Unit E.2: Quantum physics HL only单元 E.2:量子物理 HL only
A wholly HL-only super-topic of Theme E "Nuclear and quantum physics". Light, which Theme C treated as a wave, here also behaves as a stream of particles (photons), and electrons, treated as particles in Theme A, here also behave as waves. The photoelectric effect forces the photon idea; the de Broglie relation forces the matter-wave idea; the Heisenberg uncertainty principle ties the two together. Every result rests on one constant: Planck's constant $h$.主题 E"核物理与量子物理"中一个完全属于 HL 的超级专题。主题 C 中作为波处理的光,在这里同时表现为粒子流(光子);主题 A 中作为粒子处理的电子,在这里同时表现为波。光电效应迫使我们接受光子概念;德布罗意关系迫使我们接受物质波概念;海森堡不确定性原理把二者联系起来。所有结论都依赖一个常数:普朗克常数 $h$。
How to use this guide本指南使用说明
E.2 is a "tell the story right" unit. The algebra is light — almost everything is $E = hf$, $E_{max} = hf - \Phi$, $p = h/\lambda$, and $\lambda = h/p$ — but the marks come from explaining why the classical wave model fails and what the photon and matter-wave pictures fix. Pair each equation with the experimental observation it explains, and keep your units in joules or electronvolts straight.E.2 是一个"把故事讲对"的单元。代数很轻——几乎全是 $E = hf$、$E_{max} = hf - \Phi$、$p = h/\lambda$ 与 $\lambda = h/p$——但分数来自解释经典波动模型为何失败,以及光子图像与物质波图像修补了什么。把每个公式与它所解释的实验观察配对,并把单位(焦耳还是电子伏特)理清。
Memorise $E = hf = hc/\lambda$, the photoelectric equation $E_{max} = hf - \Phi$, the stopping-voltage link $eV_s = E_{max}$, photon momentum $p = h/\lambda$, and de Broglie $\lambda = h/p$. Know the three classical failures: a threshold frequency exists, emission is instant, and maximum KE does not depend on intensity.
背熟 $E = hf = hc/\lambda$、光电方程 $E_{max} = hf - \Phi$、遏止电压关系 $eV_s = E_{max}$、光子动量 $p = h/\lambda$ 与德布罗意 $\lambda = h/p$。记住三大经典失败:存在截止频率、瞬时发射、最大动能与强度无关。
Be able to argue each classical failure quantitatively and link it to a one-photon-one-electron exchange. Read off $h$ and $\Phi$ from an $E_{max}$-vs-$f$ graph (gradient and intercepts). Explain electron diffraction (Davisson–Germer) as direct evidence of matter waves, and state the uncertainty principle as a fundamental limit, not a measurement error.
能定量论证每个经典失败,并把它与"一个光子—一个电子"的交换联系起来。从 $E_{max}$-$f$ 图读出 $h$ 与 $\Phi$(斜率与截距)。把电子衍射(戴维孙—革末实验)解释为物质波的直接证据,并把不确定性原理表述为一个基本极限,而非测量误差。
The Photoelectric Effect: What Classical Waves Cannot Explain光电效应:经典波动无法解释的现象 E.2 HL
- Threshold frequency $f_0$ (截止频率/阈频率): below it, no electrons are emitted, however bright the light. Classical waves predict any frequency should work if intense enough.
- Instant emission: electrons appear with no measurable delay even at very low intensity. Classical waves predict a build-up time to accumulate enough energy.
- Maximum KE independent of intensity: $E_{max}$ depends only on frequency, not brightness. Intensity changes the number of electrons, not their maximum KE.
- 截止频率(threshold frequency)$f_0$:低于它时,无论光多亮都不发射电子。经典波动预言只要足够强,任何频率都应可行。
- 瞬时发射:即使强度极低,电子也几乎无可测延迟地出现。经典波动预言需要累积时间来积攒能量。
- 最大动能与强度无关:$E_{max}$ 只依赖频率,与亮度无关。强度改变电子数目,而非其最大动能。
Red light ($f = 4.3 \times 10^{14}\ \mathrm{Hz}$) is shone on a sodium surface at high intensity for a long time, but no electrons are emitted. Blue light ($f = 6.7 \times 10^{14}\ \mathrm{Hz}$) at very low intensity emits electrons immediately. Explain why a classical wave model cannot account for this.高强度红光($f = 4.3 \times 10^{14}\ \mathrm{Hz}$)长时间照射钠表面,但不发射电子;极低强度的蓝光($f = 6.7 \times 10^{14}\ \mathrm{Hz}$)却立即发射电子。解释经典波动模型为何无法说明这一现象。
Identify. The deciding variable is frequency, not intensity or exposure time.
