← All Units← 返回单元列表 ← Course Hub← 课程主页
I B  M A T H  A A  H L
Unit E1 · SolutionsUnit E1 · 解析

Principles of Differential Calculus · Solutions微分学原理 · 解析

Companion to the IB-Style Practice SetIB 风格练习题的解析配套

EASY MEDIUM HARD Paper 1A Paper 1B Paper 2 Paper 3

Syllabus SL 5.1, 5.2 · AHL 5.12, 5.14考纲 SL 5.1、5.2 · AHL 5.12、5.14AA HL



PART I  ·  PAPER 1 SECTION A · SOLUTIONS第一部分  ·  第一卷 A 节 · 解析No calculator · 20 marks不可使用计算器 · 20 分

Section A · Worked SolutionsA 节 · 详细解析

Q1EASYPaper 1AE1.1 Limit by Factoring[4 marks]

Evaluate $\displaystyle \lim_{x \to 2} \frac{x^{2} - 4}{x - 2}$.求 $\displaystyle \lim_{x \to 2} \frac{x^{2} - 4}{x - 2}$。

Answer:答案:  $\displaystyle \lim_{x \to 2} \frac{x^{2} - 4}{x - 2} = 4$

(a) Indeterminate form A1

Direct substitution gives numerator $2^{2} - 4 = 0$ and denominator $2 - 2 = 0$, i.e. the indeterminate form $\tfrac{0}{0}$. The limit is therefore not evaluated by substitution; we must simplify first.

(b) Factor and cancel M1·A1

$x^{2} - 4 = (x - 2)(x + 2)$, so for $x \ne 2$, $$ \frac{x^{2} - 4}{x - 2} \;=\; \frac{(x - 2)(x + 2)}{x - 2} \;=\; x + 2. $$ The cancellation is valid because the limit considers $x \to 2$ but $x \ne 2$.

(c) Take the limit A1

$\displaystyle \lim_{x \to 2}(x + 2) = 2 + 2 = 4$.
"$0/0$" is a question, not an answer. The form $\tfrac{0}{0}$ never tells you the value of the limit on its own — it only tells you to do more work. Three standard moves resolve it: factor (as here), rationalise (when surds are present), or L'Hopital (HL Paper 3). On Paper 1 with no calculator, the IB strongly prefers the algebraic moves — L'Hopital often loses a method mark when the cleaner factor route is available. Always state "we have $\tfrac{0}{0}$" before factoring, so the M1 for "recognising the indeterminate form" is clearly earned.

(a) 不定式 A1

直接代入分子 $2^{2} - 4 = 0$、分母 $2 - 2 = 0$,得不定式 $\tfrac{0}{0}$。因此不能直接代入求值,必须先化简。

(b) 因式分解并约分 M1·A1

$x^{2} - 4 = (x - 2)(x + 2)$,当 $x \ne 2$ 时, $$ \frac{x^{2} - 4}{x - 2} \;=\; \frac{(x - 2)(x + 2)}{x - 2} \;=\; x + 2. $$ 约分合法:极限只考察 $x \to 2$,但 $x \ne 2$。

(c) 取极限 A1

$\displaystyle \lim_{x \to 2}(x + 2) = 2 + 2 = 4$。
"$0/0$" 是问题,不是答案。$\tfrac{0}{0}$ 形式本身不给出极限值,它只是提示要继续做。三种标准化简:因式分解(本题)、有理化(含根号时)、L'Hopital(HL 第三卷)。Paper 1 不允许计算器,IB 强烈偏好代数化简——能因式时用 L'Hopital 常会丢方法分。下笔先写"出现 $\tfrac{0}{0}$","识别不定式"的 M1 才稳。
Q2MEDIUMPaper 1AE1.2 First Principles[5 marks]

$f(x) = 3x^{2} - x$. From first principles, find $f'(x)$.$f(x) = 3x^{2} - x$。由导数定义求 $f'(x)$。

Answer:答案:  $f'(x) = 6x - 1$

(a) Definition and substitute M1

$$ f'(x) \;=\; \lim_{h \to 0} \frac{f(x + h) - f(x)}{h} \;=\; \lim_{h \to 0} \frac{\bigl[3(x + h)^{2} - (x + h)\bigr] - \bigl[3x^{2} - x\bigr]}{h}. $$

(b) Expand and simplify A1·A1

Expand $3(x + h)^{2} = 3x^{2} + 6xh + 3h^{2}$, so the numerator is $$ \bigl(3x^{2} + 6xh + 3h^{2} - x - h\bigr) - \bigl(3x^{2} - x\bigr) \;=\; 6xh + 3h^{2} - h. $$ The $3x^{2}$ and $-x$ terms cancel — exactly what should happen on every first-principles calculation.

