Unit B.4: Thermodynamics单元 B.4:热力学 HL only
The HL-only capstone of Theme B "The particulate nature of matter". The first law of thermodynamics ties heat, internal energy and work into a single energy-conservation statement; work appears as the area under a $p$-$V$ curve; isothermal, isobaric, isochoric and adiabatic processes each leave a distinct $p$-$V$ signature. The second law and entropy fix the direction of spontaneous change, and lead to heat-engine efficiency and the Carnot limit. This entire unit is HL-extension material.主题 B"物质的粒子性"中仅 HL 的收官单元。热力学第一定律把热量、内能与功统一为一条能量守恒陈述;功表现为 $p$-$V$ 曲线下方的面积;等温、等压、等容、绝热四种过程各有独特的 $p$-$V$ 特征。第二定律与熵确定自发变化的方向,并引出热机效率与卡诺极限。整个单元都是 HL 扩展内容。
How to use this guide本指南使用说明
B.4 is short on formulas but heavy on sign discipline and conceptual direction. The whole unit rests on one equation, $Q = \Delta U + W$, plus the rule that work is the area under a $p$-$V$ curve. The marks come from getting signs right (heat in vs out, work by vs on the gas) and from arguing the direction of change using entropy. Train the conventions alongside the algebra.B.4 公式不多,但极其讲究符号与方向的概念。整个单元立足于一条方程 $Q = \Delta U + W$,外加"功是 $p$-$V$ 曲线下方面积"这条规则。分数来自符号取对(吸热与放热、气体对外做功与外界对气体做功)以及用熵论证变化方向。术语约定要与代数一起练。
Memorise the first law $Q = \Delta U + W$, the gas-work formula $W = p \Delta V$ (constant pressure), the four process types, the engine efficiency $\eta = W / Q_{\mathrm{in}} = 1 - Q_{\mathrm{out}} / Q_{\mathrm{in}}$, and the Carnot limit $\eta_{C} = 1 - T_{\mathrm{cold}} / T_{\mathrm{hot}}$. Always put temperatures in kelvin.
背熟第一定律 $Q = \Delta U + W$、气体做功公式 $W = p \Delta V$(等压)、四种过程类型、热机效率 $\eta = W / Q_{\mathrm{in}} = 1 - Q_{\mathrm{out}} / Q_{\mathrm{in}}$ 与卡诺极限 $\eta_{C} = 1 - T_{\mathrm{cold}} / T_{\mathrm{hot}}$。温度务必用开尔文。
Be fluent in reading work as the signed area under any $p$-$V$ path, in computing $\Delta U = \tfrac{3}{2} n R \Delta T$ for a monatomic ideal gas, and in explaining why entropy of an isolated system never decreases. State the IB sign convention every time: $W$ is the work done by the gas; $Q$ is heat added to the gas. Know why the Carnot cycle sets the ceiling no real engine can beat.
能把功读作任意 $p$-$V$ 路径下方的有符号面积,能对单原子理想气体算 $\Delta U = \tfrac{3}{2} n R \Delta T$,并能解释孤立系统的熵为何永不减小。每次都写明 IB 符号约定:$W$ 为气体对外做的功;$Q$ 为加给气体的热量。理解卡诺循环为何是任何真实热机都无法超越的上限。
The First Law of Thermodynamics热力学第一定律 HL only B.4 AHL
- $Q$ = heat added to the gas (positive when heat flows in).
- $\Delta U$ = change in internal energy of the gas.
- $W$ = work done by the gas on its surroundings (positive when the gas expands).
Internal energy is a state function. $\Delta U$ depends only on the initial and final states, not on the path between them. For an ideal gas $U$ depends only on temperature; for a monatomic ideal gas $U = \tfrac{3}{2} n R T$, so $\Delta U = \tfrac{3}{2} n R \Delta T$.
- $Q$ = 加给气体的热量(吸热为正)。
- $\Delta U$ = 气体内能(internal energy)的变化。
- $W$ = 气体对外所做的功(气体膨胀时为正)。
内能是态函数。$\Delta U$ 只取决于初末状态,与路径无关。理想气体的 $U$ 只取决于温度;单原子理想气体 $U = \tfrac{3}{2} n R T$,故 $\Delta U = \tfrac{3}{2} n R \Delta T$。
A gas is given $500\ \mathrm{J}$ of heat. During the process it does $200\ \mathrm{J}$ of work on its surroundings as it expands. Find the change in internal energy of the gas.给气体 $500\ \mathrm{J}$ 热量。过程中气体膨胀,对外做 $200\ \mathrm{J}$ 的功。求气体内能的变化。
Identify. Heat added: $Q = +500\ \mathrm{J}$. Work done by the gas: $W = +200\ \mathrm{J}$ (it expands).