识别。决定因素是频率,而非强度或照射时长。
Classical prediction. A wave delivers energy continuously and at a rate set by intensity. Bright red light, given time, should pump enough energy into an electron to free it. It never does.
经典预言。波连续传递能量,传递速率由强度决定。明亮的红光只要有足够时间,应能向电子注入足够能量使其逸出——但它从不发生。
Observation. Below a threshold frequency, no intensity and no exposure time produce emission; above it, emission is instant even at low intensity.
观察。低于截止频率时,任何强度、任何照射时长都不产生发射;高于它时,即使低强度也立即发射。
Evaluate. A continuous-wave picture cannot encode a sharp frequency cut-off, nor instant emission at vanishing intensity. The energy must arrive in frequency-sized lumps absorbed one at a time — a particle (photon) picture.
评估。连续波图像既无法编码尖锐的频率阈值,也无法解释极低强度下的瞬时发射。能量必须以与频率成正比的"小块"到达、被逐一吸收——这是一种粒子(光子)图像。
Going deeper: why intensity controls current, not KE深入:为何强度控制电流而非动能
In the photon picture, intensity is the number of photons arriving per second. Each photon, if energetic enough, ejects at most one electron. Doubling the intensity doubles the photon flux, hence doubles the photoelectron count and the photocurrent — but each photon still carries the same energy $hf$, so each freed electron has the same maximum KE.
在光子图像中,强度即每秒到达的光子数。若每个光子足够"有劲",至多击出一个电子。强度加倍则光子通量加倍,故光电子数与光电流加倍——但每个光子仍携带相同能量 $hf$,因而每个被释放的电子具有相同的最大动能。
This cleanly separates two experimental knobs: frequency sets the energy per photon (and thus $E_{max}$), while intensity sets the photon count (and thus the saturation current). No classical wave model can split these two.
这就把两个实验旋钮干净地分开:频率决定每个光子的能量(从而决定 $E_{max}$),强度决定光子数(从而决定饱和电流)。任何经典波动模型都无法把这两者分开。
Einstein's Photon Equation, Work Function, Threshold Frequency爱因斯坦光子方程、逸出功、截止频率 E.2 HL
E = hf, where $h = 6.63 \times 10^{-34}\ \mathrm{J\,s}$ (data booklet). Equivalently $E = hc/\lambda$.
$$ E = h f = \frac{h c}{\lambda}. $$
Work function $\Phi$ (逸出功). The minimum energy needed to free the least tightly bound electron from the metal surface.
Einstein's photoelectric equation. One photon gives all its energy to one electron; what is left after paying the work function is kinetic energy:
$$ E_{max} = h f - \Phi. $$
Threshold frequency (截止频率) $f_0$. Emission just begins when $E_{max} = 0$:
$$ f_0 = \frac{\Phi}{h}, \qquad \Phi = h f_0. $$
E = hf,其中 $h = 6.63 \times 10^{-34}\ \mathrm{J\,s}$(数据手册)。等价地 $E = hc/\lambda$。
$$ E = h f = \frac{h c}{\lambda}. $$
逸出功 $\Phi$(work function)。把束缚最松的电子从金属表面释放所需的最小能量。
爱因斯坦光电方程。一个光子把全部能量给一个电子;付清逸出功后剩下的就是动能:
$$ E_{max} = h f - \Phi. $$
截止频率 $f_0$(threshold frequency)。当 $E_{max} = 0$ 时发射恰好开始:
$$ f_0 = \frac{\Phi}{h}, \qquad \Phi = h f_0. $$
A metal has work function $\Phi = 2.3\ \mathrm{eV}$. (a) Find its threshold frequency. (b) Light of wavelength $\lambda = 400\ \mathrm{nm}$ strikes it. Find the maximum KE of the photoelectrons, in eV and in joules. Use $h = 6.63 \times 10^{-34}\ \mathrm{J\,s}$, $c = 3.00 \times 10^{8}\ \mathrm{m\,s^{-1}}$, $1\ \mathrm{eV} = 1.60 \times 10^{-19}\ \mathrm{J}$.某金属逸出功 $\Phi = 2.3\ \mathrm{eV}$。(a) 求其截止频率。(b) 波长 $\lambda = 400\ \mathrm{nm}$ 的光照射其上,求光电子的最大动能(以 eV 与焦耳表示)。取 $h = 6.63 \times 10^{-34}\ \mathrm{J\,s}$、$c = 3.00 \times 10^{8}\ \mathrm{m\,s^{-1}}$、$1\ \mathrm{eV} = 1.60 \times 10^{-19}\ \mathrm{J}$。
Identify. Convert $\Phi$ to joules: $\Phi = 2.3 \times 1.60 \times 10^{-19} = 3.68 \times 10^{-19}\ \mathrm{J}$.