(c) Divide by $h$ and take the limit M1·A1

$$ \frac{6xh + 3h^{2} - h}{h} \;=\; 6x + 3h - 1 \quad (h \ne 0). $$ Hence $\displaystyle f'(x) = \lim_{h \to 0}\bigl(6x + 3h - 1\bigr) = 6x - 1$.
Three checkpoints of every first-principles derivative. (i) $h$-free cancellation: the $f(x)$-only terms must cancel in the numerator, leaving every surviving term with a factor of $h$. If you still have $h$-free junk, you mis-expanded $f(x + h)$. (ii) Divide before limit: never write $\lim_{h \to 0}$ before cancelling $h$ — that would still read as $\tfrac{0}{0}$. Cancel first, then limit. (iii) State "$h \to 0$" explicitly: IB requires the limit notation to be present, not implicit. Drop any of the three and you lose the corresponding mark.

(a) 写定义并代入 M1

$$ f'(x) \;=\; \lim_{h \to 0} \frac{f(x + h) - f(x)}{h} \;=\; \lim_{h \to 0} \frac{\bigl[3(x + h)^{2} - (x + h)\bigr] - \bigl[3x^{2} - x\bigr]}{h}. $$

(b) 展开并化简 A1·A1

$3(x + h)^{2} = 3x^{2} + 6xh + 3h^{2}$,分子为 $$ \bigl(3x^{2} + 6xh + 3h^{2} - x - h\bigr) - \bigl(3x^{2} - x\bigr) \;=\; 6xh + 3h^{2} - h. $$ $3x^{2}$ 与 $-x$ 项消去——每次定义求导都应如此。

(c) 除以 $h$ 再取极限 M1·A1

$$ \frac{6xh + 3h^{2} - h}{h} \;=\; 6x + 3h - 1 \quad (h \ne 0). $$ 故 $\displaystyle f'(x) = \lim_{h \to 0}\bigl(6x + 3h - 1\bigr) = 6x - 1$。
定义求导三大核查点。(i) 不含 $h$ 的项必须消去:分子中只含 $f(x)$ 的项必须消去,剩下每项都带 $h$ 因子。若还残留不含 $h$ 的项,那 $f(x + h)$ 必展开错。(ii) 先除后取极限:未约去 $h$ 前不要写 $\lim_{h \to 0}$,否则仍是 $\tfrac{0}{0}$。先约,再取极限。(iii) "$h \to 0$" 须显写:IB 要求极限符号显式存在,不可隐含。任缺一项即丢相应分。
Q3MEDIUMPaper 1AE1.3 Tangent & Normal[6 marks]

$C: y = x^{2} - 4x + 6$. Tangent and normal at $P(3, 3)$ in $y = mx + c$ form.$C: y = x^{2} - 4x + 6$。求 $P(3, 3)$ 处切线与法线($y = mx + c$)。

Answers:答案:  tangent切线 $y = 2x - 3$  ·  normal法线 $y = -\tfrac{1}{2}\,x + \tfrac{9}{2}$

(a) Verify $P$ on $C$ A1

$y(3) = 9 - 12 + 6 = 3$. So $P(3, 3) \in C$. $\checkmark$

(b) Slope at $P$ M1·A1

$\dfrac{dy}{dx} = 2x - 4$. At $x = 3$: $m_{\text{tan}} = 2(3) - 4 = 2$.

(c) Tangent line A1

Point-slope through $(3, 3)$: $y - 3 = 2(x - 3) \Rightarrow y = 2x - 3$.

(d) Normal line M1·A1

Normal slope $m_{\text{n}} = -\dfrac{1}{m_{\text{tan}}} = -\dfrac{1}{2}$. Through $(3, 3)$: $$ y - 3 = -\tfrac{1}{2}(x - 3) \;\Longrightarrow\; y = -\tfrac{1}{2}\,x + \tfrac{3}{2} + 3 = -\tfrac{1}{2}\,x + \tfrac{9}{2}. $$
Evaluate slope at the point, not "in general". The number-one tangent-line error is writing $\dfrac{dy}{dx} = 2x - 4$ and stopping. That is a slope function, not a slope. The tangent at $P$ needs a number, so substitute $x = 3$ before building $y - y_{0} = m(x - x_{0})$. The normal then uses the negative reciprocal of that number ($-\tfrac{1}{2}$), never of the slope function. If the slope at the point is $0$ (horizontal tangent), the normal is vertical ($x = x_{0}$), not $y = \text{undefined}$.