识别。吸热:$Q = +500\ \mathrm{J}$。气体对外做功:$W = +200\ \mathrm{J}$(膨胀)。
Set up. Rearrange the first law for $\Delta U$:
列式。将第一定律变形求 $\Delta U$:
$$ \Delta U = Q - W = 500 - 200 = +300\ \mathrm{J}. $$Evaluate. The internal energy rises by $300\ \mathrm{J}$, so the gas warms. The $200\ \mathrm{J}$ exported as work is no longer available to raise $U$, which is why $\Delta U < Q$ whenever a gas expands while heated.
评估。内能上升 $300\ \mathrm{J}$,气体升温。以功的形式输出的 $200\ \mathrm{J}$ 不再用于提高 $U$,这正是受热膨胀时 $\Delta U < Q$ 的原因。
Going deeper: why $U$ is a state function but $Q$ and $W$ are not深入:为何 $U$ 是态函数而 $Q$、$W$ 不是
Internal energy $U$ is a property of the system's current state: a gas at a given $p$, $V$, $T$ has one definite $U$, however it got there. So $\oint dU = 0$ around any closed cycle, and $\Delta U$ depends only on the endpoints.
内能 $U$ 是系统当前状态的属性:给定 $p$、$V$、$T$ 的气体只有一个确定的 $U$,与到达方式无关。故任意闭合循环 $\oint dU = 0$,$\Delta U$ 只取决于始末点。
Heat $Q$ and work $W$ are path functions: they measure energy in transit and depend on the route taken in the $p$-$V$ plane. Two different paths between the same two states transfer different $Q$ and $W$, yet always give the same $\Delta U = Q - W$. This is the experimental content of the first law.
热量 $Q$ 与功 $W$ 是路径函数:它们度量传递中的能量,取决于在 $p$-$V$ 平面上走的路线。同样两个状态间的不同路径传递的 $Q$、$W$ 不同,但 $\Delta U = Q - W$ 始终相同。这正是第一定律的实验内涵。
Work Done by/on a Gas and the $p$-$V$ Area气体做功与 $p$-$V$ 面积 HL only B.4 AHL
Work as area under a $p$-$V$ curve. For any process, the work done by the gas equals the area between the path and the $V$-axis on a $p$-$V$ diagram: $$ W = \int_{V_{1}}^{V_{2}} p\, dV. $$
- Left-to-right (expansion): area counts as positive work by the gas.
- Right-to-left (compression): area counts as negative.
- For a closed cycle, the net work equals the enclosed area; clockwise loops give positive net work (engine), anticlockwise give negative (refrigerator/heat pump).
功即 $p$-$V$ 曲线下方面积。对任意过程,气体所做的功等于 $p$-$V$ 图上路径与 $V$ 轴之间的面积: $$ W = \int_{V_{1}}^{V_{2}} p\, dV. $$
- 从左到右(膨胀):面积计为气体做的正功。
- 从右到左(压缩):面积计为负。
- 闭合循环的净功等于所围面积;顺时针环路净功为正(热机),逆时针为负(制冷机/热泵)。
A gas at constant pressure $2.0 \times 10^{5}\ \mathrm{Pa}$ expands from $1.0 \times 10^{-3}\ \mathrm{m^{3}}$ to $3.0 \times 10^{-3}\ \mathrm{m^{3}}$. Find the work done by the gas.气体在恒压 $2.0 \times 10^{5}\ \mathrm{Pa}$ 下由 $1.0 \times 10^{-3}\ \mathrm{m^{3}}$ 膨胀到 $3.0 \times 10^{-3}\ \mathrm{m^{3}}$。求气体所做的功。
Identify. Constant pressure, so use $W = p \Delta V$.
识别。恒压,故用 $W = p \Delta V$。
Set up. $\Delta V = (3.0 - 1.0) \times 10^{-3} = 2.0 \times 10^{-3}\ \mathrm{m^{3}}$.
列式。$\Delta V = (3.0 - 1.0) \times 10^{-3} = 2.0 \times 10^{-3}\ \mathrm{m^{3}}$。
$$ W = p \Delta V = (2.0 \times 10^{5})(2.0 \times 10^{-3}) = 400\ \mathrm{J}. $$Evaluate. $\Delta V > 0$, so the work is positive: the gas does $400\ \mathrm{J}$ of work on its surroundings. On a $p$-$V$ diagram this is the area of a rectangle of height $p$ and width $\Delta V$.