识别。把 $\Phi$ 换算为焦耳:$\Phi = 2.3 \times 1.60 \times 10^{-19} = 3.68 \times 10^{-19}\ \mathrm{J}$。
(a) Threshold frequency. $f_0 = \Phi / h$:
(a) 截止频率。$f_0 = \Phi / h$:
$$ f_0 = \frac{3.68 \times 10^{-19}}{6.63 \times 10^{-34}} \approx 5.55 \times 10^{14}\ \mathrm{Hz}. $$(b) Photon energy at 400 nm. $E = hc/\lambda$:
(b) 400 nm 光子能量。$E = hc/\lambda$:
$$ E = \frac{(6.63 \times 10^{-34})(3.00 \times 10^{8})}{400 \times 10^{-9}} \approx 4.97 \times 10^{-19}\ \mathrm{J} = 3.11\ \mathrm{eV}. $$Maximum KE. $E_{max} = hf - \Phi = 3.11 - 2.3 = 0.81\ \mathrm{eV} = 1.30 \times 10^{-19}\ \mathrm{J}$.
最大动能。$E_{max} = hf - \Phi = 3.11 - 2.3 = 0.81\ \mathrm{eV} = 1.30 \times 10^{-19}\ \mathrm{J}$。
Evaluate. The 400 nm photon (3.11 eV) exceeds the 2.3 eV work function, so emission occurs and the surplus 0.81 eV is the maximum KE. Working in eV is faster here; convert at the end only if joules are required.
评估。400 nm 光子(3.11 eV)超过 2.3 eV 的逸出功,故发生发射,多出的 0.81 eV 即最大动能。这里用 eV 计算更快;只在需要焦耳时最后换算。
Going deeper: "maximum" KE and the spread below it深入:"最大"动能与其下方的分布
Why maximum? Electrons sit at a range of depths in the metal. The work function $\Phi$ is the minimum escape energy, paid only by the least tightly bound electrons at the very surface. Electrons deeper in must surrender more energy to escape, so they emerge with less KE.
为何是最大动能?金属中电子处于不同深度。逸出功 $\Phi$ 是最小逸出能量,只有最表面、束缚最松的电子才付这么少。更深处的电子逸出时要交出更多能量,故它们以更小的动能逸出。
So $E_{max} = hf - \Phi$ is the upper edge of a continuous distribution of photoelectron energies running from $0$ up to $E_{max}$. The stopping voltage (next section) measures exactly this upper edge.
因此 $E_{max} = hf - \Phi$ 是光电子能量连续分布的上边界,分布从 $0$ 延伸到 $E_{max}$。遏止电压(下一节)测量的正是这个上边界。
Stopping Voltage and Reading $h$ and $\Phi$ off a Graph遏止电压与从图像读出 $h$ 与 $\Phi$ E.2 HL
- Gradient $= h$ (Planck's constant) — the same for every metal.
- $f$-intercept $= f_0$ (the threshold frequency).
- $E_{max}$-intercept $= -\Phi$ (extend the line back to $f = 0$).
