Companion to the University-Style Practice Set配套大学风格练习题的解答册
Sections 1 to 7: critical points, the EVT, the MVT, Rolle, monotonicity, the first and second derivative tests, concavity and inflection, curve sketching, the closed-interval method, applied optimizationCALC I第 1 至 7 节:极值点、极值定理、均值定理、罗尔定理、单调性、一阶与二阶导数判别法、凹凸性与拐点、曲线描绘、闭区间方法、应用最优化CALC I
Let $f(x) = x^{4} - 4x^{3} + 4x^{2}$. Find all critical points, construct a sign chart for $f'$, determine monotonicity intervals, and classify each critical point by the First Derivative Test.设 $f(x) = x^{4} - 4x^{3} + 4x^{2}$。求所有极值点,构建 $f'$ 的符号图,确定单调区间,并用一阶导数判别法对每个极值点分类。
Differentiate term by term: (M1)逐项求导:(M1)
$$ f'(x) = 4x^{3} - 12x^{2} + 8x = 4x(x^{2} - 3x + 2) = 4x(x-1)(x-2). $$Since $f'$ is a polynomial it exists everywhere, so critical points come only from $f'(x)=0$: the solutions are $x = 0$, $x = 1$, and $x = 2$. (A1 for factored form, A1 for listing all three.)因为 $f'$ 是多项式,处处存在,所以极值点仅来自 $f'(x)=0$:解为 $x = 0$、$x = 1$、$x = 2$。(A1 给因式分解形式,A1 给列出全部三点。)
The three critical points split $\mathbb{R}$ into four intervals. Test one point in each: (M1 for method)三个极值点将 $\mathbb{R}$ 分为四个区间。在每个区间内取一检验点:(M1 给方法)
Sign pattern: $(-)$ on $(-\infty, 0)$, $(+)$ on $(0,1)$, $(-)$ on $(1,2)$, $(+)$ on $(2,\infty)$. (A1 for each correct interval, up to M1 for using sign chart structure)符号规律:在 $(-\infty, 0)$ 上为 $(-)$,在 $(0,1)$ 上为 $(+)$,在 $(1,2)$ 上为 $(-)$,在 $(2,\infty)$ 上为 $(+)$。(A1 给各正确区间,M1 给使用符号图结构)
$f$ is increasing on $(0,1)$ and $(2, \infty)$; decreasing on $(-\infty,0)$ and $(1,2)$. (A1)$f$ 在 $(0,1)$ 和 $(2, \infty)$ 上递增;在 $(-\infty,0)$ 和 $(1,2)$ 上递减。(A1)
Apply the sign changes: (M1)根据符号变化得出:(M1)
(A1 for all three correctly classified with values)(A1 给三个极值点均正确分类并附函数值)
Let $g(x) = x e^{-x^{2}/2}$. Find and classify all critical points using the Second Derivative Test, then find all inflection points.设 $g(x) = x e^{-x^{2}/2}$。用二阶导数判别法求出并分类所有极值点,然后求所有拐点。
Apply the product rule with $u = x$ and $v = e^{-x^{2}/2}$, noting $v' = -x\,e^{-x^{2}/2}$: (M1)对 $u = x$,$v = e^{-x^{2}/2}$ 应用乘积法则,注意 $v' = -x\,e^{-x^{2}/2}$:(M1)
$$ g'(x) = e^{-x^{2}/2} + x(-x)e^{-x^{2}/2} = e^{-x^{2}/2}(1 - x^{2}) = e^{-x^{2}/2}(1-x)(1+x). $$Since $e^{-x^{2}/2} > 0$ for all $x$, the sign of $g'$ is determined entirely by $(1-x^{2})$. Critical points: $g'(x) = 0$ gives $x = 1$ and $x = -1$. (A1)因为 $e^{-x^{2}/2} > 0$ 对所有 $x$ 成立,$g'$ 的符号完全由 $(1-x^{2})$ 决定。极值点:$g'(x) = 0$ 给出 $x = 1$ 和 $x = -1$。(A1)
Second derivative (product rule on $g' = (1-x^{2})e^{-x^{2}/2}$): (M1)二阶导数(对 $g' = (1-x^{2})e^{-x^{2}/2}$ 应用乘积法则):(M1)