评估。$\Delta V > 0$,故功为正:气体对外做 $400\ \mathrm{J}$ 功。在 $p$-$V$ 图上这是高为 $p$、宽为 $\Delta V$ 的矩形面积。
A gas expands from $V = 2.0 \times 10^{-3}\ \mathrm{m^{3}}$ to $4.0 \times 10^{-3}\ \mathrm{m^{3}}$ while its pressure falls linearly from $3.0 \times 10^{5}\ \mathrm{Pa}$ to $1.0 \times 10^{5}\ \mathrm{Pa}$. Find the work done by the gas.气体由 $V = 2.0 \times 10^{-3}\ \mathrm{m^{3}}$ 膨胀到 $4.0 \times 10^{-3}\ \mathrm{m^{3}}$,压强从 $3.0 \times 10^{5}\ \mathrm{Pa}$ 线性降到 $1.0 \times 10^{5}\ \mathrm{Pa}$。求气体所做的功。
Identify. Pressure varies linearly, so the $p$-$V$ path is a straight line and the work is the area of the trapezium beneath it.
识别。压强线性变化,故 $p$-$V$ 路径为直线,功是其下方梯形的面积。
Set up. Trapezium area $= \tfrac{1}{2}(p_{1} + p_{2}) \Delta V$:
列式。梯形面积 $= \tfrac{1}{2}(p_{1} + p_{2}) \Delta V$:
$$ W = \tfrac{1}{2}(3.0 \times 10^{5} + 1.0 \times 10^{5})(2.0 \times 10^{-3}) = \tfrac{1}{2}(4.0 \times 10^{5})(2.0 \times 10^{-3}) = 400\ \mathrm{J}. $$Evaluate. When pressure varies, $W = p \Delta V$ no longer applies directly; the trapezium-area shortcut is the linear-path form of $W = \int p\, dV$. The mean pressure $2.0 \times 10^{5}\ \mathrm{Pa}$ times $\Delta V$ gives the same answer.
评估。压强变化时不能直接用 $W = p \Delta V$;梯形面积捷径即 $W = \int p\, dV$ 在直线路径下的形式。用平均压强 $2.0 \times 10^{5}\ \mathrm{Pa}$ 乘 $\Delta V$ 得同样结果。
Going deeper: why work is path-dependent深入:为何功取决于路径
Take a gas from state X to state Y two ways: (1) expand at high pressure, then drop pressure; (2) drop pressure first, then expand at low pressure. Both reach the same Y, but the areas under the two $p$-$V$ paths differ, so they do different amounts of work.
把气体由状态 X 带到状态 Y 有两种走法:(1) 先高压膨胀再降压;(2) 先降压再低压膨胀。两者都到达同一 Y,但两条 $p$-$V$ 路径下方面积不同,故做的功不同。
This is exactly why $W$ is a path function. The difference in work between the two routes is matched by an equal difference in heat $Q$, so that $\Delta U = Q - W$ comes out the same for both — consistent with $U$ being a state function (B4.1).
这正是 $W$ 为路径函数的原因。两条路线做功之差由热量 $Q$ 的等量之差补偿,使 $\Delta U = Q - W$ 两路相同——与 $U$ 为态函数(B4.1)一致。
Isothermal, Isobaric, Isochoric and Adiabatic Processes等温、等压、等容与绝热过程 HL only B.4 AHL
- Isothermal ($T$ constant): $\Delta U = 0$, so $Q = W$. The $p$-$V$ path is a hyperbola ($pV = $ constant).
- Isobaric ($p$ constant): $W = p \Delta V$. The $p$-$V$ path is a horizontal line.
- Isochoric / isovolumetric ($V$ constant): $\Delta V = 0$, so $W = 0$ and $Q = \Delta U$. The $p$-$V$ path is a vertical line.
- Adiabatic ($Q = 0$, no heat exchange): $\Delta U = -W$. Fast or well-insulated. The $p$-$V$ path is steeper than an isotherm.