- 斜率$= h$(普朗克常数)——对每种金属都相同。
- $f$ 轴截距$= f_0$(截止频率)。
- $E_{max}$ 轴截距$= -\Phi$(把直线延伸回 $f = 0$)。
In a photoelectric experiment, $E_{max}$ is measured at two frequencies: $E_{max} = 0.50\ \mathrm{eV}$ at $f = 6.0 \times 10^{14}\ \mathrm{Hz}$ and $E_{max} = 2.16\ \mathrm{eV}$ at $f = 10.0 \times 10^{14}\ \mathrm{Hz}$. The data fall on a straight line. Find (a) Planck's constant from the gradient and (b) the work function.在光电实验中,测得两个频率下的 $E_{max}$:$f = 6.0 \times 10^{14}\ \mathrm{Hz}$ 时 $E_{max} = 0.50\ \mathrm{eV}$,$f = 10.0 \times 10^{14}\ \mathrm{Hz}$ 时 $E_{max} = 2.16\ \mathrm{eV}$。数据落在一条直线上。求 (a) 由斜率得普朗克常数,(b) 逸出功。
Identify. Convert energies to joules: $0.50\ \mathrm{eV} = 8.0 \times 10^{-20}\ \mathrm{J}$, $2.16\ \mathrm{eV} = 3.456 \times 10^{-19}\ \mathrm{J}$.
识别。把能量换算为焦耳:$0.50\ \mathrm{eV} = 8.0 \times 10^{-20}\ \mathrm{J}$,$2.16\ \mathrm{eV} = 3.456 \times 10^{-19}\ \mathrm{J}$。
(a) Gradient = $h$. Since $E_{max} = hf - \Phi$, the slope of $E_{max}$ vs $f$ is $h$:
(a) 斜率 = $h$。由 $E_{max} = hf - \Phi$,$E_{max}$ 对 $f$ 的斜率即 $h$:
$$ h = \frac{\Delta E_{max}}{\Delta f} = \frac{3.456 \times 10^{-19} - 8.0 \times 10^{-20}}{(10.0 - 6.0) \times 10^{14}} = \frac{2.656 \times 10^{-19}}{4.0 \times 10^{14}} \approx 6.64 \times 10^{-34}\ \mathrm{J\,s}. $$(b) Work function. Use one data point: $\Phi = hf - E_{max}$ at $f = 6.0 \times 10^{14}\ \mathrm{Hz}$:
(b) 逸出功。代入一个数据点:在 $f = 6.0 \times 10^{14}\ \mathrm{Hz}$ 处 $\Phi = hf - E_{max}$:
$$ \Phi = (6.64 \times 10^{-34})(6.0 \times 10^{14}) - 8.0 \times 10^{-20} \approx 3.18 \times 10^{-19}\ \mathrm{J} \approx 1.99\ \mathrm{eV}. $$Evaluate. The gradient recovers $h$ to within $0.2\%$ of the booklet value $6.63 \times 10^{-34}\ \mathrm{J\,s}$, and $\Phi \approx 2.0\ \mathrm{eV}$ is a sensible metal work function. The graph method needs no absolute calibration — only the slope and intercept matter.
评估。斜率给出的 $h$ 与手册值 $6.63 \times 10^{-34}\ \mathrm{J\,s}$ 相差约 $0.2\%$,$\Phi \approx 2.0\ \mathrm{eV}$ 是合理的金属逸出功。图像法不需要绝对标定——只看斜率与截距。
Going deeper: why all metals share one gradient深入:为何所有金属共用同一斜率
Rewrite the line as $E_{max} = h f - \Phi$. The slope $h$ multiplies $f$ and carries no reference to the metal at all — it is a universal constant of nature. The metal enters only through the intercept $\Phi$, which shifts the line up or down (and moves $f_0 = \Phi/h$ left or right) but never tilts it.
把直线写成 $E_{max} = h f - \Phi$。斜率 $h$ 乘以 $f$,完全不涉及金属——它是自然界的普适常数。金属只通过截距 $\Phi$ 进入,截距上下平移直线(并使 $f_0 = \Phi/h$ 左右移动),但绝不改变倾斜度。
So a plot for several different metals is a family of parallel lines, all of slope $h$, each with its own threshold frequency. Historically this is exactly how Millikan (1916) measured $h$ to confirm Einstein's equation.
因此几种不同金属的图是一族平行直线,斜率都是 $h$,各有自己的截止频率。历史上密立根(1916)正是用此法测得 $h$,验证了爱因斯坦方程。
Photon Momentum $p = h/\lambda$光子动量 $p = h/\lambda$ E.2 HL
p = h / λ:
$$ p = \frac{h}{\lambda} = \frac{h f}{c} = \frac{E}{c}. $$
Three equivalent forms. Use $\lambda = c/f$ and $E = hf$ to move between them. The last form $p = E/c$ is the cleanest when you already know the photon energy.