$$ g''(x) = -2x\,e^{-x^{2}/2} + (1-x^{2})(-x)\,e^{-x^{2}/2} = e^{-x^{2}/2}\bigl(-2x - x + x^{3}\bigr) = e^{-x^{2}/2}\,x(x^{2} - 3). $$Evaluate at each critical point:在每个极值点处计算:
Set $g''(x) = e^{-x^{2}/2}\,x(x^{2}-3) = 0$. Since the exponential is never zero, the candidates are $x = 0$ and $x = \pm\sqrt{3}$. (M1 for finding candidates)令 $g''(x) = e^{-x^{2}/2}\,x(x^{2}-3) = 0$。因指数函数不为零,候选点为 $x = 0$ 和 $x = \pm\sqrt{3}$。(M1 给求候选点)
Verify sign change: factor $x(x^{2}-3)$ changes sign at each of these (all simple roots), confirmed by: (M1 for sign verification)验证符号变化:因子 $x(x^{2}-3)$ 在每处均改变符号(均为单重零点),验证如下:(M1 给符号验证)
All three are genuine inflection points. Coordinates: $g(0) = 0$; $g(\sqrt{3}) = \sqrt{3}\,e^{-3/2}$; $g(-\sqrt{3}) = -\sqrt{3}\,e^{-3/2}$.三点均为真实拐点。坐标:$g(0) = 0$;$g(\sqrt{3}) = \sqrt{3}\,e^{-3/2}$;$g(-\sqrt{3}) = -\sqrt{3}\,e^{-3/2}$。
Let $h(x) = 2x^{3} - 9x^{2} + 12x - 4$ on $[-\tfrac{1}{2},\, 4]$. State the EVT guarantee, find all interior critical points, and determine the absolute extrema.
$h$ is a polynomial, hence continuous everywhere. In particular it is continuous on the closed bounded interval $[-\tfrac{1}{2}, 4]$. The Extreme Value Theorem therefore guarantees that $h$ attains both an absolute maximum value and an absolute minimum value on this interval. (R1)
Differentiate: (M1)
$$ h'(x) = 6x^{2} - 18x + 12 = 6(x^{2} - 3x + 2) = 6(x-1)(x-2). $$Setting $h'(x) = 0$ gives $x = 1$ and $x = 2$, both of which lie in the open interval $(-\tfrac{1}{2}, 4)$. (A1)
The full candidate list is $\{-\tfrac{1}{2},\, 1,\, 2,\, 4\}$. Evaluate $h$ at each: (M1)
$$ h\!\left(-\tfrac{1}{2}\right) = 2\!\left(-\tfrac{1}{8}\right) - 9\!\left(\tfrac{1}{4}\right) + 12\!\left(-\tfrac{1}{2}\right) - 4 = -\tfrac{1}{4} - \tfrac{9}{4} - 6 - 4 = -\tfrac{10}{4} - 10 = -\tfrac{5}{2} - 10 = -\tfrac{25}{2}. $$ $$ h(1) = 2 - 9 + 12 - 4 = 1. $$ $$ h(2) = 16 - 36 + 24 - 4 = 0. $$ $$ h(4) = 128 - 144 + 48 - 4 = 28. $$The largest value is $28$, attained at the endpoint $x = 4$: this is the absolute maximum. (A1) The smallest value is $-\tfrac{25}{2}$, attained at the endpoint $x = -\tfrac{1}{2}$: this is the absolute minimum. (A1)
Let $f(x) = \dfrac{x^{2} - 4}{x^{2} - 1}$. Complete a full analysis: domain, intercepts, symmetry, asymptotes, monotonicity from $f'$, and concavity from $f''$.
Domain: The denominator vanishes at $x = \pm 1$, so the domain is $\{x \in \mathbb{R} : x \ne \pm 1\}$. (M1)
Symmetry: $f(-x) = \dfrac{(-x)^{2}-4}{(-x)^{2}-1} = \dfrac{x^{2}-4}{x^{2}-1} = f(x)$, so $f$ is an even function and its graph is symmetric about the $y$-axis.