- 等温(isothermal)($T$ 恒定):$\Delta U = 0$,故 $Q = W$。$p$-$V$ 路径为双曲线($pV = $ 常数)。
- 等压(isobaric)($p$ 恒定):$W = p \Delta V$。$p$-$V$ 路径为水平线。
- 等容(isochoric/isovolumetric)($V$ 恒定):$\Delta V = 0$,故 $W = 0$、$Q = \Delta U$。$p$-$V$ 路径为竖直线。
- 绝热(adiabatic)($Q = 0$,不交换热量):$\Delta U = -W$。过程快或隔热良好。$p$-$V$ 路径比等温线更陡。
| Process过程 | Constant不变量 | First law reduces to第一定律化为 | $p$-$V$ shape$p$-$V$ 形状 |
|---|---|---|---|
| Isothermal等温 | $T$ | $Q = W$ | hyperbola双曲线 |
| Isobaric等压 | $p$ | $W = p\Delta V$ | horizontal line水平线 |
| Isochoric等容 | $V$ | $Q = \Delta U$ | vertical line竖直线 |
| Adiabatic绝热 | $Q = 0$ | $\Delta U = -W$ | steep curve陡曲线 |
A rigid sealed container holds a gas. It is heated, gaining $600\ \mathrm{J}$ of thermal energy. Find the work done by the gas and the change in its internal energy.一个刚性密封容器装有气体。加热使其获得 $600\ \mathrm{J}$ 热能。求气体所做的功与其内能变化。
Identify. "Rigid sealed container" means the volume cannot change: $\Delta V = 0$. This is an isochoric process.
识别。"刚性密封容器"意味着体积不能变化:$\Delta V = 0$。这是等容过程。
Work. $W = p \Delta V = 0$. No work is done because the gas does not expand.
功。$W = p \Delta V = 0$。气体不膨胀,故不做功。
Internal energy. First law with $W = 0$: $\Delta U = Q - W = 600 - 0 = +600\ \mathrm{J}$.
内能。第一定律取 $W = 0$:$\Delta U = Q - W = 600 - 0 = +600\ \mathrm{J}$。
Evaluate. In an isochoric process all heat goes into internal energy (the gas warms and its pressure rises), since none is spent doing work.
评估。等容过程中全部热量进入内能(气体升温、压强升高),因为没有热量用于做功。
Going deeper: why an adiabat is steeper than an isotherm深入:绝热线为何比等温线更陡
Along an isotherm, $pV = $ constant, so $p \propto 1/V$. Along an adiabat, $pV^{\gamma} = $ constant with $\gamma = C_{p}/C_{V} > 1$, so $p \propto V^{-\gamma}$. Because $\gamma > 1$, the adiabatic curve falls off more rapidly with $V$: at any point it is steeper than the isotherm through the same point.
沿等温线 $pV = $ 常数,故 $p \propto 1/V$。沿绝热线 $pV^{\gamma} = $ 常数,$\gamma = C_{p}/C_{V} > 1$,故 $p \propto V^{-\gamma}$。因 $\gamma > 1$,绝热曲线随 $V$ 下降得更快:在任一点处都比过该点的等温线更陡。
Physically: during an adiabatic expansion no heat enters, so the gas does work entirely at the expense of its internal energy, cooling as it expands. The extra temperature drop pulls the pressure down faster than the isothermal case where temperature is held fixed. (The IB does not require the $pV^{\gamma}$ relation itself, only the qualitative "steeper" shape.)
物理上:绝热膨胀中无热量进入,气体完全以内能为代价做功,膨胀时降温。额外的降温使压强下降得比保持温度不变的等温情形更快。(IB 不要求 $pV^{\gamma}$ 关系本身,只要求定性的"更陡"形状。)
The Second Law of Thermodynamics and Entropy热力学第二定律与熵 HL only B.4 AHL
The second law. The total entropy of an isolated system never decreases: $$ \Delta S_{\text{total}} \ge 0. $$ Equality holds only for a (idealised) reversible process; every real process has $\Delta S_{\text{total}} > 0$.
Direction of spontaneous change. Processes proceed in the direction that increases total entropy. This is why heat flows spontaneously from hot to cold, never the reverse, and why an engine cannot convert heat fully into work.