(a) 验证 $P$ 在 $C$ 上 A1

$y(3) = 9 - 12 + 6 = 3$。故 $P(3, 3) \in C$。$\checkmark$

(b) $P$ 处斜率 M1·A1

$\dfrac{dy}{dx} = 2x - 4$。代 $x = 3$:$m_{\mathrm{tan}} = 2(3) - 4 = 2$。

(c) 切线 A1

点斜式过 $(3, 3)$:$y - 3 = 2(x - 3) \Rightarrow y = 2x - 3$。

(d) 法线 M1·A1

法线斜率 $m_{\mathrm{n}} = -\dfrac{1}{m_{\mathrm{tan}}} = -\dfrac{1}{2}$。过 $(3, 3)$: $$ y - 3 = -\tfrac{1}{2}(x - 3) \;\Longrightarrow\; y = -\tfrac{1}{2}\,x + \tfrac{9}{2}. $$
斜率要"在点上"求,而不是"一般情形"。切线题首要错误是写到 $\dfrac{dy}{dx} = 2x - 4$ 就收笔——那是斜率函数,不是斜率值。在 $P$ 处的切线需要一个数,所以先代 $x = 3$,再写 $y - y_{0} = m(x - x_{0})$。法线用该($-\tfrac{1}{2}$)的负倒数,绝不是斜率函数的负倒数。若切点斜率为 $0$(水平切线),法线为竖直 $x = x_{0}$,而不是 $y = $ 未定义。
Q4HARDPaper 1AE1.4 Classifying Stationary Points[5 marks]

$f(x) = x^{3} - 3x^{2} + 4$. Find and classify every stationary point.$f(x) = x^{3} - 3x^{2} + 4$。求并分类全部稳定点。

Answers:答案:  local max $(0, 4)$ · local min $(2, 0)$极大 $(0, 4)$ · 极小 $(2, 0)$

(a) Solve $f'(x) = 0$ M1·A1

$f'(x) = 3x^{2} - 6x = 3x(x - 2) = 0 \Rightarrow x = 0$ or $x = 2$.

(b) Second derivative test M1·A1

$f''(x) = 6x - 6$.
  • $f''(0) = -6 < 0 \Rightarrow$ local maximum at $x = 0$.
  • $f''(2) = +6 > 0 \Rightarrow$ local minimum at $x = 2$.

(c) $y$-coordinates A1

$f(0) = 4$; $f(2) = 8 - 12 + 4 = 0$. Stationary points: $(0, 4)$ local max and $(2, 0)$ local min.
Second derivative test fails when $f''(x_{0}) = 0$. The rule is: $f''(x_{0}) < 0 \Rightarrow$ max, $f''(x_{0}) > 0 \Rightarrow$ min, $f''(x_{0}) = 0 \Rightarrow$ inconclusive. For example, $g(x) = x^{4}$ has $g'(0) = g''(0) = 0$ but $x = 0$ is a min; $h(x) = x^{3}$ has $h'(0) = h''(0) = 0$ but $x = 0$ is a horizontal inflection (neither max nor min). When the second derivative test stalls, fall back to a sign chart for $f'$ across the critical point — this is the first-derivative test, which never fails.

(a) 解 $f'(x) = 0$ M1·A1

$f'(x) = 3x^{2} - 6x = 3x(x - 2) = 0 \Rightarrow x = 0$ 或 $x = 2$。

(b) 二阶导数判别 M1·A1

$f''(x) = 6x - 6$。
  • $f''(0) = -6 < 0 \Rightarrow$ $x = 0$ 处极大
  • $f''(2) = +6 > 0 \Rightarrow$ $x = 2$ 处极小

(c) $y$ 坐标 A1

$f(0) = 4$;$f(2) = 8 - 12 + 4 = 0$。稳定点:$(0, 4)$ 极大、$(2, 0)$ 极小。
$f''(x_{0}) = 0$ 时二阶判别失效。规则:$f''(x_{0}) < 0 \Rightarrow$ 极大,$f''(x_{0}) > 0 \Rightarrow$ 极小,$f''(x_{0}) = 0 \Rightarrow$ 无法判断。例:$g(x) = x^{4}$ 有 $g'(0) = g''(0) = 0$ 而 $x = 0$ 是极小;$h(x) = x^{3}$ 有 $h'(0) = h''(0) = 0$ 而 $x = 0$ 是水平拐点(既非极大也非极小)。二阶判别失效时,改用 $f'$ 在临界点两侧的符号表——一阶导数判别法从不失效。
PART II  ·  PAPER 1 SECTION B · SOLUTIONS第二部分  ·  第一卷 B 节 · 解析No calculator · 11 marks不可使用计算器 · 11 分

Section B · Worked SolutionsB 节 · 详细解析

Q5HARDPaper 1BE1.4 + E1.6 Cubic Analysis (HL)[11 marks]

$f(x) = x^{3} - 3x$, $x \in \mathbb{R}$. Stationary points; inflection; full sketch.$f(x) = x^{3} - 3x$,$x \in \mathbb{R}$。稳定点、拐点、完整草图。