Intercepts: $f(0) = \dfrac{-4}{-1} = 4$, giving the $y$-intercept $(0,4)$. For $x$-intercepts, set $x^{2} - 4 = 0$: $x = \pm 2$, giving intercepts $(\pm 2, 0)$.
Asymptotes: Since $x^{2}-1 \to 0$ as $x \to \pm 1$ while the numerator is non-zero there, $x = 1$ and $x = -1$ are vertical asymptotes. For the horizontal asymptote,
$$ \lim_{x \to \pm\infty} \frac{x^{2}-4}{x^{2}-1} = \lim_{x\to\pm\infty} \frac{1 - 4/x^{2}}{1 - 1/x^{2}} = 1, $$so $y = 1$ is a horizontal asymptote. (A1 for asymptotes with supporting limits)
By the quotient rule: (M1)
$$ f'(x) = \frac{2x(x^{2}-1) - (x^{2}-4)(2x)}{(x^{2}-1)^{2}} = \frac{2x\bigl[(x^{2}-1)-(x^{2}-4)\bigr]}{(x^{2}-1)^{2}} = \frac{2x \cdot 3}{(x^{2}-1)^{2}} = \frac{6x}{(x^{2}-1)^{2}}. $$The denominator $(x^{2}-1)^{2}$ is strictly positive on the domain. The sign of $f'$ is therefore the sign of $6x$. Sign chart (including $x=\pm 1$ as partition points due to asymptotes):
The only zero of $f'$ in the domain is $x = 0$, where $f'$ changes from $(-)$ to $(+)$: by the First Derivative Test, $x = 0$ is a local minimum with $f(0) = 4$. (A1)
Differentiate $f'(x) = 6x(x^{2}-1)^{-2}$ using the product rule: (M1)
$$ f''(x) = 6(x^{2}-1)^{-2} + 6x \cdot (-2)(x^{2}-1)^{-3}(2x) = \frac{6(x^{2}-1) - 24x^{2}}{(x^{2}-1)^{3}} = \frac{-6(3x^{2}+1)}{(x^{2}-1)^{3}}. $$Since $3x^{2}+1 > 0$ always, the sign of $f''$ is determined by $-1/(x^{2}-1)^{3}$:
There are no points in the domain where $f''=0$ (the equation $3x^{2}+1=0$ has no real solutions), so there are no inflection points. The concavity changes at the asymptotes $x=\pm 1$, not at any point on the graph. (A1)
Summary of key features: $y$-intercept $(0,4)$; $x$-intercepts $(\pm 2, 0)$; local minimum $(0,4)$; vertical asymptotes $x=\pm 1$; horizontal asymptote $y=1$; concave down on $(-\infty,-1)$ and $(1,\infty)$; concave up on $(-1,1)$; no inflection points.
State Rolle's Theorem, apply it to $p(x) = x^{3} - x$ on $[-1,1]$, and use it to show $q(x) = x^{5} + 3x + 1$ has at most one real root.
Rolle's Theorem. Suppose $f$ satisfies the following three hypotheses: (i) $f$ is continuous on the closed interval $[a,b]$; (ii) $f$ is differentiable on the open interval $(a,b)$; (iii) $f(a) = f(b)$. Then there exists at least one $c \in (a,b)$ such that $f'(c) = 0$. (R1 for all three hypotheses, R1 for the conclusion)
Verify the three hypotheses on $[a,b] = [-1,1]$: (R1)
All three hold. By Rolle's Theorem, there exists $c \in (-1,1)$ with $p'(c) = 0$. Set $p'(x) = 3x^{2} - 1 = 0$: (M1)
$$ 3c^{2} = 1 \implies c = \pm\frac{1}{\sqrt{3}} = \pm\frac{\sqrt{3}}{3} \approx \pm 0.577. $$Both values lie in $(-1,1)$, so the theorem guarantees two values of $c$ in this instance. (A1)
Suppose, for contradiction, that $q$ has two distinct real roots $a < b$, so $q(a) = q(b) = 0$. (R1 for setting up contradiction)
Since $q$ is a polynomial it is continuous on $[a,b]$ and differentiable on $(a,b)$, and $q(a) = q(b) = 0$. By Rolle's Theorem, there exists $c \in (a,b)$ such that $q'(c) = 0$. (M1)
But $q'(x) = 5x^{4} + 3$. Since $5x^{4} \ge 0$ for all $x$, we have $q'(x) \ge 3 > 0$ for all $x \in \mathbb{R}$. In particular $q'(c) \ge 3 > 0$, contradicting $q'(c) = 0$. (A1)
The assumption that $q$ has two distinct real roots is false. Therefore $q$ has at most one real root.