第二定律。孤立系统的总熵永不减小: $$ \Delta S_{\text{total}} \ge 0. $$ 仅(理想化的)可逆过程取等号;一切真实过程都有 $\Delta S_{\text{total}} > 0$。
自发变化的方向。过程沿总熵增大的方向进行。这正是热量为何自发地由热向冷流动、绝不反向,以及热机为何不能把热量全部转化为功的原因。
$3000\ \mathrm{J}$ of heat flows from a large hot reservoir at $T_{H} = 500\ \mathrm{K}$ to a large cold reservoir at $T_{C} = 300\ \mathrm{K}$. Treating both reservoirs as so large that their temperatures are unchanged, find the total entropy change and confirm the process is allowed by the second law.$3000\ \mathrm{J}$ 热量从 $T_{H} = 500\ \mathrm{K}$ 的大热源流向 $T_{C} = 300\ \mathrm{K}$ 的大冷源。两热源都视为足够大、温度不变,求总熵变并确认该过程符合第二定律。
Set up. The hot reservoir loses heat: $\Delta Q_{H} = -3000\ \mathrm{J}$. The cold reservoir gains it: $\Delta Q_{C} = +3000\ \mathrm{J}$.
列式。热源失热:$\Delta Q_{H} = -3000\ \mathrm{J}$。冷源得热:$\Delta Q_{C} = +3000\ \mathrm{J}$。
Entropy of each reservoir.
各热源的熵变。
$$ \Delta S_{H} = \frac{-3000}{500} = -6.0\ \mathrm{J\,K^{-1}}, \qquad \Delta S_{C} = \frac{+3000}{300} = +10.0\ \mathrm{J\,K^{-1}}. $$Total.
合计。
$$ \Delta S_{\text{total}} = -6.0 + 10.0 = +4.0\ \mathrm{J\,K^{-1}}. $$Evaluate. $\Delta S_{\text{total}} > 0$, so heat flowing hot → cold is allowed. The same heat $|\Delta Q|$ produces a larger entropy gain at the cooler reservoir (smaller $T$ in the denominator), which is why this direction always wins.
评估。$\Delta S_{\text{total}} > 0$,故热量由热到冷流动是允许的。同样的热量 $|\Delta Q|$ 在较冷热源处产生更大的熵增(分母 $T$ 更小),这正是该方向总能胜出的原因。
Going deeper: entropy and the statistical arrow of time深入:熵与统计意义上的时间之箭
Microscopically, entropy measures the number of microstates $\Omega$ consistent with a system's macrostate, via Boltzmann's relation $S = k_{B} \ln \Omega$. A spread-out, disordered configuration corresponds to vastly more microstates than an ordered one.
微观上,熵通过玻尔兹曼关系 $S = k_{B} \ln \Omega$ 度量与某宏观态对应的微观态数目 $\Omega$。分散、无序的组态对应的微观态数目远多于有序组态。
Spontaneous change moves toward the macrostate with the most microstates simply because it is overwhelmingly more probable. The second law is therefore statistical: a decrease in total entropy is not strictly impossible, just astronomically unlikely for any macroscopic system. This statistical asymmetry is what gives time a forward direction. (IB requires the macroscopic $\Delta S = \Delta Q / T$ statement; the Boltzmann picture is enrichment.)
自发变化趋向微观态最多的宏观态,仅仅因为它的概率压倒性地大。第二定律因此是统计性的:总熵减小并非严格不可能,只是对任何宏观系统而言概率小到天文级。正是这种统计不对称赋予时间以前进方向。(IB 要求宏观的 $\Delta S = \Delta Q / T$ 陈述;玻尔兹曼图景为拓展。)
Heat Engines and Thermal Efficiency热机与热效率 HL only B.4 AHL
- $\eta$ is a fraction between $0$ and $1$ (often quoted as a percentage).
- $\eta = 1$ (no waste heat) is forbidden by the second law: some $Q_{\mathrm{out}} > 0$ is always rejected.
- To raise efficiency, reduce the fraction $Q_{\mathrm{out}}/Q_{\mathrm{in}}$ rejected to the cold reservoir.
- $\eta$ 是介于 $0$ 与 $1$ 之间的分数(常以百分数表示)。
- $\eta = 1$(无废热)被第二定律禁止:总要排出一些 $Q_{\mathrm{out}} > 0$。
- 要提高效率,应减小排往冷源的份额 $Q_{\mathrm{out}}/Q_{\mathrm{in}}$。
In each cycle, an engine takes in $1200\ \mathrm{J}$ of heat from its hot reservoir and rejects $800\ \mathrm{J}$ to its cold reservoir. Find the work output per cycle and the thermal efficiency.每个循环中,热机从热源吸收 $1200\ \mathrm{J}$ 热量,向冷源排出 $800\ \mathrm{J}$。求每循环的输出功与热效率。
Identify. $Q_{\mathrm{in}} = 1200\ \mathrm{J}$, $Q_{\mathrm{out}} = 800\ \mathrm{J}$.