Answers:答案:  (a) max $(-1, 2)$, min $(1, -2)$极大 $(-1, 2)$、极小 $(1, -2)$  ·  (b) inflection $(0, 0)$拐点 $(0, 0)$

(a) Stationary points M1·A1·M1·A1

$f'(x) = 3x^{2} - 3 = 3(x - 1)(x + 1) = 0 \Rightarrow x = \pm 1$. Second derivative: $f''(x) = 6x$.
  • $f''(-1) = -6 < 0 \Rightarrow$ local max at $x = -1$; $f(-1) = -1 + 3 = 2$, so $(-1, 2)$.
  • $f''(1) = +6 > 0 \Rightarrow$ local min at $x = 1$; $f(1) = 1 - 3 = -2$, so $(1, -2)$.
Test used: second derivative test.

(b) Point of inflection M1·A1·R1

Solve $f''(x) = 0$: $6x = 0 \Rightarrow x = 0$. Candidate $(0, f(0)) = (0, 0)$. Sign of $f''$ either side: for $x < 0$, $f''(x) = 6x < 0$ (concave down); for $x > 0$, $f''(x) = 6x > 0$ (concave up). $f''$ changes sign at $x = 0$, so $(0, 0)$ is a genuine inflection point.

(c) Sketch M1·A1·A1·A1

Features to label:
  • $x$-intercepts: $f(x) = x(x^{2} - 3) = 0 \Rightarrow x = 0,\; \pm \sqrt{3}$. Three points: $(-\sqrt{3}, 0),\; (0, 0),\; (\sqrt{3}, 0)$.
  • $y$-intercept: $f(0) = 0$, same as the central $x$-intercept.
  • Stationary points: $(-1, 2)$ local max; $(1, -2)$ local min.
  • Inflection: $(0, 0)$, where the curve crosses its own tangent line $y = f'(0) \cdot x = -3x$.
  • End behaviour: $f(x) \to +\infty$ as $x \to +\infty$; $f(x) \to -\infty$ as $x \to -\infty$ (odd cubic, positive leading coefficient).
  • Odd symmetry: $f(-x) = -f(x)$, so the graph is symmetric about the origin.
"$f''(x_{0}) = 0$" alone never proves inflection. The IB explicitly distinguishes between candidate inflection points ($f''(x_{0}) = 0$) and confirmed ones (sign of $f''$ changes through $x_{0}$). The function $g(x) = x^{4}$ has $g''(0) = 0$ but $g'' \ge 0$ everywhere, so $(0, 0)$ is not an inflection — it is the bottom of an upward bowl. Always check the sign on both sides; on HL papers, "stating the sign change" earns the R1. The same logic upgrades to "$f''$ changes from positive to negative" $\Rightarrow$ concave up turns into concave down, which is the geometric meaning of inflection.

(a) 稳定点 M1·A1·M1·A1

$f'(x) = 3x^{2} - 3 = 3(x - 1)(x + 1) = 0 \Rightarrow x = \pm 1$。 二阶导:$f''(x) = 6x$。
  • $f''(-1) = -6 < 0 \Rightarrow$ $x = -1$ 处极大;$f(-1) = -1 + 3 = 2$,即 $(-1, 2)$。
  • $f''(1) = +6 > 0 \Rightarrow$ $x = 1$ 处极小;$f(1) = 1 - 3 = -2$,即 $(1, -2)$。
所用判别法:二阶导数判别法

(b) 拐点 M1·A1·R1

解 $f''(x) = 0$:$6x = 0 \Rightarrow x = 0$。候选点 $(0, f(0)) = (0, 0)$。 $f''$ 两侧符号:$x < 0$ 时 $f''(x) = 6x < 0$(下凹);$x > 0$ 时 $f''(x) = 6x > 0$(上凹)。$f''$ 在 $x = 0$ 处变号,故 $(0, 0)$ 为真正的拐点。