State the MVT, apply it to $\ln x$ on $[1,e]$, prove $|\sin b - \sin a| \le |b-a|$, and bound $f(7)$ given $f'(x) \le 3$.
Mean Value Theorem. Suppose $f$ is continuous on $[a,b]$ and differentiable on $(a,b)$. Then there exists at least one $c \in (a,b)$ such that
$$ f'(c) = \frac{f(b) - f(a)}{b - a}. $$(R1 for both hypotheses, R1 for the conclusion)
Verify hypotheses: $f(x) = \ln x$ is continuous on $[1,e]$ (it is continuous for all $x>0$) and differentiable on $(1,e)$, with $f'(x) = 1/x$. Both hypotheses hold. (R1)
The MVT guarantees $c \in (1,e)$ with (M1)
$$ f'(c) = \frac{\ln e - \ln 1}{e - 1} = \frac{1 - 0}{e-1} = \frac{1}{e-1}. $$Setting $1/c = 1/(e-1)$ gives $c = e - 1 \approx 1.718$. Since $1 < e-1 < e$, this $c$ lies in $(1,e)$ as required. (A1)
If $a = b$ then both sides are $0$ and the inequality holds trivially. Suppose $a \ne b$; without loss of generality assume $a < b$. Apply the MVT to $f(x) = \sin x$ on $[a,b]$: (M1) since $\sin$ is continuous and differentiable everywhere, there exists $c \in (a,b)$ with
$$ \frac{\sin b - \sin a}{b - a} = \cos c. $$The key property is that $|\cos c| \le 1$ for every $c \in \mathbb{R}$. (R1 for naming this) Therefore
$$ |\sin b - \sin a| = |\cos c| \cdot |b-a| \le |b-a|. $$(A1) This holds for all $a,b \in \mathbb{R}$.
Apply the MVT to $f$ on the interval $[2, 7]$. The hypothesis that $f$ is differentiable on $\mathbb{R}$ implies it is continuous on $[2,7]$ and differentiable on $(2,7)$, so the MVT applies. There exists $c \in (2,7)$ with: (M1)
$$ f'(c) = \frac{f(7) - f(2)}{7 - 2} = \frac{f(7) - 5}{5}. $$Since $f'(c) \le 3$, we get $\dfrac{f(7)-5}{5} \le 3$, so $f(7) - 5 \le 15$, giving $f(7) \le 20$. (A1) The bound $f(7) = 20$ is attained when $f(x) = 3x - 1$.
Prove the constant function theorem, deduce the antiderivative uniqueness corollary, and show $e^{x} \ge 1+x$ for $x \ge 0$.
Let $x_{1}, x_{2} \in I$ with $x_{1} < x_{2}$. We must show $f(x_{1}) = f(x_{2})$.