识别。$Q_{\mathrm{in}} = 1200\ \mathrm{J}$、$Q_{\mathrm{out}} = 800\ \mathrm{J}$。
Work per cycle. $W = Q_{\mathrm{in}} - Q_{\mathrm{out}} = 1200 - 800 = 400\ \mathrm{J}$.
每循环输出功。$W = Q_{\mathrm{in}} - Q_{\mathrm{out}} = 1200 - 800 = 400\ \mathrm{J}$。
Efficiency.
效率。
$$ \eta = \frac{W}{Q_{\mathrm{in}}} = \frac{400}{1200} = 0.33 = 33\%. $$Evaluate. Cross-check with the rejected-heat form: $\eta = 1 - Q_{\mathrm{out}}/Q_{\mathrm{in}} = 1 - 800/1200 = 1 - 0.67 = 0.33$. Consistent. Two-thirds of the input heat is wasted to the cold reservoir.
评估。用排热式互校:$\eta = 1 - Q_{\mathrm{out}}/Q_{\mathrm{in}} = 1 - 800/1200 = 0.33$,一致。输入热量的三分之二作为废热排往冷源。
Going deeper: why $\eta = 1$ is impossible (Kelvin statement)深入:为何 $\eta = 1$ 不可能(开尔文表述)
The Kelvin form of the second law states: no cyclic engine can take heat from a single reservoir and convert it entirely into work. If $Q_{\mathrm{out}} = 0$, then $\eta = 1$, which this statement forbids.
第二定律的开尔文表述:没有任何循环热机能从单一热源吸热并将其完全转化为功。若 $Q_{\mathrm{out}} = 0$ 则 $\eta = 1$,正是该表述所禁止的。
Entropy makes the reason explicit. Drawing heat $Q_{\mathrm{in}}$ from the hot reservoir lowers its entropy by $Q_{\mathrm{in}}/T_{H}$. The engine itself returns to its start each cycle ($\Delta S_{\text{engine}} = 0$). To keep $\Delta S_{\text{total}} \ge 0$, some heat $Q_{\mathrm{out}}$ must be dumped to the cold reservoir, raising its entropy by $Q_{\mathrm{out}}/T_{C}$. A nonzero $Q_{\mathrm{out}}$ is therefore mandatory, so $\eta < 1$ for every real engine.
熵把原因说清楚了。从热源取热 $Q_{\mathrm{in}}$ 使其熵下降 $Q_{\mathrm{in}}/T_{H}$。热机每循环回到起点($\Delta S_{\text{engine}} = 0$)。为保持 $\Delta S_{\text{total}} \ge 0$,必须向冷源排出一些热量 $Q_{\mathrm{out}}$,使其熵升高 $Q_{\mathrm{out}}/T_{C}$。因此非零的 $Q_{\mathrm{out}}$ 是必需的,故任何真实热机 $\eta < 1$。
The Carnot Cycle and Maximum Efficiency卡诺循环与最大效率 HL only B.4 AHL
- Isothermal expansion at $T_{\mathrm{hot}}$ (absorbs $Q_{\mathrm{in}}$).
- Adiabatic expansion (cools from $T_{\mathrm{hot}}$ to $T_{\mathrm{cold}}$, $Q = 0$).
- Isothermal compression at $T_{\mathrm{cold}}$ (rejects $Q_{\mathrm{out}}$).
- Adiabatic compression (heats back to $T_{\mathrm{hot}}$, $Q = 0$).
- 在 $T_{\mathrm{hot}}$ 等温膨胀(吸收 $Q_{\mathrm{in}}$)。
- 绝热膨胀(由 $T_{\mathrm{hot}}$ 冷却到 $T_{\mathrm{cold}}$,$Q = 0$)。
- 在 $T_{\mathrm{cold}}$ 等温压缩(排出 $Q_{\mathrm{out}}$)。
- 绝热压缩(升温回到 $T_{\mathrm{hot}}$,$Q = 0$)。
A power station operates between a hot reservoir at $600\ \mathrm{K}$ and a cold reservoir at $300\ \mathrm{K}$. (a) Find the maximum possible efficiency. (b) Its real efficiency is measured as $35\%$. Comment.某发电站在 $600\ \mathrm{K}$ 热源与 $300\ \mathrm{K}$ 冷源之间运行。(a) 求最大可能效率。(b) 实测真实效率为 $35\%$。请评论。
(a) Carnot efficiency. Temperatures already in kelvin.