Direction. Momentum points along the direction of travel of the light. This is what lets light exert radiation pressure and lets a photon recoil an electron (Compton scattering, beyond IB detail but the same $p = h/\lambda$).
p = h / λ:
$$ p = \frac{h}{\lambda} = \frac{h f}{c} = \frac{E}{c}. $$
三种等价形式。用 $\lambda = c/f$ 与 $E = hf$ 在它们之间转换。已知光子能量时,最后一式 $p = E/c$ 最简洁。
方向。动量沿光的传播方向。正是它让光能施加辐射压,并让光子能把电子反冲(康普顿散射,超出 IB 细节,但仍是同一 $p = h/\lambda$)。
A green laser emits light of wavelength $\lambda = 532\ \mathrm{nm}$. (a) Find the momentum of one photon. (b) Find its energy in joules. Use $h = 6.63 \times 10^{-34}\ \mathrm{J\,s}$, $c = 3.00 \times 10^{8}\ \mathrm{m\,s^{-1}}$.绿色激光发出波长 $\lambda = 532\ \mathrm{nm}$ 的光。(a) 求一个光子的动量。(b) 求其能量(焦耳)。取 $h = 6.63 \times 10^{-34}\ \mathrm{J\,s}$、$c = 3.00 \times 10^{8}\ \mathrm{m\,s^{-1}}$。
Identify. $\lambda = 532 \times 10^{-9}\ \mathrm{m}$. Use $p = h/\lambda$ directly.
识别。$\lambda = 532 \times 10^{-9}\ \mathrm{m}$。直接用 $p = h/\lambda$。
(a) Momentum.
(a) 动量。
$$ p = \frac{h}{\lambda} = \frac{6.63 \times 10^{-34}}{532 \times 10^{-9}} \approx 1.25 \times 10^{-27}\ \mathrm{kg\,m\,s^{-1}}. $$(b) Energy. Use $E = pc$ (or $E = hc/\lambda$):
(b) 能量。用 $E = pc$(或 $E = hc/\lambda$):
$$ E = p c = (1.25 \times 10^{-27})(3.00 \times 10^{8}) \approx 3.74 \times 10^{-19}\ \mathrm{J} \approx 2.34\ \mathrm{eV}. $$Evaluate. The momentum is tiny — a single photon barely nudges anything — but in a laser beam of $10^{18}$ photons per second the cumulative momentum transfer is measurable as radiation pressure. The energy $2.34\ \mathrm{eV}$ is in the visible range, as expected for green light.
评估。动量极小——单个光子几乎推不动任何东西——但在每秒 $10^{18}$ 个光子的激光束中,累积动量传递可作为辐射压被测得。能量 $2.34\ \mathrm{eV}$ 处于可见光范围,与绿光相符。
Going deeper: $p = E/c$ from relativistic energy深入:由相对论能量得 $p = E/c$
The relativistic energy-momentum relation is $E^{2} = (pc)^{2} + (m_0 c^{2})^{2}$. A photon has rest mass $m_0 = 0$, so the relation collapses to $E^{2} = (pc)^{2}$, i.e. $E = pc$, hence $p = E/c$.
相对论能量-动量关系为 $E^{2} = (pc)^{2} + (m_0 c^{2})^{2}$。光子静质量 $m_0 = 0$,关系塌缩为 $E^{2} = (pc)^{2}$,即 $E = pc$,故 $p = E/c$。
Substituting the photon energy $E = hf = hc/\lambda$ gives $p = hf/c = h/\lambda$. So photon momentum is not an extra postulate — it follows from $E = hf$ together with the massless-particle limit of special relativity (Theme A.5).
代入光子能量 $E = hf = hc/\lambda$ 得 $p = hf/c = h/\lambda$。可见光子动量并非额外假设——它由 $E = hf$ 与狭义相对论无质量粒子极限(主题 A.5)共同推出。
The de Broglie Wavelength and Electron Diffraction德布罗意波长与电子衍射 E.2 HL
λ = h / p:
$$ \lambda = \frac{h}{p} = \frac{h}{m v}. $$
For an electron accelerated through a voltage $V$: $eV = \tfrac{1}{2} m v^{2}$ gives $p = \sqrt{2 m e V}$, so
$$ \lambda = \frac{h}{\sqrt{2 m e V}}. $$
Evidence: electron diffraction (电子衍射). Davisson and Germer (1927) fired electrons at a nickel crystal and saw a diffraction pattern — peaks and troughs at angles set by the de Broglie wavelength. Diffraction is a wave-only phenomenon; particles that diffract must have a wavelength.