Because $f'(x) = 0$ on all of $I$, the function $f$ is differentiable on $(x_{1}, x_{2}) \subset I$ and hence continuous on $[x_{1}, x_{2}]$. The MVT therefore applies on $[x_{1}, x_{2}]$: there exists $c \in (x_{1}, x_{2})$ such that (M1)
$$ f(x_{2}) - f(x_{1}) = f'(c)(x_{2} - x_{1}). $$But $f'(c) = 0$ by hypothesis (since $c \in I$), so $f(x_{2}) - f(x_{1}) = 0$, i.e.\ $f(x_{2}) = f(x_{1})$. (A1 for applying MVT, A1 for conclusion)
Since $x_{1}$ and $x_{2}$ were arbitrary points of $I$, $f$ takes the same value at every pair of points: $f$ is constant on $I$. (R1 for the quantifier argument)
Define $F = f - g$. Then $F' = f' - g' = 0$ on $I$ (since $f'=g'$ throughout $I$). (M1) By part (a), $F$ is constant on $I$: there is a constant $C$ such that $F(x) = C$ for all $x \in I$. That is, $f(x) - g(x) = C$, equivalently $f(x) = g(x) + C$ for all $x \in I$. (A1)
For $x = 0$: $e^{0} = 1 = 1 + 0$, so equality holds and the inequality is satisfied.
For $x > 0$: apply the MVT to $F(t) = e^{t}$ on $[0, x]$. Since $e^{t}$ is differentiable everywhere, the hypotheses are met. There exists $c \in (0, x)$ such that: (M1)
$$ e^{x} - e^{0} = e^{c}(x - 0) \implies e^{x} - 1 = x\,e^{c}. $$Since $c > 0$ we have $e^{c} > e^{0} = 1$, so $xe^{c} > x$ (using $x > 0$). Therefore $e^{x} - 1 > x$, i.e.\ $e^{x} > 1 + x$. (A1)
Combining both cases, $e^{x} \ge 1 + x$ for all $x \ge 0$, with equality only at $x = 0$.
A farmer encloses a rectangular plot subdivided into three equal pens by two internal fences parallel to one pair of sides. Total fencing is $120$ metres. Find dimensions and maximum area.
Name the variables: let $x$ be the length of the sides perpendicular to the internal dividers and $y$ be the length of the sides parallel to them (i.e.\ the sides the dividers run along). The outer perimeter uses two sides of length $x$ and two sides of length $y$. The two internal dividers each have length $x$. Total fencing: (M1)
$$ 2x + 2y + 2x = 4x + 2y = 120 \implies y = 60 - 2x. $$Objective: total area $A = xy$. Substituting: (M1)
$$ A(x) = x(60 - 2x) = 60x - 2x^{2}. $$Feasible domain: $x > 0$ and $y = 60-2x > 0$ require $0 < x < 30$. (A1)
Differentiate: (M1)
$$ A'(x) = 60 - 4x = 0 \implies x = 15. $$$A''(x) = -4 < 0$ for all $x$, confirming $x=15$ is a maximum by the Second Derivative Test. (A1 for critical point, A1 for SDT confirmation)
(M1) $y = 60 - 2(15) = 30\,\text{m}$. Maximum area: $A(15) = 15 \times 30 = 450\,\text{m}^{2}$. (A1)
The entire enclosure measures $15\,\text{m}$ (perpendicular to the dividers) by $30\,\text{m}$ (parallel to the dividers).
Open-top boxes with square base, volume $32\,\text{cm}^{3}$, base cost $\$3/\text{cm}^{2}$, side cost $\$1/\text{cm}^{2}$. Minimise total cost.
Volume constraint: $x^{2}h = 32$, so $h = \dfrac{32}{x^{2}}$. (M1) Feasible domain: $x > 0$ (no upper bound; as $x \to \infty$, $h \to 0$, which is physically fine). (A1)
The base has area $x^{2}$ at $\$3/\text{cm}^{2}$: base cost $= 3x^{2}$. Each of the four sides has area $xh$: total side area $= 4xh$ at $\$1/\text{cm}^{2}$, so side cost $= 4xh$. Substituting $h = 32/x^{2}$: (M1)
$$ C(x) = 3x^{2} + 4x \cdot \frac{32}{x^{2}} = 3x^{2} + \frac{128}{x}, \qquad x > 0. $$(A1)
Differentiate: (M1)
$$ C'(x) = 6x - \frac{128}{x^{2}}. $$Set $C'(x) = 0$: $6x = \dfrac{128}{x^{2}}$, so $6x^{3} = 128$, giving $x^{3} = \dfrac{64}{3}$, hence (M1)
$$ x = \left(\frac{64}{3}\right)^{1/3} = \frac{4}{3^{1/3}} = 4 \cdot 3^{-1/3} \approx 2.773\,\text{cm}. $$(A1) Confirm minimum: $C''(x) = 6 + \dfrac{256}{x^{3}} > 0$ for all $x > 0$. (A1 for SDT) The cost function is convex everywhere on $(0,\infty)$, so the single critical point is the global minimum. (As $x \to 0^{+}$, the term $128/x \to \infty$, and as $x \to \infty$, $3x^{2} \to \infty$, confirming no finite minimum elsewhere.)