(a) 卡诺效率。温度已是开尔文。
$$ \eta_{\text{Carnot}} = 1 - \frac{T_{\mathrm{cold}}}{T_{\mathrm{hot}}} = 1 - \frac{300}{600} = 1 - 0.50 = 0.50 = 50\%. $$(b) Comment. The real efficiency $35\%$ is below the Carnot limit $50\%$, exactly as the second law requires. No real engine between these reservoirs can exceed $50\%$; the shortfall is due to irreversibilities (friction, finite-rate heat transfer).
(b) 评论。真实效率 $35\%$ 低于卡诺极限 $50\%$,恰如第二定律所要求。这两热源间任何真实热机都不能超过 $50\%$;差距源于不可逆性(摩擦、有限速率传热)。
Evaluate. To raise the ceiling, increase $T_{\mathrm{hot}}$ or decrease $T_{\mathrm{cold}}$. If $T_{\mathrm{hot}} = 900\ \mathrm{K}$ instead, $\eta_{\text{Carnot}} = 1 - 300/900 \approx 67\%$.
评估。要提高上限,可升高 $T_{\mathrm{hot}}$ 或降低 $T_{\mathrm{cold}}$。若改为 $T_{\mathrm{hot}} = 900\ \mathrm{K}$,则 $\eta_{\text{Carnot}} = 1 - 300/900 \approx 67\%$。
Going deeper: why Carnot is the ceiling深入:卡诺为何是上限
Carnot's theorem says every reversible engine between two reservoirs has the same efficiency $\eta_{\text{Carnot}}$, and no engine can beat it. The reason is entropy. A reversible cycle produces zero total entropy: the entropy drawn from the hot reservoir, $Q_{\mathrm{in}}/T_{H}$, exactly equals the entropy delivered to the cold one, $Q_{\mathrm{out}}/T_{C}$.
卡诺定理指出:两热源间的每台可逆热机效率都相同,等于 $\eta_{\text{Carnot}}$,且无机可超越。原因在于熵。可逆循环产生零总熵:从热源取走的熵 $Q_{\mathrm{in}}/T_{H}$ 恰好等于排向冷源的熵 $Q_{\mathrm{out}}/T_{C}$。
Setting $Q_{\mathrm{in}}/T_{H} = Q_{\mathrm{out}}/T_{C}$ gives $Q_{\mathrm{out}}/Q_{\mathrm{in}} = T_{C}/T_{H}$. Substituting into $\eta = 1 - Q_{\mathrm{out}}/Q_{\mathrm{in}}$ yields $\eta_{\text{Carnot}} = 1 - T_{C}/T_{H}$ directly. Any real (irreversible) engine generates extra entropy, which forces $Q_{\mathrm{out}}/Q_{\mathrm{in}} > T_{C}/T_{H}$ and hence $\eta < \eta_{\text{Carnot}}$.
令 $Q_{\mathrm{in}}/T_{H} = Q_{\mathrm{out}}/T_{C}$,得 $Q_{\mathrm{out}}/Q_{\mathrm{in}} = T_{C}/T_{H}$。代入 $\eta = 1 - Q_{\mathrm{out}}/Q_{\mathrm{in}}$ 直接得 $\eta_{\text{Carnot}} = 1 - T_{C}/T_{H}$。任何真实(不可逆)热机产生额外熵,迫使 $Q_{\mathrm{out}}/Q_{\mathrm{in}} > T_{C}/T_{H}$,故 $\eta < \eta_{\text{Carnot}}$。
Exam Strategy and Common Pitfalls考试策略与常见陷阱
- Write $Q = \Delta U + W$ with the IB convention before substituting. Heat in is $+Q$; gas expanding (work by the gas) is $+W$. Flip a sign and you lose the A1.
- 代入前先按 IB 约定写出 $Q = \Delta U + W$。吸热为 $+Q$;气体膨胀(气体做功)为 $+W$。翻错一个符号就丢 A1。
- "Work done on the gas" is $-W$ in this convention. Read the question carefully: by vs on.
- "外界对气体做的功"在此约定下为 $-W$。看清题目:"对外做"还是"对其做"。
- Spot the keyword. "Rigid/sealed" → isochoric ($W = 0$); "constant pressure" → isobaric ($W = p\Delta V$); "constant temperature" → isothermal ($\Delta U = 0$); "insulated/sudden/no heat" → adiabatic ($Q = 0$).