λ = h / p:
$$ \lambda = \frac{h}{p} = \frac{h}{m v}. $$
对经电压 $V$ 加速的电子:$eV = \tfrac{1}{2} m v^{2}$ 给出 $p = \sqrt{2 m e V}$,故
$$ \lambda = \frac{h}{\sqrt{2 m e V}}. $$
证据:电子衍射(electron diffraction)。戴维孙与革末(1927)将电子射向镍晶体,观察到衍射图样——在由德布罗意波长决定的角度处出现极大与极小。衍射是仅波动才有的现象;能衍射的粒子必有波长。
An electron is accelerated from rest through a potential difference of $54\ \mathrm{V}$ (the Davisson–Germer value). Find its de Broglie wavelength. Use $h = 6.63 \times 10^{-34}\ \mathrm{J\,s}$, $m_e = 9.11 \times 10^{-31}\ \mathrm{kg}$, $e = 1.60 \times 10^{-19}\ \mathrm{C}$.电子从静止经 $54\ \mathrm{V}$ 电势差加速(戴维孙—革末实验所用值)。求其德布罗意波长。取 $h = 6.63 \times 10^{-34}\ \mathrm{J\,s}$、$m_e = 9.11 \times 10^{-31}\ \mathrm{kg}$、$e = 1.60 \times 10^{-19}\ \mathrm{C}$。
Identify. Energy gained $= eV$ becomes kinetic energy. Find momentum, then $\lambda = h/p$.
识别。获得的能量 $= eV$ 转化为动能。先求动量,再求 $\lambda = h/p$。
Momentum. $p = \sqrt{2 m_e e V}$:
动量。$p = \sqrt{2 m_e e V}$:
$$ p = \sqrt{2(9.11 \times 10^{-31})(1.60 \times 10^{-19})(54)} \approx 3.97 \times 10^{-24}\ \mathrm{kg\,m\,s^{-1}}. $$Wavelength. $\lambda = h/p$:
波长。$\lambda = h/p$:
$$ \lambda = \frac{6.63 \times 10^{-34}}{3.97 \times 10^{-24}} \approx 1.67 \times 10^{-10}\ \mathrm{m} = 0.167\ \mathrm{nm}. $$Evaluate. This wavelength ($\sim 0.17\ \mathrm{nm}$) is comparable to atomic spacing in a crystal ($\sim 0.2\ \mathrm{nm}$), which is exactly why electrons diffract off a crystal lattice. A baseball would have $\lambda \sim 10^{-34}\ \mathrm{m}$ — far too small to ever show wave effects.
评估。此波长(约 $0.17\ \mathrm{nm}$)与晶体原子间距(约 $0.2\ \mathrm{nm}$)相当,这正是电子能在晶格上衍射的原因。一个棒球的 $\lambda \sim 10^{-34}\ \mathrm{m}$——太小,永远不会显示波动效应。
Going deeper: why Davisson–Germer settles the argument深入:为何戴维孙—革末实验一锤定音
Electrons are unambiguously particles: they carry definite charge and mass, and you can count them one at a time. Yet a beam of them, scattered off a crystal, produces interference maxima at angles obeying the Bragg condition $n\lambda = 2 d \sin\theta$ — with $\lambda$ equal to the de Broglie value $h/p$. Plugging in the measured angle reproduces $\lambda$ within experimental error.
电子无疑是粒子:带确定电荷与质量,可逐个计数。然而一束电子被晶体散射后,在满足布拉格条件 $n\lambda = 2 d \sin\theta$ 的角度处产生干涉极大——其中 $\lambda$ 等于德布罗意值 $h/p$。代入实测角度,可在实验误差内重现 $\lambda$。
Crucially, the pattern persists even when electrons are sent through one at a time: each lands as a single dot, but the accumulated dots build the diffraction pattern. The wave describes the probability of where each particle lands — the seed of the quantum interpretation.
