going deeper: a second derivative by implicit differentiation深入探讨:用隐函数求导求二阶导数
For $x^2 + y^2 = 1$ we found $\frac{dy}{dx} = -\frac{x}{y}$. Differentiate again with the quotient rule, remembering $\frac{dy}{dx}$ inside:
$$ \frac{d^2 y}{dx^2} = -\frac{y - x\frac{dy}{dx}}{y^2} = -\frac{y - x\left(-\frac{x}{y}\right)}{y^2} = -\frac{y + \frac{x^2}{y}}{y^2} = -\frac{y^2 + x^2}{y^3}. $$Since $x^2 + y^2 = 1$ on the curve, this simplifies to $\frac{d^2 y}{dx^2} = -\frac{1}{y^3}$. The sign matches the curvature of the circle: concave down on the upper half ($y>0$), concave up on the lower half.
对 $x^2 + y^2 = 1$,我们求得 $\frac{dy}{dx} = -\frac{x}{y}$。再用商的法则(Quotient Rule)求一次导,记得里面有 $\frac{dy}{dx}$:
因为在曲线上 $x^2 + y^2 = 1$,这化简为 $\frac{d^2 y}{dx^2} = -\frac{1}{y^3}$。其符号与圆的凹凸性(concavity)相符:上半部分($y>0$)下凹,下半部分上凹。
Going deeper: logarithmic differentiation of $x^x$深入探讨:对 $x^x$ 作对数求导
Find $\frac{dy}{dx}$ for $y = x^{x}$ with $x>0$. Taking logarithms, $\ln y = x \ln x$. Differentiate implicitly:
$$ \frac{1}{y}\frac{dy}{dx} = \ln x + x\cdot\frac{1}{x} = \ln x + 1. $$Therefore $\frac{dy}{dx} = y(\ln x + 1) = x^{x}(\ln x + 1)$. Neither the power rule nor the exponential rule applies directly here, because both the base and the exponent vary; logarithmic differentiation handles it cleanly.
对 $y = x^{x}$($x>0$)求 $\frac{dy}{dx}$。两边取对数,$\ln y = x \ln x$。隐式求导:
$$ \frac{1}{y}\frac{dy}{dx} = \ln x + x\cdot\frac{1}{x} = \ln x + 1. $$因此 $\frac{dy}{dx} = y(\ln x + 1) = x^{x}(\ln x + 1)$。这里幂函数法则和指数函数法则都不能直接套用,因为底数和指数都在变化;对数求导法干净利落地处理了它。
Worked Example 7.3: a product-quotient tower例题 7.3:乘积与商的多层结构
Differentiate $y = \dfrac{x^2\,\sqrt{x^2 + 1}}{(3x - 1)^4}$ using logarithmic differentiation.
Take logarithms and use $\ln$ to turn products, quotients, and powers into sums and multiples:
$$ \ln y = 2\ln x + \tfrac{1}{2}\ln(x^2 + 1) - 4\ln(3x - 1). $$Differentiate each term, with the chain rule throughout:
$$ \frac{1}{y}\frac{dy}{dx} = \frac{2}{x} + \frac{x}{x^2 + 1} - \frac{12}{3x - 1}. $$Multiply back by $y$:
$$ \frac{dy}{dx} = \frac{x^2\sqrt{x^2 + 1}}{(3x - 1)^4}\left( \frac{2}{x} + \frac{x}{x^2 + 1} - \frac{12}{3x - 1} \right). $$Doing this by the product and quotient rules directly would mean differentiating a four-factor expression and simplifying a forest of terms; the logarithm flattens it into three independent pieces.
用对数求导法对 $y = \dfrac{x^2\,\sqrt{x^2 + 1}}{(3x - 1)^4}$ 求导。
取对数,用 $\ln$ 把乘积、商和幂化成和式与倍数:
$$ \ln y = 2\ln x + \tfrac{1}{2}\ln(x^2 + 1) - 4\ln(3x - 1). $$逐项求导,全程使用链式法则:
$$ \frac{1}{y}\frac{dy}{dx} = \frac{2}{x} + \frac{x}{x^2 + 1} - \frac{12}{3x - 1}. $$再乘回 $y$:
$$ \frac{dy}{dx} = \frac{x^2\sqrt{x^2 + 1}}{(3x - 1)^4}\left( \frac{2}{x} + \frac{x}{x^2 + 1} - \frac{12}{3x - 1} \right). $$若直接用乘积法则和商的法则来做,就意味着对一个四因子表达式求导,并简化一大堆项;而对数把它压平成三个相互独立的部分。
Worked Example 7.4: a second derivative on a non-circular curve例题 7.4:非圆曲线上的二阶导数
For $x^3 + y^3 = 6xy$ find $\dfrac{d^2 y}{dx^2}$ at the point $(3,3)$, where we found $\dfrac{dy}{dx} = -1$ in Example 1.2.
Differentiate $3x^2 + 3y^2 y' = 6(y + x y')$ once more in $x$, treating $y'$ as a function of $x$ and using the product rule on $y^2 y'$ and on $x y'$:
$$ 6x + 6y\,(y')^2 + 3y^2\,y'' = 6\big(2y' + x\,y''\big). $$At $(3,3)$ with $y' = -1$, substitute the numbers:
$$ 18 + 18(1) + 27\,y'' = 6\big(-2 + 3\,y''\big) = -12 + 18\,y''. $$So $36 + 27 y'' = -12 + 18 y''$, giving $9 y'' = -48$ and $\dfrac{d^2 y}{dx^2} = -\dfrac{16}{3}$. The negative value says the curve is concave down at $(3,3)$, consistent with the loop of the folium bending away from the tangent line $y = -x + 6$.