(c) 草图 M1·A1·A1·A1

须标出的要素:
  • $x$ 截距:$f(x) = x(x^{2} - 3) = 0 \Rightarrow x = 0,\; \pm \sqrt{3}$。三点:$(-\sqrt{3}, 0),\; (0, 0),\; (\sqrt{3}, 0)$。
  • $y$ 截距:$f(0) = 0$,与中间的 $x$ 截距重合。
  • 稳定点:$(-1, 2)$ 极大;$(1, -2)$ 极小。
  • 拐点:$(0, 0)$,曲线在此与自身切线 $y = -3x$ 相交。
  • 端行为:$x \to +\infty$ 时 $f \to +\infty$;$x \to -\infty$ 时 $f \to -\infty$(奇次三次、首项系数正)。
  • 奇对称:$f(-x) = -f(x)$,图像关于原点对称。
"$f''(x_{0}) = 0$" 不能单独证明拐点。IB 明确区分候选拐点($f''(x_{0}) = 0$)与确认拐点($f''$ 在 $x_{0}$ 处变号)。函数 $g(x) = x^{4}$ 有 $g''(0) = 0$ 但 $g'' \ge 0$ 恒成立,故 $(0, 0)$ 不是拐点——只是开口向上抛物面的最低点。务必两侧验符号;HL 卷"写明变号"才得 R1。同样地,"$f''$ 由正变负"即"上凹变下凹",正是拐点的几何含义。
PART III  ·  PAPER 2 · SOLUTIONS第三部分  ·  第二卷 · 解析Calculator · 17 marks可使用计算器 · 17 分

Paper 2 · Worked Solutions第二卷 · 详细解析

Q6MEDIUMPaper 2E1.3 GDC Tangent Line[7 marks]

$g(x) = x^{3} - 2x^{2} + x + 1$. Investigate the tangent at $x = 2$.$g(x) = x^{3} - 2x^{2} + x + 1$。探究 $x = 2$ 处的切线。

Answer:答案:  tangent切线 $y = 5x - 7$

(a) Function value and GDC derivative M1·A1·A1

Exact value: $g(2) = 8 - 8 + 2 + 1 = 3$. GDC: enter $g(x) = x^{3} - 2x^{2} + x + 1$, then use the numerical derivative feature at $x = 2$ (e.g. nDeriv(g, x, 2) on TI or d/dx on Casio). Output: $g'(2) = 5.000$ (to 4 sf).

(b) Confirm algebraically M1·A1

Differentiate: $g'(x) = 3x^{2} - 4x + 1$. At $x = 2$: $g'(2) = 12 - 8 + 1 = 5$. Matches the GDC. $\checkmark$

(c) Tangent equation M1·A1

Through $(2, 3)$ with slope $5$: $$ y - 3 = 5(x - 2) \;\Longrightarrow\; y = 5x - 7. $$
GDC numerical derivative is a "show your work" lie detector. On Paper 2 you may use the GDC's nDeriv to find a slope, but the IB markscheme always grants the marks for the algebraic derivative when shown. The risk: nDeriv can give a slightly wrong value at points where $g$ has a corner or vertical tangent (since the calculator uses a centred-difference formula). Always cross-check by computing $g'(x)$ symbolically — when the two values match to 4 sf, you have an answer you can trust. When they disagree (rare on polynomial Paper 2 questions, common on Paper 3 piecewise problems), trust the algebra.

(a) 函数值与 GDC 数值导数 M1·A1·A1

精确值:$g(2) = 8 - 8 + 2 + 1 = 3$。 GDC:输入 $g(x) = x^{3} - 2x^{2} + x + 1$,在 $x = 2$ 处调用数值求导(TI 上 nDeriv(g, x, 2);Casio 上 d/dx)。输出 $g'(2) = 5.000$(4 位有效数字)。

(b) 解析求导验证 M1·A1

$g'(x) = 3x^{2} - 4x + 1$。代 $x = 2$:$g'(2) = 12 - 8 + 1 = 5$。与 GDC 吻合。$\checkmark$

(c) 切线方程 M1·A1

过 $(2, 3)$、斜率 $5$: $$ y - 3 = 5(x - 2) \;\Longrightarrow\; y = 5x - 7. $$
GDC 数值导数是"是否真写解题过程"的测谎仪。Paper 2 允许用 nDeriv 斜率,但 IB 评分标准始终把分数给"写出解析导数"的考生。风险:nDeriv 在 $g$ 有折角或竖直切线处可能有偏差(计算器用中心差分公式)。务必符号求 $g'(x)$ 交叉验证——两值在 4 位有效数字内一致,结果可信。若不一致(多项式 Paper 2 罕见、Paper 3 分段题常见),以解析为准。
Q7HARDPaper 2E1.5 Continuity vs Differentiability (HL)[10 marks]

$f(x) = |x - 1| + |x + 2|$, $x \in \mathbb{R}$. Piecewise, continuity, differentiability at the corners.$f(x) = |x - 1| + |x + 2|$。分段、连续性、折角处可导性。

Answer:答案:  corners at $x = -2,\; 1$; $f$ continuous everywhere; not differentiable at the corners折角 $x = -2,\; 1$;$f$ 处处连续;折角处不可导

(a) Sketch and corners M1·A1

GDC sketch is a V-flat-V shape: it descends from $+\infty$ on the left, has a corner at $x = -2$, runs flat from $-2$ to $1$ at height $3$, has a corner at $x = 1$, then ascends to $+\infty$. Corner $x$-values: $\boxed{x = -2}$ and $\boxed{x = 1}$.