关键在于,即使电子逐个发射,图样仍然出现:每个电子落为一个点,但累积的点构成衍射图样。波描述的是每个粒子落点的概率——这正是量子诠释的种子。
The Heisenberg Uncertainty Principle and Wave–Particle Duality海森堡不确定性原理与波粒二象性 E.2 HL
An electron is confined to a region the size of an atom, $\Delta x \approx 1.0 \times 10^{-10}\ \mathrm{m}$. Estimate the minimum uncertainty in its momentum, and comment on the implication. Use $h = 6.63 \times 10^{-34}\ \mathrm{J\,s}$.某电子被约束在原子尺度的区域内,$\Delta x \approx 1.0 \times 10^{-10}\ \mathrm{m}$。估算其动量的最小不确定度,并讨论其含义。取 $h = 6.63 \times 10^{-34}\ \mathrm{J\,s}$。
Identify. Use the equality limit $\Delta x \, \Delta p \approx h/(4\pi)$ to estimate the minimum $\Delta p$.
识别。取等号极限 $\Delta x \, \Delta p \approx h/(4\pi)$ 估算最小 $\Delta p$。
Momentum uncertainty.
动量不确定度。
$$ \Delta p \approx \frac{h}{4\pi \, \Delta x} = \frac{6.63 \times 10^{-34}}{4\pi (1.0 \times 10^{-10})} \approx 5.3 \times 10^{-25}\ \mathrm{kg\,m\,s^{-1}}. $$Implication. Dividing by the electron mass gives a velocity uncertainty $\Delta v = \Delta p / m_e \approx 5.8 \times 10^{5}\ \mathrm{m\,s^{-1}}$ — comparable to actual electron speeds in atoms.
含义。除以电子质量得速度不确定度 $\Delta v = \Delta p / m_e \approx 5.8 \times 10^{5}\ \mathrm{m\,s^{-1}}$——与原子中电子的实际速率相当。
Evaluate. Confining the electron to atomic dimensions makes its momentum hugely uncertain. This is why electrons in atoms cannot "sit still" in tiny orbits as classical physics would allow — uncertainty forbids it, and it underpins the very stability and size of atoms.
评估。把电子约束到原子尺度使其动量极其不确定。这正是原子中电子不能像经典物理允许的那样在微小轨道上"静止"的原因——不确定性原理禁止它,并支撑了原子的稳定性与尺度。
Going deeper: synthesis — when to use which picture深入:综合——何时用哪种图像
The two halves of E.2 are mirror images. The photoelectric effect makes a wave (light) behave like a particle: discrete photons of energy $E = hf$ and momentum $p = h/\lambda$. Electron diffraction makes a particle (the electron) behave like a wave: a de Broglie wavelength $\lambda = h/p$. The very same constant $h$, and the very same equation $p = h/\lambda$, links the pair.
E.2 的两半是镜像。光电效应让波(光)表现得像粒子:能量 $E = hf$、动量 $p = h/\lambda$ 的离散光子。电子衍射让粒子(电子)表现得像波:德布罗意波长 $\lambda = h/p$。正是同一常数 $h$、同一方程 $p = h/\lambda$ 把二者联系起来。
Which face shows depends on the experiment. Detection events (a click, a dot, a freed electron) are particle-like; propagation and interference (diffraction fringes, build-up of a pattern) are wave-like. The uncertainty principle is the statement that you can never make both faces sharp at once — momentum (wave-like, $p = h/\lambda$) and position (particle-like, localized) are conjugate.
显示哪一面取决于实验。探测事件(咔哒声、亮点、被释放的电子)是类粒子的;传播与干涉(衍射条纹、图样的累积)是类波的。不确定性原理表明:你永远无法同时使两面都清晰——动量(类波,$p = h/\lambda$)与位置(类粒子,定域)是共轭量。
Exam Strategy and Common Pitfalls考试策略与常见陷阱
- Decide your unit before you start and convert work function and photon energy into the same one. Mixing eV and J inside $E_{max} = hf - \Phi$ is the most common slip.
- 动笔前先定单位,把逸出功与光子能量都换算到同一单位。在 $E_{max} = hf - \Phi$ 中混用 eV 与 J 是最常见的失误。
- Remember $1\ \mathrm{eV} = 1.60 \times 10^{-19}\ \mathrm{J}$, and that a stopping voltage of $V_s$ volts gives $E_{max} = V_s$ in eV directly.