- 抓关键词。"刚性/密封"→等容($W = 0$);"恒压"→等压($W = p\Delta V$);"恒温"→等温($\Delta U = 0$);"隔热/瞬间/无热量"→绝热($Q = 0$)。
- Then the first law collapses to one short equation. Half the work is reading the right process off the words.
- 之后第一定律就化为一条短式。一半的工作就是从文字里读出正确的过程。
- Work = area under the path; net work over a cycle = enclosed area. Clockwise loop → engine (positive); count squares or use trapezia.
- 功 = 路径下方面积;循环净功 = 所围面积。顺时针环路 → 热机(为正);数格子或用梯形。
- State whether the gas does work or work is done on it. Left-to-right is expansion (positive); right-to-left is compression (negative).
- 说明是气体做功还是外界对其做功。从左到右为膨胀(正);从右到左为压缩(负)。
- Always use kelvin in $\Delta S = \Delta Q/T$ and in $\eta_{\text{Carnot}} = 1 - T_{\mathrm{cold}}/T_{\mathrm{hot}}$. Convert Celsius first.
- $\Delta S = \Delta Q/T$ 与 $\eta_{\text{Carnot}} = 1 - T_{\mathrm{cold}}/T_{\mathrm{hot}}$ 中务必用开尔文。先把摄氏度换算。
- Check any efficiency against the Carnot ceiling. A real $\eta$ at or above $\eta_{\text{Carnot}}$ is a red flag — the second law forbids it.
- 把任何效率与卡诺上限对照。真实 $\eta$ 等于或超过 $\eta_{\text{Carnot}}$ 是危险信号——第二定律禁止它。
Flashcards闪卡
Unit B.4 Practice Quiz单元 B.4 练习测验
Readiness Checklist备考清单
Tick each item when you can do it cold, without notes, on your first attempt.
每一条都要"裸做"做对(不看笔记、一次过)才打勾。
- HL State the first law $Q = \Delta U + W$ and apply the IB sign convention for $Q$ and $W$陈述第一定律 $Q = \Delta U + W$ 并对 $Q$、$W$ 套用 IB 符号约定
- HL Explain why internal energy is a state function while $Q$ and $W$ are path functions解释内能为何是态函数而 $Q$、$W$ 是路径函数
- HL Compute work at constant pressure with $W = p\Delta V$, keeping the sign of $\Delta V$用 $W = p\Delta V$ 求等压做功,保留 $\Delta V$ 的符号
- HL Read work as the signed area under a $p$-$V$ path and the net work as the enclosed area of a cycle把功读作 $p$-$V$ 路径下方的有符号面积,循环净功读作所围面积
- HL Identify isothermal, isobaric, isochoric and adiabatic processes and reduce the first law for each辨别等温、等压、等容、绝热过程并对每种化简第一定律
- HL Match each process to its $p$-$V$ signature (hyperbola, horizontal, vertical, steep curve)把每种过程对应到其 $p$-$V$ 特征(双曲线、水平、竖直、陡曲线)
- HL Compute entropy change with $\Delta S = \Delta Q/T$ in kelvin and show $\Delta S_{\text{total}} \ge 0$用开尔文的 $\Delta S = \Delta Q/T$ 求熵变并证明 $\Delta S_{\text{total}} \ge 0$
- HL State the second law and use entropy to argue the direction of spontaneous change陈述第二定律并用熵论证自发变化的方向
- HL Find engine efficiency from $\eta = W/Q_{\mathrm{in}} = 1 - Q_{\mathrm{out}}/Q_{\mathrm{in}}$用 $\eta = W/Q_{\mathrm{in}} = 1 - Q_{\mathrm{out}}/Q_{\mathrm{in}}$ 求热机效率
- HL Describe the four steps of the Carnot cycle and explain why it sets the efficiency ceiling描述卡诺循环的四个步骤并解释它为何设定效率上限
- HL Compute Carnot efficiency $\eta_{\text{Carnot}} = 1 - T_{\mathrm{cold}}/T_{\mathrm{hot}}$ with kelvin temperatures and check a claimed $\eta$ against it用开尔文温度计算 $\eta_{\text{Carnot}} = 1 - T_{\mathrm{cold}}/T_{\mathrm{hot}}$ 并据此检验声称的 $\eta$
IB Paper-Style PracticeIB 试卷风格练习
B.4 Practice and Solutions are on the roadmap, to ship under Practice Questions/Unit_B4_*.html with the bilingual built-in pattern.
B.4 配套 Practice 与 Solutions 在排期,上线后位于 Practice Questions/Unit_B4_*.html。