(b) Piecewise form M1·A1·A1

On the three regions determined by the corners:
  • $x \le -2$: both $x - 1 < 0$ and $x + 2 \le 0$, so $f(x) = -(x - 1) - (x + 2) = -2x - 1$.
  • $-2 \le x \le 1$: $x - 1 \le 0$, $x + 2 \ge 0$, so $f(x) = -(x - 1) + (x + 2) = 3$.
  • $x \ge 1$: both $x - 1 \ge 0$ and $x + 2 > 0$, so $f(x) = (x - 1) + (x + 2) = 2x + 1$.

(c) Continuity at the corners M1·A1

At $x = -2$: $\lim_{x \to -2^{-}}(-2x - 1) = 4 - 1 = 3$; $\lim_{x \to -2^{+}} 3 = 3$; $f(-2) = 3$. All three agree, so $f$ is continuous at $-2$. At $x = 1$: $\lim_{x \to 1^{-}} 3 = 3$; $\lim_{x \to 1^{+}}(2x + 1) = 3$; $f(1) = 3$. All three agree, so $f$ is continuous at $1$. $\checkmark$

(d) Left and right derivatives M1·A1·R1

Differentiate the piecewise formula on each open piece: $f'(x) = -2$ on $x < -2$; $f'(x) = 0$ on $-2 < x < 1$; $f'(x) = +2$ on $x > 1$. Hence
  • At $x = -2$: $f'_{-}(-2) = -2$, $f'_{+}(-2) = 0$. Since $-2 \ne 0$, $f$ is not differentiable at $x = -2$.
  • At $x = 1$: $f'_{-}(1) = 0$, $f'_{+}(1) = +2$. Since $0 \ne 2$, $f$ is not differentiable at $x = 1$.
Continuity is necessary but not sufficient for differentiability. The HL syllabus emphasises this exact gap. A function can be continuous (no jumps or breaks) yet fail to be differentiable because the slope is ill-defined — three ways this happens at $x_{0}$:
  1. Corner: left and right derivatives both exist but disagree (this question — and the textbook $|x|$ at $0$).
  2. Cusp: one or both one-sided derivatives are $\pm \infty$ (e.g. $f(x) = x^{2/3}$ at $0$).
  3. Vertical tangent: both one-sided derivatives are $+\infty$ or both are $-\infty$ (e.g. $f(x) = x^{1/3}$ at $0$, with vertical slope).
The converse — "differentiable $\Rightarrow$ continuous" — is always true, and is a one-line proof: $\lim_{h \to 0}(f(x_{0} + h) - f(x_{0})) = \lim_{h \to 0} h \cdot \frac{f(x_{0}+h)-f(x_{0})}{h} = 0 \cdot f'(x_{0}) = 0$.

(a) 草图与折角 M1·A1

GDC 图像呈 V-平-V 形:左侧从 $+\infty$ 下降,$x = -2$ 折角,区间 $[-2, 1]$ 内为水平段(高度 $3$),$x = 1$ 折角,再上升至 $+\infty$。折角横坐标:$\boxed{x = -2}$、$\boxed{x = 1}$。

(b) 分段形式 M1·A1·A1

按折角分三段:
  • $x \le -2$:$x - 1 < 0$、$x + 2 \le 0$,故 $f(x) = -(x - 1) - (x + 2) = -2x - 1$。
  • $-2 \le x \le 1$:$x - 1 \le 0$、$x + 2 \ge 0$,故 $f(x) = -(x - 1) + (x + 2) = 3$。
  • $x \ge 1$:$x - 1 \ge 0$、$x + 2 > 0$,故 $f(x) = (x - 1) + (x + 2) = 2x + 1$。

(c) 折角处连续性 M1·A1

$x = -2$:$\lim_{x \to -2^{-}}(-2x - 1) = 3$;$\lim_{x \to -2^{+}} 3 = 3$;$f(-2) = 3$。三者相等,故连续。$x = 1$:$\lim_{x \to 1^{-}} 3 = 3$;$\lim_{x \to 1^{+}}(2x + 1) = 3$;$f(1) = 3$。三者相等,故连续。$\checkmark$