对 $x^3 + y^3 = 6xy$,在点 $(3,3)$ 处求 $\dfrac{d^2 y}{dx^2}$;在例题 1.2 中我们已求得该处 $\dfrac{dy}{dx} = -1$。
对 $3x^2 + 3y^2 y' = 6(y + x y')$ 再关于 $x$ 求一次导,把 $y'$ 当作 $x$ 的函数,并对 $y^2 y'$ 和 $x y'$ 用乘积法则:
$$ 6x + 6y\,(y')^2 + 3y^2\,y'' = 6\big(2y' + x\,y''\big). $$在 $(3,3)$ 处、$y' = -1$,代入数值:
$$ 18 + 18(1) + 27\,y'' = 6\big(-2 + 3\,y''\big) = -12 + 18\,y''. $$于是 $36 + 27 y'' = -12 + 18 y''$,得 $9 y'' = -48$,$\dfrac{d^2 y}{dx^2} = -\dfrac{16}{3}$。负值表明曲线在 $(3,3)$ 处下凹,这与叶形线的环朝着远离切线 $y = -x + 6$ 的方向弯曲相一致。
Going deeper: why logarithmic differentiation works, in one identity深入探讨:用一个恒等式说明对数求导为何有效
For a positive differentiable function $y(x)$, the quantity $\dfrac{1}{y}\dfrac{dy}{dx} = \dfrac{d}{dx}\ln y$ is called the logarithmic derivative, and it measures the relative (fractional) rate of change of $y$. Its central property is that it converts multiplication into addition:
$$ \frac{(uv)'}{uv} = \frac{u'v + uv'}{uv} = \frac{u'}{u} + \frac{v'}{v}, \qquad \frac{(u/v)'}{u/v} = \frac{u'}{u} - \frac{v'}{v}. $$These are exactly the product and quotient rules, rewritten in logarithmic form, and they are why $\ln$ of a product becomes a sum of logarithmic derivatives. For a power, $\dfrac{(u^n)'}{u^n} = n\dfrac{u'}{u}$, which is the chain rule on $u^n$. So every algebraic structure (product, quotient, power) collapses to addition under the logarithmic derivative, and the general formula for $y = f(x)^{g(x)}$ in the formula box above is just the product rule applied to $g(x)\ln f(x)$. This single identity is the engine behind both the $x^x$ computation and the product-quotient tower of Example 7.3.
对于一个正的可微函数 $y(x)$,量 $\dfrac{1}{y}\dfrac{dy}{dx} = \dfrac{d}{dx}\ln y$ 称为对数导数,它度量 $y$ 的相对(分数)变化率。其核心性质是把乘法转化为加法:
$$ \frac{(uv)'}{uv} = \frac{u'v + uv'}{uv} = \frac{u'}{u} + \frac{v'}{v}, \qquad \frac{(u/v)'}{u/v} = \frac{u'}{u} - \frac{v'}{v}. $$这恰是用对数形式改写的乘积法则与商的法则,也正是为什么乘积的 $\ln$ 变成各个对数导数之和。对于幂,$\dfrac{(u^n)'}{u^n} = n\dfrac{u'}{u}$,这就是 $u^n$ 上的链式法则。于是在对数导数之下,每一种代数结构(乘积、商、幂)都坍缩为加法,而上面公式框中 $y = f(x)^{g(x)}$ 的一般公式,不过是对 $g(x)\ln f(x)$ 应用乘积法则。这一个恒等式正是 $x^x$ 计算和例题 7.3 中乘积-商多层结构背后的引擎。
Flashcards记忆卡片
Unit Quiz单元测验
Readiness Checklist学习清单
Tap each item you can do without notes.点击每一项你无需看笔记就能做到的内容。 0 / 8 mastered已掌握 0 / 8
- I can find $\frac{dy}{dx}$ from an implicit relation, applying the chain rule to every $y$ term.我能从隐式关系式中求出 $\frac{dy}{dx}$,对每个 $y$ 项都使用链式法则。
- I can compute the slope of a curve at a given point and recognize where the tangent is vertical.我能计算曲线在给定点处的斜率,并辨认切线在何处竖直。
- I can derive the derivatives of $\arcsin$, $\arctan$, and $\ln$ by implicit differentiation.我能用隐函数求导推导 $\arcsin$、$\arctan$ 和 $\ln$ 的导数。
- I can apply the inverse-function rule $\big(f^{-1}\big)'(b) = 1/f'(a)$.我能运用反函数求导法则 $\big(f^{-1}\big)'(b) = 1/f'(a)$。
- I can carry out the five-step related-rates procedure and substitute values only after differentiating.我能执行五步相关变化率流程,并只在求导之后才代入数值。
- I can set up geometric related-rates problems, using similar triangles to eliminate unwanted variables.我能建立几何型相关变化率问题,用相似三角形消去不需要的变量。
- I can solve motion and mixing related-rates problems and interpret the sign of a rate.我能求解运动与混合型相关变化率问题,并解读变化率的符号。
- I can use logarithmic differentiation and find a second derivative implicitly.我能使用对数求导法,并用隐函数求导求出二阶导数。