(M1) With $x = 4 \cdot 3^{-1/3}$, we have $x^{2} = 16 \cdot 3^{-2/3}$, so
$$ h = \frac{32}{x^{2}} = \frac{32}{16 \cdot 3^{-2/3}} = 2 \cdot 3^{2/3} \approx 2 \times 2.080 = 4.160\,\text{cm}. $$Minimum cost:
$$ C\!\left(4 \cdot 3^{-1/3}\right) = 3 \cdot 16 \cdot 3^{-2/3} + \frac{128}{4 \cdot 3^{-1/3}} = 48 \cdot 3^{-2/3} + 32 \cdot 3^{1/3}. $$Numerically: $48/3^{2/3} \approx 48/2.080 \approx 23.08$ and $32 \times 3^{1/3} \approx 32 \times 1.442 \approx 46.15$. So minimum cost $\approx \$69.23$. (A1)
Find the point(s) on $y = \sqrt{x}$ closest to $(2, 0)$.
A point on $y = \sqrt{x}$ has coordinates $(x, \sqrt{x})$ for $x \ge 0$. The squared distance from this point to $(2,0)$ is: (R1 for setting up $D(x)$)
$$ D(x) = (x - 2)^{2} + (\sqrt{x} - 0)^{2} = (x-2)^{2} + x, \qquad x \ge 0. $$Minimising $D(x)$ is equivalent to minimising the actual distance $\sqrt{D(x)}$, since the square root is an increasing function: the minimiser of $D$ is also the minimiser of $\sqrt{D}$. Feasible domain: $x \ge 0$. (A1)
Differentiate: (M1)
$$ D'(x) = 2(x-2) + 1 = 2x - 3. $$Set $D'(x) = 0$: $2x - 3 = 0 \implies x = \dfrac{3}{2}$. (M1) The value $x = \tfrac{3}{2}$ lies in the interior of the feasible domain $(x \ge 0)$. (A1 for finding $x=3/2$)
Note: the factored-polynomial step mentioned in the question is needed for more complex squared-distance expressions (e.g.\ $y = x^{2}$). Here the derivative is already linear in $x$. (A1 for recognising the domain location)
$D''(x) = 2 > 0$ for all $x$, so $x = \tfrac{3}{2}$ is a local minimum by the Second Derivative Test. (M1) Compare with the boundary value at $x = 0$:
$$ D(0) = (0-2)^{2} + 0 = 4, \qquad D\!\left(\tfrac{3}{2}\right) = \!\left(\tfrac{3}{2} - 2\right)^{2} + \tfrac{3}{2} = \tfrac{1}{4} + \tfrac{3}{2} = \tfrac{7}{4}. $$Since $\tfrac{7}{4} < 4$, the global minimum of $D$ on $[0,\infty)$ occurs at $x = \tfrac{3}{2}$. (A1) As $x \to \infty$, $(x-2)^{2} + x \to \infty$, so the minimum is not at infinity.
(M1) At $x = \tfrac{3}{2}$: $y = \sqrt{\tfrac{3}{2}} = \dfrac{\sqrt{6}}{2}$. The closest point on $y = \sqrt{x}$ to $(2,0)$ is $\left(\dfrac{3}{2},\, \dfrac{\sqrt{6}}{2}\right)$.
Minimum distance: $\sqrt{D\!\left(\tfrac{3}{2}\right)} = \sqrt{\tfrac{7}{4}} = \dfrac{\sqrt{7}}{2}$. (A1)