(d) 左右导数 M1·A1·R1

在每个开区间逐段求导:$x < -2$ 时 $f'(x) = -2$;$-2 < x < 1$ 时 $f'(x) = 0$;$x > 1$ 时 $f'(x) = +2$。故
  • $x = -2$:$f'_{-}(-2) = -2$,$f'_{+}(-2) = 0$。$-2 \ne 0$,故 $f$ 在 $x = -2$ 处不可导
  • $x = 1$:$f'_{-}(1) = 0$,$f'_{+}(1) = +2$。$0 \ne 2$,故 $f$ 在 $x = 1$ 处不可导
连续是可导的必要而非充分条件。HL 考纲特别强调这个落差。函数可处处连续(无跳跃断点)却不可导——$x_{0}$ 处三种典型情形:
  1. 折角:左右导数都存在但不相等(本题;以及教科书例 $|x|$ 在 $0$)。
  2. 尖点:单侧导数为 $\pm \infty$(如 $f(x) = x^{2/3}$ 在 $0$)。
  3. 竖直切线:两侧导数同为 $+\infty$ 或同为 $-\infty$(如 $f(x) = x^{1/3}$ 在 $0$)。
反向命题——"可导 $\Rightarrow$ 连续"——恒成立,一行证:$\lim_{h \to 0}(f(x_{0} + h) - f(x_{0})) = \lim_{h \to 0} h \cdot \frac{f(x_{0}+h)-f(x_{0})}{h} = 0 \cdot f'(x_{0}) = 0$。
PART IV  ·  PAPER 3 · SOLUTIONS第四部分  ·  第三卷 · 解析Calculator · HL extended exploration · 15 marks可使用计算器 · HL 长题探究 · 15 分

Paper 3 · Worked Solutions第三卷 · 详细解析

Q8HARDPaper 3E1.4 + E1.6 Quartic Exploration (HL)[15 marks]

$f(x) = x^{4} - 6x^{2}$. Full curve analysis: stationary points, inflections, concavity, sketch.$f(x) = x^{4} - 6x^{2}$。完整曲线分析:稳定点、拐点、凹凸性、草图。

Answers:答案:  (b) max $(0, 0)$, min $(\pm\sqrt{3}, -9)$极大 $(0, 0)$、极小 $(\pm\sqrt{3}, -9)$  ·  (c) inflections $(\pm 1, -5)$拐点 $(\pm 1, -5)$

(a) Derivatives M1·A1

$f'(x) = 4x^{3} - 12x = 4x(x^{2} - 3)$ and $f''(x) = 12x^{2} - 12 = 12(x^{2} - 1)$.

(b) Stationary points M1·A1·A1·A1·A1

Solve $f'(x) = 0$: $4x(x^{2} - 3) = 0 \Rightarrow x = 0,\; \pm \sqrt{3}$. Apply second derivative test using $f''(x) = 12(x^{2} - 1)$:
  • $x = 0$: $f''(0) = -12 < 0 \Rightarrow$ local max. $f(0) = 0$, so $(0, 0)$.
  • $x = \sqrt{3}$: $f''(\sqrt{3}) = 12 \cdot 2 = 24 > 0 \Rightarrow$ local min. $f(\sqrt{3}) = 9 - 18 = -9$, so $(\sqrt{3}, -9)$.
  • $x = -\sqrt{3}$: $f''(-\sqrt{3}) = 24 > 0 \Rightarrow$ local min. $f(-\sqrt{3}) = -9$, so $(-\sqrt{3}, -9)$.

(c) Inflection points M1·A1·A1·R1·A1

Solve $f''(x) = 0$: $12(x^{2} - 1) = 0 \Rightarrow x = \pm 1$. Candidates: $(\pm 1, f(\pm 1)) = (\pm 1, -5)$. Sign chart for $f''$:
  • $x < -1$: $x^{2} - 1 > 0 \Rightarrow f'' > 0$ (concave up).
  • $-1 < x < 1$: $x^{2} - 1 < 0 \Rightarrow f'' < 0$ (concave down).
  • $x > 1$: $x^{2} - 1 > 0 \Rightarrow f'' > 0$ (concave up).
$f''$ changes sign at both $x = -1$ and $x = 1$, so both are genuine inflection points. Coordinates: $(-1, -5)$ and $(1, -5)$.