- 记住 $1\ \mathrm{eV} = 1.60 \times 10^{-19}\ \mathrm{J}$,且遏止电压为 $V_s$ 伏特时直接给出以 eV 为单位的 $E_{max} = V_s$。
- Name all three observations: threshold frequency, instant emission, KE independent of intensity. Then state, for each, the classical wave prediction it contradicts.
- 列出三大观察:截止频率、瞬时发射、动能与强度无关。再对每一项说明它所违背的经典波动预言。
- Tie the fix to a one-photon-one-electron exchange. "Each electron absorbs a single photon of energy $hf$" is the sentence markschemes reward.
- 把修补归结为"一个光子—一个电子"的交换。"每个电子吸收一个能量为 $hf$ 的光子"是评分要点。
- $E_{max}$-vs-$f$: gradient is $h$, $f$-intercept is $f_0$, vertical intercept is $-\Phi$. State which feature you are reading and show the rise/run.
- $E_{max}$-$f$ 图:斜率是 $h$,$f$ 轴截距是 $f_0$,纵轴截距是 $-\Phi$。说明你在读哪个特征,并给出"上升/水平"读数。
- If the plot is $V_s$ vs $f$ instead, the gradient is $h/e$, so multiply by $e$ to recover $h$.
- 若改画 $V_s$-$f$ 图,斜率为 $h/e$,故乘以 $e$ 才能得到 $h$。
- State the uncertainty principle as a fundamental limit, not a measurement error. Examiners penalise "the apparatus disturbs the particle" as the sole explanation.
- 把不确定性原理表述为基本极限,而非测量误差。仅以"仪器扰动粒子"作解释会被扣分。
- For duality, name an experiment for each face: photoelectric effect (particle nature of light), electron diffraction (wave nature of matter).
- 论二象性时,为每一面各举一个实验:光电效应(光的粒子性)、电子衍射(物质的波动性)。
Flashcards闪卡
Unit E.2 Practice Quiz单元 E.2 练习测验
Readiness Checklist备考清单
Tick each item when you can do it cold, without notes, on your first attempt.
每一条都要"裸做"做对(不看笔记、一次过)才打勾。
- HL State the three photoelectric observations classical wave theory cannot explain陈述经典波动理论无法解释的三大光电观察
- HL Use $E = hf = hc/\lambda$ to find photon energy in joules and electronvolts用 $E = hf = hc/\lambda$ 求光子能量(焦耳与电子伏特)
- HL Apply Einstein's equation $E_{max} = hf - \Phi$ and explain the meaning of $\Phi$应用爱因斯坦方程 $E_{max} = hf - \Phi$ 并解释 $\Phi$ 的含义
- HL Find the threshold frequency $f_0 = \Phi / h$ from the work function由逸出功求截止频率 $f_0 = \Phi / h$
- HL Use $eV_s = E_{max}$ to convert between stopping voltage and maximum KE用 $eV_s = E_{max}$ 在遏止电压与最大动能间转换
- HL Read $h$ from the gradient and $\Phi$ (or $f_0$) from the intercepts of an $E_{max}$-vs-$f$ graph从 $E_{max}$-$f$ 图斜率读出 $h$、从截距读出 $\Phi$(或 $f_0$)
- HL Compute photon momentum using $p = h/\lambda = E/c$用 $p = h/\lambda = E/c$ 计算光子动量
- HL Find a de Broglie wavelength from $\lambda = h/p$, including for an electron accelerated through $V$用 $\lambda = h/p$ 求德布罗意波长,含经 $V$ 加速的电子
- HL Explain electron diffraction (Davisson–Germer) as evidence for matter waves把电子衍射(戴维孙—革末)解释为物质波的证据
- HL State the uncertainty principle $\Delta x\,\Delta p \gtrsim h/(4\pi)$ as a fundamental limit把不确定性原理 $\Delta x\,\Delta p \gtrsim h/(4\pi)$ 表述为基本极限
- HL Estimate a momentum or position uncertainty from the uncertainty relation由不确定性关系估算动量或位置不确定度
- HL Synthesise wave–particle duality, naming an experiment for each face综合波粒二象性,为每一面各举一个实验
IB Paper-Style PracticeIB 试卷风格练习
E.2 Practice and Solutions are on the roadmap, to ship under Practice Questions/Unit_E2_*.html with the bilingual built-in pattern.
E.2 配套 Practice 与 Solutions 在排期,上线后位于 Practice Questions/Unit_E2_*.html。