(d) Concavity intervals and sketch A1·A1·A1

Concave up on $(-\infty, -1) \cup (1, \infty)$; concave down on $(-1, 1)$. $x$-intercepts: $f(x) = x^{2}(x^{2} - 6) = 0 \Rightarrow x = 0$ (double root) or $x = \pm\sqrt{6} \approx \pm 2.449$. At $x = 0$ the curve has a local maximum at height $0$: near the origin $f(x) \approx -6x^{2} \le 0$ with equality only at $x = 0$, so the curve sits on the $x$-axis at the origin and dips below it on either side before climbing through $(\pm\sqrt{6}, 0)$ to $+\infty$. Geometrically, the $x$-axis is tangent to the curve at the origin (a double root) — not a transverse crossing. End behaviour: $f(x) \to +\infty$ as $x \to \pm \infty$ (even quartic, positive leading coefficient). Even symmetry: $f(-x) = f(x)$, so the graph is symmetric about the $y$-axis. Sketch shows a "W"-shape with peak at $(0, 0)$, troughs at $(\pm\sqrt{3}, -9)$, inflections at $(\pm 1, -5)$, and outer $x$-intercepts at $\pm\sqrt{6}$.
Sign-chart tabulation is the marker-friendly way. On Paper 3 with three or more critical points, write an explicit table: \[ \begin{array}{c|ccccc} x & (-\infty, -1) & -1 & (-1, 1) & 1 & (1, \infty) \\ \hline f''(x) & + & 0 & - & 0 & + \\ \text{concavity} & \cup & \text{inflect} & \cap & \text{inflect} & \cup \end{array} \] The table earns the R1 (the reasoning mark for sign change) for both inflections simultaneously, and it eliminates the most common HL error: forgetting that the same $f''$ sign on both sides of a candidate means it is not an inflection. For $f(x) = x^{4}$ at $0$: $f''(x) = 12x^{2} \ge 0$ everywhere, $f''$ does not change sign through $0$, so $(0, 0)$ is not an inflection despite $f''(0) = 0$. Tabulate, then conclude.

(a) 各阶导 M1·A1

$f'(x) = 4x^{3} - 12x = 4x(x^{2} - 3)$,$f''(x) = 12x^{2} - 12 = 12(x^{2} - 1)$。

(b) 稳定点 M1·A1·A1·A1·A1

解 $f'(x) = 0$:$4x(x^{2} - 3) = 0 \Rightarrow x = 0,\; \pm \sqrt{3}$。 用 $f''(x) = 12(x^{2} - 1)$ 做二阶导数判别:
  • $x = 0$:$f''(0) = -12 < 0 \Rightarrow$ 极大。$f(0) = 0$,即 $(0, 0)$。
  • $x = \sqrt{3}$:$f''(\sqrt{3}) = 24 > 0 \Rightarrow$ 极小。$f(\sqrt{3}) = 9 - 18 = -9$,即 $(\sqrt{3}, -9)$。
  • $x = -\sqrt{3}$:$f''(-\sqrt{3}) = 24 > 0 \Rightarrow$ 极小。$f(-\sqrt{3}) = -9$,即 $(-\sqrt{3}, -9)$。

(c) 拐点 M1·A1·A1·R1·A1

解 $f''(x) = 0$:$12(x^{2} - 1) = 0 \Rightarrow x = \pm 1$。候选点 $(\pm 1, f(\pm 1)) = (\pm 1, -5)$。 $f''$ 符号表:
  • $x < -1$:$x^{2} - 1 > 0 \Rightarrow f'' > 0$(上凹)。
  • $-1 < x < 1$:$x^{2} - 1 < 0 \Rightarrow f'' < 0$(下凹)。
  • $x > 1$:$x^{2} - 1 > 0 \Rightarrow f'' > 0$(上凹)。
$f''$ 在 $x = \pm 1$ 处均变号,故两点都是真正的拐点。坐标 $(-1, -5)$ 与 $(1, -5)$。

(d) 凹凸区间与草图 A1·A1·A1

上凹于 $(-\infty, -1) \cup (1, \infty)$;下凹于 $(-1, 1)$。 $x$ 截距:$f(x) = x^{2}(x^{2} - 6) = 0 \Rightarrow x = 0$(重根)或 $x = \pm \sqrt{6} \approx \pm 2.449$。$x = 0$ 处曲线与 $x$ 轴相切($x$ 轴是该处切线,因 $(0, 0)$ 是局部极大且高度为 $0$,邻近点 $f(x) < 0$)。 端行为:$x \to \pm \infty$ 时 $f \to +\infty$(偶次四次、首项系数正)。偶对称:$f(-x) = f(x)$,图像关于 $y$ 轴对称。草图为"W"形:峰 $(0, 0)$,谷 $(\pm\sqrt{3}, -9)$,拐点 $(\pm 1, -5)$,外侧 $x$ 截距 $\pm\sqrt{6}$。
列符号表是评卷友好的做法。Paper 3 临界点 $\ge 3$ 时,明确写出表: \[ \begin{array}{c|ccccc} x & (-\infty, -1) & -1 & (-1, 1) & 1 & (1, \infty) \\ \hline f''(x) & + & 0 & - & 0 & + \\ \text{shape} & \cup & \mathrm{IP} & \cap & \mathrm{IP} & \cup \end{array} \] 表格一次性赢得两个拐点的 R1(变号推理分),同时杜绝 HL 最常见错误:忘记候选点两侧 $f''$ 同号意味着不是拐点。例 $f(x) = x^{4}$ 在 $0$:$f''(x) = 12x^{2} \ge 0$ 恒成立,$f''$ 未变号,故 $(0, 0)$ 不是拐点,尽管 $f''(0) = 0$。列表,再下结论。